Last 12 months
Inside the activity.
17 purchase rows · 44 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 16 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 17 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2022 Filed Aug 26, 2022 20:06 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 1,117 | $2.10 | $2,345.70 |
DisclosureSEC source: 0001104659-22-095126 · tm2224609-1_4seq1.xml · nonDerivative · entry 1 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,403 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · derivative · entry 9 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,924 Underlying: Common Stock · 1,403 shares Expires 2030-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F5 · derivative.exercise_date: 25% of the shares subject to this option shall vest and become exercisable on November 16, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
SaleCommon Stock | 2,909 | $13.09 | $38,079.68 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · nonDerivative · entry 6 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 1,403 | $2.10 | $2,946.30 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · nonDerivative · entry 5 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 117 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · derivative · entry 8 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,327 Underlying: Common Stock · 117 shares Expires 2030-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F5 · derivative.exercise_date: 25% of the shares subject to this option shall vest and become exercisable on November 16, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
SaleCommon Stock | 217 | $13.00 | $2,822.02 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · nonDerivative · entry 4 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,044 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 117 | $2.10 | $245.70 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · nonDerivative · entry 3 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,452 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · derivative · entry 7 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,444 Underlying: Common Stock · 4,452 shares Expires 2030-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F5 · derivative.exercise_date: 25% of the shares subject to this option shall vest and become exercisable on November 16, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
SaleCommon Stock | 8,529 | $13.08 | $111,530.32 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · nonDerivative · entry 2 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,144 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 22:28 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 4,452 | $2.10 | $9,349.20 |
DisclosureSEC source: 0001104659-22-093784 · tm2224405-1_4seq1.xml · nonDerivative · entry 1 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · derivative · entry 9 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,896 Underlying: Common Stock · 100 shares Expires 2030-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F2 · derivative.exercise_date: 25% of the shares subject to this option shall vest and become exercisable on November 16, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
SaleCommon Stock | 200 | $13.00 | $2,600.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · nonDerivative · entry 6 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,221 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 100 | $2.10 | $210.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · nonDerivative · entry 5 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · derivative · entry 8 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,996 Underlying: Common Stock · 100 shares Expires 2030-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F2 · derivative.exercise_date: 25% of the shares subject to this option shall vest and become exercisable on November 16, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
SaleCommon Stock | 200 | $13.07 | $2,614.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · nonDerivative · entry 4 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,341 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 100 | $2.10 | $210.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · nonDerivative · entry 3 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · derivative · entry 7 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,096 Underlying: Common Stock · 100 shares Expires 2030-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. F2 · derivative.exercise_date: 25% of the shares subject to this option shall vest and become exercisable on November 16, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
SaleCommon Stock | 200 | $13.00 | $2,600.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · nonDerivative · entry 2 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,441 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:53 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 100 | $2.10 | $210.00 |
DisclosureSEC source: 0001104659-22-092658 · tm2224086-1_4seq1.xml · nonDerivative · entry 1 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 20:03 UTC |
Doshi DipalDirector · President and CEO
|
SaleCommon Stock | 2,000 | $12.00 | $24,000.00 |
DisclosureSEC source: 0001104659-22-084212 · tm2222095-2_4seq1.xml · nonDerivative · entry 1 Doshi Dipal · CIK 0001613084 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,710 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:18 UTC |
Dowden Nathan JChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 33,788 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077707 · tm2220515-3_4seq1.xml · derivative · entry 1 Dowden Nathan J · CIK 0001873392 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,788 Underlying: Common stock · 33,788 shares Expires 2032-07-01 F1 · derivative.exercise_date: 25% of the option shares shall vest and become exercisable on July 1, 2023, with the remaining 75% vesting in thirty-six (36) equal monthly installments thereafter, such that the option shares will be fully vested on July 1, 2026. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:16 UTC |
Sethuraman NatarajanChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 34,763 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077703 · tm2220515-2_4seq1.xml · derivative · entry 1 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,763 Underlying: Common Stock · 34,763 shares Expires 2032-07-01 F1 · derivative.exercise_date: 25% of the option shares shall vest and become exercisable on July 1, 2023, with the remaining 75% vesting in thirty-six (36) equal monthly installments thereafter, such that the option shares will be fully vested on July 1, 2026. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:19 UTC |
