Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2023 Filed Mar 1, 2023 01:37 UTC |
LEVY ANDREW ADirector
|
SaleCommon Stock | 1,500 | $8.07 | $12,105.00 |
DisclosureSEC source: 0001104659-23-026904 · tm238152-2_4seq1.xml · nonDerivative · entry 2 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,973 F2 · balance_after: The number of shares beneficially owned has been adjusted to reflect the one-for-four reverse stock split effected by the Issuer on February 23, 2023. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 01:35 UTC |
Schenker Walter MiltonDirector
|
SaleCommon Stock | 1,200 | $8.03 | $9,636.00 |
DisclosureSEC source: 0001104659-23-026902 · tm238152-1_4seq1.xml · nonDerivative · entry 2 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by MAZ Partners LP Disclosed balance after: 302,702 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.05, inclusive. F2 · balance_after: The number of shares beneficially owned has been adjusted to reflect the one-for-four reverse stock split effected by the Issuer on February 23, 2023. F3 · ownership.nature: MAZ Capital Advisors, LLC is the General Partner of MAZ Partners LP, and the reporting person is the sole member and manager of MAZ Capital Advisors, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 01:37 UTC |
LEVY ANDREW ADirector
|
SaleCommon Stock | 1,800 | $8.05 | $14,490.00 |
DisclosureSEC source: 0001104659-23-026904 · tm238152-2_4seq1.xml · nonDerivative · entry 1 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,473 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.06, inclusive. The reporting person undertakes to provide to TechPrecision Corporation, any security holder of TechPrecision Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: The number of shares beneficially owned has been adjusted to reflect the one-for-four reverse stock split effected by the Issuer on February 23, 2023. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 01:35 UTC |
Schenker Walter MiltonDirector
|
SaleCommon Stock | 4,000 | $8.05 | $32,200.00 |
DisclosureSEC source: 0001104659-23-026902 · tm238152-1_4seq1.xml · nonDerivative · entry 1 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by MAZ Partners LP Disclosed balance after: 303,902 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.07, inclusive. The reporting person undertakes to provide to TechPrecision Corporation, any security holder of TechPrecision Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (5) to this Form 4. F2 · balance_after: The number of shares beneficially owned has been adjusted to reflect the one-for-four reverse stock split effected by the Issuer on February 23, 2023. F3 · ownership.nature: MAZ Capital Advisors, LLC is the General Partner of MAZ Partners LP, and the reporting person is the sole member and manager of MAZ Capital Advisors, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 23, 2023 Filed Feb 23, 2023 21:58 UTC |
LEVY ANDREW ADirector
|
SaleCommon Stock | 1,610 | $1.97 | $3,171.70 |
DisclosureSEC source: 0001104659-23-024806 · tm237735-1_4seq1.xml · nonDerivative · entry 2 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865,090 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.97 to $1.98, inclusive. Read SEC document |
| February 22, 2023 Filed Feb 22, 2023 23:32 UTC |
Schenker Walter MiltonDirector
|
SaleCommon Stock | 15,715 | $2.01 | $31,587.15 |
DisclosureSEC source: 0001104659-23-024393 · tm237568-1_4.xml · nonDerivative · entry 3 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by MAZ Partners LP Disclosed balance after: 1,231,608 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. F2 · ownership.nature: MAZ Capital Advisors, LLC is the General Partner of MAZ Partners LP, and the reporting person is the sole member and manager of MAZ Capital Advisors, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:58 UTC |
LEVY ANDREW ADirector
|
SaleCommon Stock | 11,400 | $2.03 | $23,142.00 |
DisclosureSEC source: 0001104659-23-024806 · tm237735-1_4seq1.xml · nonDerivative · entry 1 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,866,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.01 to $2.05, inclusive. The reporting person undertakes to provide to TechPrecision Corporation, any security holder of TechPrecision Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 23:32 UTC |
Schenker Walter MiltonDirector
|
SaleCommon Stock | 15,213 | $2.06 | $31,338.78 |
DisclosureSEC source: 0001104659-23-024393 · tm237568-1_4.xml · nonDerivative · entry 2 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by MAZ Partners LP Disclosed balance after: 1,247,323 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.08, inclusive. F2 · ownership.nature: MAZ Capital Advisors, LLC is the General Partner of MAZ Partners LP, and the reporting person is the sole member and manager of MAZ Capital Advisors, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 23:32 UTC |
