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First Tracks Biotherapeutics, Inc.

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4696
SEC CIK
0002091349
Parsed reports
56

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 20:05 UTC
Orwin John ADirector
Exercise / conversionRestricted Stock Unit · Derivative 1,300 $0.00 $0.00
Disclosure

SEC source: 0001477384-26-000012 · form4-09172026_040901.xml · derivative · entry 2

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 1/3 of the total shares on September 15, 2024, and thereafter vests as to 1/3 of the total RSUs on September 15, 2025; and as to 1/3 of the total RSUs on September 15, 2026, subject to the provision of services to the Company on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 1/3 of the total shares on September 15, 2024, and thereafter vests as to 1/3 of the total RSUs on September 15, 2025; and as to 1/3 of the total RSUs on September 15, 2026, subject to the provision of services to the Company on each vesting date.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:05 UTC
Orwin John ADirector
Exercise / conversionCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001477384-26-000012 · form4-09172026_040901.xml · nonDerivative · entry 1

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 20:25 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,694 $0.00 Strike: $5.74 $0.00
Disclosure

SEC source: 0001715429-26-000007 · form4-09042026_080925.xml · derivative · entry 4

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,694 shares

Expires 2027-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested.

F3 · balance_after: In addition to the shares the Reporting Person owns reported in Table I, the Reporting Person also holds additional options to purchase up to an aggregate of 99,320 shares of common stock and 6,500 restricted stock units.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 20:25 UTC Exercise / conversionStock Option (right to buy) · Derivative 28,571 $0.00 Strike: $5.74 $0.00
Disclosure

SEC source: 0001715429-26-000007 · form4-09042026_080925.xml · derivative · entry 3

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,571 shares

Expires 2027-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 20:25 UTC SaleCommon Stock 39,265 $44.78 $1,758,145.35
Disclosure

SEC source: 0001715429-26-000007 · form4-09042026_080925.xml · nonDerivative · entry 2

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,660

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.62 to $45.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 20:25 UTC Exercise / conversionCommon Stock 39,265 $5.74 $225,381.10
Disclosure

SEC source: 0001715429-26-000007 · form4-09042026_080925.xml · nonDerivative · entry 1

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2026 Filed Aug 18, 2026 20:05 UTC
Lizzul Paul F.Chief Medical Officer
GrantPerformance Stock Units · Derivative 60,492 $0.00 $0.00
Disclosure

SEC source: 0001711462-26-000014 · form4-08182026_040804.xml · derivative · entry 1

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,651

Underlying: Common Stock · 60,492 shares

Expires not disclosed

F1 · security: Represents performance-based restricted stock units ("PSUs") that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors on August 15, 2026.

F2 · derivative.exercise_price: Each PSU represents a conditional right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The PSUs vest and settle over two years; 50% vests on August 15, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The PSUs vest and settle over two years; 50% vests on August 15, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2026 Filed Aug 18, 2026 20:05 UTC
Faga DanielDirector · President, CEO
GrantPerformance Stock Units · Derivative 193,575 $0.00 $0.00
Disclosure

SEC source: 0001673528-26-000017 · form4-08182026_040802.xml · derivative · entry 1

Faga Daniel · CIK 0001673528 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,485

Underlying: Common Stock · 193,575 shares

Expires not disclosed

F1 · security: Represents performance-based restricted stock units ("PSUs") that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors on August 15, 2026.

F2 · derivative.exercise_price: Each PSU represents a conditional right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The PSUs vest and settle over two years; 50% vests on August 15, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The PSUs vest and settle over two years; 50% vests on August 15, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2026 Filed Aug 18, 2026 20:05 UTC
STONE BENJAMINChief Business Officer
GrantPerformance Stock Units · Derivative 60,492 $0.00 $0.00
Disclosure

SEC source: 0002128786-26-000006 · form4-08182026_040807.xml · derivative · entry 1

STONE BENJAMIN · CIK 0002128786 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,651

Underlying: Common Stock · 60,492 shares

Expires not disclosed

F1 · security: Represents performance-based restricted stock units ("PSUs") that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors on August 15, 2026.

F2 · derivative.exercise_price: Each PSU represents a conditional right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The PSUs vest and settle over two years; 50% vests on August 15, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The PSUs vest and settle over two years; 50% vests on August 15, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
August 02, 2026 Filed Aug 5, 2026 22:25 UTC
Lizzul Paul F.Chief Medical Officer
GrantPerformance Stock Units · Derivative 60,492 $0.00 $0.00
Disclosure

SEC source: 0001711462-26-000011 · form4-08052026_100845.xml · derivative · entry 1

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,159

Underlying: Common Stock · 60,492 shares

Expires not disclosed

F1 · security: Represents performance-based restricted stock units ("PSUs") that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors on August 2, 2026.