KREHER NERISSAChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 31,032 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077709 · tm2220515-4_4seq1.xml · derivative · entry 1 KREHER NERISSA · CIK 0001741850 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,032 Underlying: Common stock · 31,032 shares Expires 2032-07-01 F1 · derivative.exercise_date: 25% of the option shares shall vest and become exercisable on July 1, 2023, with the remaining 75% vesting in thirty-six (36) equal monthly installments thereafter, such that the option shares will be fully vested on July 1, 2026. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:20 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 33,019 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077710 · tm2220515-5_4seq1.xml · derivative · entry 1 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,019 Underlying: Common stock · 33,019 shares Expires 2032-07-01 F1 · derivative.exercise_date: 25% of the option shares shall vest and become exercisable on July 1, 2023, with the remaining 75% vesting in thirty-six (36) equal monthly installments thereafter, such that the option shares will be fully vested on July 1, 2026. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:15 UTC |
Doshi DipalDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 90,750 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077702 · tm2220515-1_4seq1.xml · derivative · entry 1 Doshi Dipal · CIK 0001613084 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,750 Underlying: Common Stock · 90,750 shares Expires 2032-07-01 F1 · derivative.exercise_date: 25% of the option shares shall vest and become exercisable on July 1, 2023, with the remaining 75% vesting in thirty-six (36) equal monthly installments thereafter, such that the option shares will be fully vested on July 1, 2026. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 20:02 UTC |
Dowden Nathan JChief Operating Officer
|
SaleCommon Stock | 7,714 | $13.00 | $100,282.00 |
DisclosureSEC source: 0001104659-22-075788 · tm2220048-2_4seq1.xml · nonDerivative · entry 1 Dowden Nathan J · CIK 0001873392 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,893 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2022. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 20:02 UTC |
Doshi DipalDirector · President and CEO
|
SaleCommon Stock | 4,000 | $12.00 | $48,000.00 |
DisclosureSEC source: 0001104659-22-075786 · tm2220048-1_4seq1.xml · nonDerivative · entry 1 Doshi Dipal · CIK 0001613084 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,710 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2022. Read SEC document |
| June 06, 2022 Filed Jun 6, 2022 21:07 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 26,450 | $6.42 | $169,848.68 |
DisclosureSEC source: 0001209191-22-034576 · doc4.xml · nonDerivative · entry 6 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,501,658 F7 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $6.15 to $6.60, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 06, 2022 Filed Jun 6, 2022 21:07 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 3,118 | $6.42 | $20,022.24 |
DisclosureSEC source: 0001209191-22-034576 · doc4.xml · nonDerivative · entry 5 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 364,161 F7 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $6.15 to $6.60, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F2 · ownership.nature: After giving effect to the transaction herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 06, 2022 Filed Jun 6, 2022 21:07 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 7,815 | $6.35 | $49,654.17 |
DisclosureSEC source: 0001209191-22-034576 · doc4.xml · nonDerivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,475,208 F6 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $6.18 to $6.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 06, 2022 Filed Jun 6, 2022 21:07 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 921 | $6.35 | $5,851.76 |
DisclosureSEC source: 0001209191-22-034576 · doc4.xml · nonDerivative · entry 3 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 361,043 F6 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $6.18 to $6.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F2 · ownership.nature: After giving effect to the transaction herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:07 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 2,364 | $5.82 | $13,758.95 |
DisclosureSEC source: 0001209191-22-034576 · doc4.xml · nonDerivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,467,393 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock ("Common Stock") of Entrada Therapeutics, Inc. (the "Issuer") were traded by 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") in multiple transactions at prices ranging from $5.60 to $5.95, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:07 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 279 | $5.82 | $1,623.84 |
DisclosureSEC source: 0001209191-22-034576 · doc4.xml · nonDerivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 360,122 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock ("Common Stock") of Entrada Therapeutics, Inc. (the "Issuer") were traded by 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") in multiple transactions at prices ranging from $5.60 to $5.95, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F2 · ownership.nature: After giving effect to the transaction herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 16:02 UTC |
KIM PETER SDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,918 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001104659-22-068506 · tm2217670-5_4seq1.xml · derivative · entry 1 KIM PETER S · CIK 0001181180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918 Underlying: Common Stock · 11,918 shares Expires 2032-06-02 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 2, 2022 (the "Vesting Start Date") or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:11 UTC |
Foley ToddDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 11,918 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001104659-22-068518 · tm2217670-6_4seq1.xml · derivative · entry 1 Foley Todd · CIK 0001473930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918 Underlying: Common Stock · 11,918 shares Expires 2032-06-02 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 2, 2022 (the "Vesting Start Date") or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:02 UTC |