Schenker Walter MiltonDirector
|
SaleCommon Stock | 16,537 | $2.12 | $35,058.44 |
DisclosureSEC source: 0001104659-23-024393 · tm237568-1_4.xml · nonDerivative · entry 1 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by MAZ Partners LP Disclosed balance after: 1,262,536 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.17, inclusive. The reporting person undertakes to provide to TechPrecision Corporation, any security holder of TechPrecision Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4. F2 · ownership.nature: MAZ Capital Advisors, LLC is the General Partner of MAZ Partners LP, and the reporting person is the sole member and manager of MAZ Capital Advisors, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 24, 2023 Filed Apr 12, 2023 20:05 UTC |
Schenker Walter MiltonDirector
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-044572 · tm2312458-2_5seq1.xml · nonDerivative · entry 1 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,250 Read SEC document |
| January 10, 2023 Filed Apr 12, 2023 20:05 UTC |
McGowan RichardDirector
|
GiftCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-044569 · tm2312458-1_5seq1.xml · nonDerivative · entry 2 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,453 F1 · balance_after: The number of shares beneficially owned has been adjusted to reflect the one-for-four reverse stock split effected by the Issuer on February 23, 2023. Read SEC document |
| September 15, 2022 Filed Sep 29, 2022 17:17 UTC |
Crisafulli Robert ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-104216 · tm2227018-1_4seq1.xml · nonDerivative · entry 1 Crisafulli Robert A · CIK 0001703319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Read SEC document |
| September 15, 2022 Filed Sep 29, 2022 21:19 UTC |
Schenker Walter MiltonDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-104219 · tm2227018-4_4seq1.xml · nonDerivative · entry 1 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,000 Read SEC document |
| September 15, 2022 Filed Sep 29, 2022 21:18 UTC |
McGowan RichardDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-104218 · tm2227018-3_4seq1.xml · nonDerivative · entry 1 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,064 Read SEC document |
| September 15, 2022 Filed Sep 29, 2022 21:18 UTC |
LEVY ANDREW ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-104217 · tm2227018-2_4seq1.xml · nonDerivative · entry 1 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,878,100 Read SEC document |
| April 01, 2022 Filed Apr 12, 2023 20:05 UTC |
McGowan RichardDirector
|
GiftCommon Stock | 22,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-044569 · tm2312458-1_5seq1.xml · nonDerivative · entry 1 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,703 F1 · balance_after: The number of shares beneficially owned has been adjusted to reflect the one-for-four reverse stock split effected by the Issuer on February 23, 2023. Read SEC document |
| January 24, 2022 Filed Jan 24, 2022 21:21 UTC |
Shen AlexanderChief Executive Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-006901 · tm224260-2_4seq1.xml · nonDerivative · entry 1 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,879 Read SEC document |
| January 24, 2022 Filed Jan 24, 2022 21:13 UTC |
Sammons ThomasChief Financial Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-006895 · tm224260-1_4seq1.xml · nonDerivative · entry 1 Sammons Thomas · CIK 0001656580 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,189 Read SEC document |
| December 15, 2021 Filed Dec 22, 2021 23:25 UTC |
Schenker Walter MiltonDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-152763 · tm2136166-1_4seq1.xml · nonDerivative · entry 1 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,000 Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 21:15 UTC |
Crisafulli Robert ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-117558 · tm2128097d1_4.xml · nonDerivative · entry 1 Crisafulli Robert A · CIK 0001703319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 01:18 UTC |
Schenker Walter MiltonDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-117561 · tm2128097d4_4.xml · nonDerivative · entry 1 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,000 Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 01:17 UTC |
McGowan RichardDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-117560 · tm2128097d3_4.xml · nonDerivative · entry 1 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,064 Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 01:16 UTC |