F2 · derivative.exercise_price: Each PSU represents a conditional right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The PSUs vest and settle over two years; 50% vests on August 2, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The PSUs vest and settle over two years; 50% vests on August 2, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
August 02, 2026 Filed Aug 5, 2026 22:24 UTC
Faga DanielDirector · President, CEO
GrantPerformance Stock Units · Derivative 193,576 $0.00 $0.00
Disclosure

SEC source: 0001673528-26-000014 · form4-08052026_100851.xml · derivative · entry 1

Faga Daniel · CIK 0001673528 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,156

Underlying: Common Stock · 193,576 shares

Expires not disclosed

F1 · security: Represents performance-based restricted stock units ("PSUs") that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors on August 2, 2026.

F2 · derivative.exercise_price: Each PSU represents a conditional right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The PSUs vest and settle over two years; 50% vests on August 2, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The PSUs vest and settle over two years; 50% vests on August 2, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
August 02, 2026 Filed Aug 5, 2026 22:26 UTC
STONE BENJAMINChief Business Officer
GrantPerformance Stock Units · Derivative 60,492 $0.00 $0.00
Disclosure

SEC source: 0002128786-26-000004 · form4-08052026_100823.xml · derivative · entry 1

STONE BENJAMIN · CIK 0002128786 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,159

Underlying: Common Stock · 60,492 shares

Expires not disclosed

F1 · security: Represents performance-based restricted stock units ("PSUs") that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors on August 2, 2026.

F2 · derivative.exercise_price: Each PSU represents a conditional right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The PSUs vest and settle over two years; 50% vests on August 2, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The PSUs vest and settle over two years; 50% vests on August 2, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001715429-26-000006 · form4-06172026_040619.xml · derivative · entry 2

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC Exercise / conversionCommon Stock 6,030 $0.00 $0.00
Disclosure

SEC source: 0001715429-26-000006 · form4-06172026_040619.xml · nonDerivative · entry 1

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001478916-26-000012 · form4-06172026_040617.xml · derivative · entry 2

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC Exercise / conversionCommon Stock 6,030 $0.00 $0.00
Disclosure

SEC source: 0001478916-26-000012 · form4-06172026_040617.xml · nonDerivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC
Orwin John ADirector
Exercise / conversionRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001477384-26-000011 · form4-06172026_040615.xml · derivative · entry 2

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC
Orwin John ADirector
Exercise / conversionCommon Stock 6,030 $0.00 $0.00
Disclosure

SEC source: 0001477384-26-000011 · form4-06172026_040615.xml · nonDerivative · entry 1

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001184627-26-000007 · form4-06172026_040612.xml · derivative · entry 2

FENTON DENNIS M · CIK 0001184627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC Exercise / conversionCommon Stock 6,030 $0.00 $0.00
Disclosure

SEC source: 0001184627-26-000007 · form4-06172026_040612.xml · nonDerivative · entry 1

FENTON DENNIS M · CIK 0001184627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001631486-26-000008 · form4-06172026_040614.xml · derivative · entry 2

Marquet Magda · CIK 0001631486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC Exercise / conversionCommon Stock 6,030 $0.00 $0.00
Disclosure

SEC source: 0001631486-26-000008 · form4-06172026_040614.xml · nonDerivative · entry 1

Marquet Magda · CIK 0001631486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC
Jain RitaDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,300 $0.00 $0.00
Disclosure

SEC source: 0001707797-26-000010 · form4-06172026_040621.xml · derivative · entry 3

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 33.33% of the total shares on June 15, 2024, and thereafter vests as to 33.33% of the total RSUs on June 15, 2025; and as to 33.33% of the total RSUs on June 15, 2026, subject to the provision of services to the Company on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 33.33% of the total shares on June 15, 2024, and thereafter vests as to 33.33% of the total RSUs on June 15, 2025; and as to 33.33% of the total RSUs on June 15, 2026, subject to the provision of services to the Company on each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC
Jain RitaDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,030 $0.00 $0.00
Disclosure

SEC source: 0001707797-26-000010 · form4-06172026_040621.xml · derivative · entry 2

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:05 UTC
Jain RitaDirector
Exercise / conversionCommon Stock 7,330 $0.00 $0.00
Disclosure

SEC source: 0001707797-26-000010 · form4-06172026_040621.xml · nonDerivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Tamboli AjimChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 13,600 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001855684-26-000008 · form4-05142026_040503.xml · derivative · entry 2

Tamboli Ajim · CIK 0001855684 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,600

Underlying: Common Stock · 13,600 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 25% of the total shares on May 12, 2027, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 13,600 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 123,700 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Tamboli AjimChief Financial Officer
GrantRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001855684-26-000008 · form4-05142026_040503.xml · derivative · entry 1

