TPL

SEC source: 0001056823-23-000029 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,620

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000028 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,618

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000026 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,616

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000025 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,614

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001207097-23-000129 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,612

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000024 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,610

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000023 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,608

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000022 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,606

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000021 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,605

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000020 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,604

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000018 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,603

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000017 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,602

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000016 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,601

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000015 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,600

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000014 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,599

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001056823-23-000012 · primary_doc.xml · nonDerivative · entry 1

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,598

F1 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

SEC source: 0001207097-23-000061 · primary_doc.xml · nonDerivative · entry 6

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,586

F3 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

F4 · balance_after: The amount of common shares of the Issuer reported excludes partnerships and other accounts in which Mr. Stahl has a controlling interest and are reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Manager but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000061 · primary_doc.xml · nonDerivative · entry 5

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058

F2 · balance_after: Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer.

SEC source: 0001207097-23-000061 · primary_doc.xml · nonDerivative · entry 4

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Common Inc

Disclosed balance after: 1,537

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000061 · primary_doc.xml · nonDerivative · entry 3

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Credit Opportunity Fund LP

Disclosed balance after: 1,685

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000061 · primary_doc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Kinetics Hard Assets LLC

Disclosed balance after: 104,919

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000061 · primary_doc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Polestar Offshore Fund Ltd

Disclosed balance after: 43,283

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000059 · primary_doc.xml · nonDerivative · entry 6

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,574

F3 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

F4 · balance_after: The amount of common shares of the Issuer reported excludes partnerships and other accounts in which Mr. Stahl has a controlling interest and are reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Manager but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000059 · primary_doc.xml · nonDerivative · entry 5

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Polestar Offshore Fund Ltd

Disclosed balance after: 43,282

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000059 · primary_doc.xml · nonDerivative · entry 4

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

F2 · balance_after: Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer.

SEC source: 0001207097-23-000059 · primary_doc.xml · nonDerivative · entry 3

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Common Inc

Disclosed balance after: 1,535

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000059 · primary_doc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Kinetics Hard Assets LLC

Disclosed balance after: 104,917

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000059 · primary_doc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Credit Opportunity Fund LP

Disclosed balance after: 1,684

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001104659-23-021349 · tm236714-1_4seq1.xml · derivative · entry 3

STEDDUM CHRIS · CIK 0001863734 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock · 172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 172 vest on each of February 11, 2023, 2024 and 2025.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 172 vest on each of February 11, 2023, 2024 and 2025.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 172 vest on each of February 11, 2023, 2024 and 2025.

SEC source: 0001104659-23-021349 · tm236714-1_4seq1.xml · nonDerivative · entry 2

STEDDUM CHRIS · CIK 0001863734 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes 288 shares that vest on December 29, 2023.

SEC source: 0001104659-23-021349 · tm236714-1_4seq1.xml · nonDerivative · entry 1

STEDDUM CHRIS · CIK 0001863734 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 288 shares that vest on December 29, 2023.

SEC source: 0001104659-23-021350 · tm236714-2_4seq1.xml · derivative · entry 3

Dobbs Micheal W. · CIK 0001817664 · Senior VP, Secretary and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212

Underlying: Common Stock · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 105 vest on February 11 of each of 2023 and 2024 and 107 vest on February 11, 2025.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 105 vest on February 11 of each of 2023 and 2024 and 107 vest on February 11, 2025.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 105 vest on February 11 of each of 2023 and 2024 and 107 vest on February 11, 2025.

SEC source: 0001104659-23-021350 · tm236714-2_4seq1.xml · nonDerivative · entry 2

Dobbs Micheal W. · CIK 0001817664 · Senior VP, Secretary and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368

F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes 160 shares that vest on December 29, 2023.

SEC source: 0001104659-23-021350 · tm236714-2_4seq1.xml · nonDerivative · entry 1

Dobbs Micheal W. · CIK 0001817664 · Senior VP, Secretary and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 160 shares that vest on December 29, 2023.

SEC source: 0001104659-23-021353 · tm236714-3_4seq1.xml · derivative · entry 3

BUFFINGTON STEPHANIE · CIK 0001287302 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 64 vest on each of February 11, 2023 and 2024 and 66 vest on February 11, 2025.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 64 vest on each of February 11, 2023 and 2024 and 66 vest on February 11, 2025.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 64 vest on each of February 11, 2023 and 2024 and 66 vest on February 11, 2025.