Thistle MaryDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,918 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001104659-22-068503 · tm2217670-4_4seq1.xml · derivative · entry 1 Thistle Mary · CIK 0001317917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918 Underlying: Common Stock · 11,918 shares Expires 2032-06-02 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 2, 2022 (the "Vesting Start Date") or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:01 UTC |
PARMAR KUSHDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 11,918 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001104659-22-068502 · tm2217670-3_4seq1.xml · derivative · entry 1 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918 Underlying: Common Stock · 11,918 shares Expires 2032-06-02 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 2, 2022 (the "Vesting Start Date") or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:01 UTC |
Crowley John FDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,918 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001104659-22-068501 · tm2217670-2_4seq1.xml · derivative · entry 1 Crowley John F · CIK 0001400973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918 Underlying: Common Stock · 11,918 shares Expires 2032-06-02 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 2, 2022 (the "Vesting Start Date") or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:01 UTC |
Nuechterlein CaroleDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,918 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001104659-22-068500 · tm2217670-1_4seq1.xml · derivative · entry 1 Nuechterlein Carole · CIK 0001665133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918 Underlying: Common Stock · 11,918 shares Expires 2032-06-02 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 2, 2022 (the "Vesting Start Date") or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| May 24, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 19,789 | $5.74 | $113,618.54 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 10 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,465,029 F9 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.56 to $6.00, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| May 24, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 2,334 | $5.74 | $13,400.66 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 9 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 359,843 F9 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.56 to $6.00, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F2 · ownership.nature: After giving effect to the transaction herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 24, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 1,521 | $5.93 | $9,019.53 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 8 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,445,240 F8 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.89 to $5.94, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| May 24, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 179 | $5.93 | $1,061.47 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 7 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 357,509 F8 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.89 to $5.94, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F2 · ownership.nature: After giving effect to the transaction herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 23, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 7,010 | $5.99 | $41,971.67 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 6 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,443,719 F7 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.90 to $6.05, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| May 23, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 827 | $5.99 | $4,951.58 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 5 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 357,330 F7 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.90 to $6.05, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F2 · ownership.nature: After giving effect to the transaction herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 20, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 7,772 | $5.84 | $45,404.80 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,436,709 F6 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.63 to $6.00, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| May 20, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 946 | $5.84 | $5,526.63 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 3 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 356,503 F6 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.63 to $6.00, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F2 · ownership.nature: After giving effect to the transaction herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 20, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 7,248 | $5.84 | $42,334.84 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,428,937 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock ("Common Stock") of Entrada Therapeutics, Inc. (the "Issuer") were traded by 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") in multiple transactions at prices ranging from $5.70 to $5.94, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| May 20, 2022 Filed May 24, 2022 22:39 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 883 | $5.84 | $5,157.51 |
DisclosureSEC source: 0001209191-22-031723 · doc4.xml · nonDerivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 355,557 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock ("Common Stock") of Entrada Therapeutics, Inc. (the "Issuer") were traded by 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") in multiple transactions at prices ranging from $5.70 to $5.94, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F2 · ownership.nature: After giving effect to the transaction herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:38 UTC |
BAKER BROS. ADVISORS LP10% owner
BAKER JULIAN10% owner
BAKER FELIX10% owner
Baker Bros. Advisors (GP) LLC10% owner
|
PurchaseCommon Stock | 30,003 | $6.00 | $180,018.00 |
DisclosureSEC source: 0001209191-22-030168 · doc4.xml · nonDerivative · entry 8 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,421,689 F8 · price: The price reported in Column 4 is a weighted average price. These shares were traded by the Funds in multiple transactions at prices ranging from $5.85 to $6.05, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an assetbased management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital L.P. and (ii) Life Sciences, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.