Tamboli Ajim · CIK 0001855684 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on May 12, 2027 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on May 12, 2027 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001715429-26-000004 · form4-05142026_040518.xml · derivative · entry 2

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 42,000 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 131,585 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001715429-26-000004 · form4-05142026_040518.xml · derivative · entry 1

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Lizzul Paul F.Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 72,300 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001711462-26-000010 · form4-05142026_040501.xml · derivative · entry 2

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,300

Underlying: Common Stock · 72,300 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 25% of the total shares on May 12, 2027, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 72,300 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 507,310 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Lizzul Paul F.Chief Medical Officer
GrantRestricted Stock Unit · Derivative 26,700 $0.00 $0.00
Disclosure

SEC source: 0001711462-26-000010 · form4-05142026_040501.xml · derivative · entry 1

Lizzul Paul F. · CIK 0001711462 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,700

Underlying: Common Stock · 26,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on May 12, 2027 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on May 12, 2027 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Faga DanielDirector · President, CEO
GrantEmployee Stock Option (right to buy) · Derivative 271,100 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001673528-26-000013 · form4-05142026_040507.xml · derivative · entry 2

Faga Daniel · CIK 0001673528 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,100

Underlying: Common Stock · 271,100 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 25% of the total shares on May 12, 2027, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 271,100 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 1,035,941 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Faga DanielDirector · President, CEO
GrantRestricted Stock Unit · Derivative 100,200 $0.00 $0.00
Disclosure

SEC source: 0001673528-26-000013 · form4-05142026_040507.xml · derivative · entry 1

Faga Daniel · CIK 0001673528 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,200

Underlying: Common Stock · 100,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on May 12, 2027 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on May 12, 2027 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001478916-26-000007 · form4-05142026_040516.xml · derivative · entry 2

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 42,000 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 107,320 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001478916-26-000007 · form4-05142026_040516.xml · derivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Orwin John ADirector
GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001477384-26-000006 · form4-05142026_040515.xml · derivative · entry 2

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 42,000 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 55,181 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Orwin John ADirector
GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001477384-26-000006 · form4-05142026_040515.xml · derivative · entry 1

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001184627-26-000005 · form4-05142026_040509.xml · derivative · entry 2

FENTON DENNIS M · CIK 0001184627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 42,000 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 97,827 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001184627-26-000005 · form4-05142026_040509.xml · derivative · entry 1

FENTON DENNIS M · CIK 0001184627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001631486-26-000006 · form4-05142026_040513.xml · derivative · entry 2

Marquet Magda · CIK 0001631486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 42,000 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 70,104 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001631486-26-000006 · form4-05142026_040513.xml · derivative · entry 1

Marquet Magda · CIK 0001631486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Jain RitaDirector
GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001707797-26-000006 · form4-05142026_040511.xml · derivative · entry 2

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 42,000 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 57,135 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
Jain RitaDirector
GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001707797-26-000006 · form4-05142026_040511.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
STONE BENJAMINChief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 72,300 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0002128786-26-000003 · form4-05142026_040505.xml · derivative · entry 2

STONE BENJAMIN · CIK 0002128786 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,300

Underlying: Common Stock · 72,300 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 25% of the total shares on May 12, 2027, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · balance_after: In addition to the options to purchase a total of 72,300 shares of common stock as set forth in Table II, the Reporting Person also holds additional options to purchase up to an aggregate of 337,140 shares of common stock, which options vest according to their terms.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:05 UTC
STONE BENJAMINChief Business Officer
GrantRestricted Stock Unit · Derivative 26,700 $0.00 $0.00
Disclosure

SEC source: 0002128786-26-000003 · form4-05142026_040505.xml · derivative · entry 1

STONE BENJAMIN · CIK 0002128786 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,700

Underlying: Common Stock · 26,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 25% of the total RSUs annually commencing on May 12, 2027 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 25% of the total RSUs annually commencing on May 12, 2027 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed Jun 12, 2026 20:01 UTC Amendment GrantStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001715429-26-000005 · form4a-06122026_080644.xml · derivative · entry 2

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed Jun 12, 2026 20:01 UTC Amendment GrantRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001715429-26-000005 · form4a-06122026_080644.xml · derivative · entry 1

Ware J. Anthony · CIK 0001715429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed Jun 12, 2026 20:06 UTC Amendment GrantStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001478916-26-000010 · form4a-06122026_080641.xml · derivative · entry 2

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed Jun 12, 2026 20:06 UTC Amendment GrantRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001478916-26-000010 · form4a-06122026_080641.xml · derivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 12, 2026 Filed Jun 12, 2026 20:07 UTC Amendment
Orwin John ADirector
GrantStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $17.81 $0.00
Disclosure

SEC source: 0001477384-26-000009 · form4a-06122026_080638.xml · derivative · entry 2

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2036-05-11

F3 · derivative.exercise_date: The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.