SEC source: 0001104659-23-021353 · tm236714-3_4seq1.xml · nonDerivative · entry 2

BUFFINGTON STEPHANIE · CIK 0001287302 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111

F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes 40 shares that vest on December 29, 2023.

SEC source: 0001104659-23-021353 · tm236714-3_4seq1.xml · nonDerivative · entry 1

BUFFINGTON STEPHANIE · CIK 0001287302 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 40 shares that vest on December 29, 2023.

SEC source: 0001104659-23-021354 · tm236714-4_4seq1.xml · derivative · entry 3

GLOVER TYLER · CIK 0001690299 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Common Stock · 416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 416 vest on February 11 of each of 2023 and 2024 and 418 vest on February 11, 2025.

F4 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 416 vest on February 11 of each of 2023 and 2024 and 418 vest on February 11, 2025.

F4 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 416 vest on February 11 of each of 2023 and 2024 and 418 vest on February 11, 2025.

SEC source: 0001104659-23-021354 · tm236714-4_4seq1.xml · nonDerivative · entry 2

GLOVER TYLER · CIK 0001690299 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419

F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes 480 shares that vest on December 29, 2023.

SEC source: 0001104659-23-021354 · tm236714-4_4seq1.xml · nonDerivative · entry 1

GLOVER TYLER · CIK 0001690299 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 480 shares that vest on December 29, 2023.

SEC source: 0001207097-23-000057 · primary_doc.xml · nonDerivative · entry 6

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Kinetics Asset Management LLC

Disclosed balance after: 197,562

F3 · balance_after: The amount reported as held following the transaction excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.

F4 · balance_after: The amount of common shares of the Issuer reported excludes partnerships and other accounts in which Mr. Stahl has a controlling interest and are reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Manager but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000057 · primary_doc.xml · nonDerivative · entry 5

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Credit Opportunity Fund LP

Disclosed balance after: 1,683

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000057 · primary_doc.xml · nonDerivative · entry 4

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

F2 · balance_after: Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer.

SEC source: 0001207097-23-000057 · primary_doc.xml · nonDerivative · entry 3

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Common Inc

Disclosed balance after: 1,533

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000057 · primary_doc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Horizon Kinetics Hard Assets LLC

Disclosed balance after: 104,915

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001207097-23-000057 · primary_doc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director

HORIZON KINETICS ASSET MANAGEMENT LLC · CIK 0001056823 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Polestar Offshore Fund Ltd

Disclosed balance after: 43,281

F1 · balance_after: The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

SEC source: 0001104659-23-021349 · tm236714-1_4seq1.xml · derivative · entry 4

STEDDUM CHRIS · CIK 0001863734 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423

Underlying: Common Stock · 423 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 141 vest on February 10 of each of 2024, 2025 and 2026.

F5 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 141 vest on February 10 of each of 2024, 2025 and 2026.

F5 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 141 vest on February 10 of each of 2024, 2025 and 2026.

SEC source: 0001104659-23-021350 · tm236714-2_4seq1.xml · derivative · entry 4

Dobbs Micheal W. · CIK 0001817664 · Senior VP, Secretary and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock · 273 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 91 vest on February 10 of each of 2024, 2025 and 2026.

F5 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 91 vest on February 10 of each of 2024, 2025 and 2026.

F5 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 91 vest on February 10 of each of 2024, 2025 and 2026.

SEC source: 0001104659-23-021353 · tm236714-3_4seq1.xml · derivative · entry 5

BUFFINGTON STEPHANIE · CIK 0001287302 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169

Underlying: Common Stock · 169 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 56 vest on February 10 of each of 2024 and 2025 and 57 vest on February 10, 2026.

F6 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 56 vest on February 10 of each of 2024 and 2025 and 57 vest on February 10, 2026.

F6 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 56 vest on February 10 of each of 2024 and 2025 and 57 vest on February 10, 2026.

SEC source: 0001104659-23-021354 · tm236714-4_4seq1.xml · derivative · entry 4

GLOVER TYLER · CIK 0001690299 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884

Underlying: Common Stock · 884 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 294 vest on February 10 of each of 2024 and 2025 and 296 vest on February 10, 2026.

F5 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 294 vest on February 10 of each of 2024 and 2025 and 296 vest on February 10, 2026.

F5 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such RSUs, 294 vest on February 10 of each of 2024 and 2025 and 296 vest on February 10, 2026.