LEVY ANDREW ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-117559 · tm2128097d2_4.xml · nonDerivative · entry 1 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,853,100 Read SEC document |
| December 15, 2020 Filed Dec 15, 2020 21:50 UTC |
LEVY ANDREW ADirector
|
GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-135767 · tm2038579d1_form4.xml · nonDerivative · entry 1 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,828,100 Read SEC document |
| September 01, 2020 Filed Sep 23, 2020 17:32 UTC |
Crisafulli Robert ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107889 · tm2031644-1_4.xml · nonDerivative · entry 1 Crisafulli Robert A · CIK 0001703319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Read SEC document |
| September 01, 2020 Filed Sep 23, 2020 21:32 UTC |
LEVY ANDREW ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107893 · tm2031644d4_4.xml · nonDerivative · entry 1 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837,100 Read SEC document |
| September 01, 2020 Filed Sep 23, 2020 21:32 UTC |
Schenker Walter MiltonDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107892 · tm2031644-3_4.xml · nonDerivative · entry 1 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,000 Read SEC document |
| September 01, 2020 Filed Sep 23, 2020 21:32 UTC |
McGowan RichardDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107891 · tm2031644-2_4.xml · nonDerivative · entry 1 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,064 Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 20:18 UTC |
Sammons ThomasChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001104659-20-075642 · tm2023167-2_4.xml · derivative · entry 3 Sammons Thomas · CIK 0001656580 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 50,000 shares Expires 2020-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options were granted pursuant to the Company's 2016 Equity Incentive Plan. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 20:18 UTC |
Sammons ThomasChief Financial Officer
|
Tax withholdingCommon Stock | 35,311 | $1.40 | $49,435.40 |
DisclosureSEC source: 0001104659-20-075642 · tm2023167-2_4.xml · nonDerivative · entry 2 Sammons Thomas · CIK 0001656580 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,189 Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 20:18 UTC |
Sammons ThomasChief Financial Officer
|
Exercise / conversionCommon Stock | 50,000 | $0.80 | $40,000.00 |
DisclosureSEC source: 0001104659-20-075642 · tm2023167-2_4.xml · nonDerivative · entry 1 Sammons Thomas · CIK 0001656580 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 20:17 UTC |
Shen AlexanderChief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001104659-20-075641 · tm2023167-1_4.xml · derivative · entry 3 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,770,000 Underlying: Common Stock · 100,000 shares Expires 2020-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options were granted pursuant to the Company's 2016 Equity Incentive Plan. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 20:17 UTC |
Shen AlexanderChief Executive Officer
|
Tax withholdingCommon Stock | 70,621 | $1.40 | $98,869.40 |
DisclosureSEC source: 0001104659-20-075641 · tm2023167-1_4.xml · nonDerivative · entry 2 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,879 Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 20:17 UTC |
Shen AlexanderChief Executive Officer
|
Exercise / conversionCommon Stock | 100,000 | $0.80 | $80,000.00 |
DisclosureSEC source: 0001104659-20-075641 · tm2023167-1_4.xml · nonDerivative · entry 1 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 23, 2021 20:06 UTC |
McGowan RichardDirector
|
GiftCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-054459 · tm2113905-1_5seq1.xml · nonDerivative · entry 1 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,064 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:06 UTC |
Crisafulli Robert ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-035332 · tm2013044d1_form4.xml · nonDerivative · entry 1 Crisafulli Robert A · CIK 0001703319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:07 UTC |
Schenker Walter MiltonDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-035341 · tm2013044d4_form4.xml · nonDerivative · entry 1 Schenker Walter Milton · CIK 0001596334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,000 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:07 UTC |
LEVY ANDREW ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-035338 · tm2013044d3_form4.xml · nonDerivative · entry 1 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,812,100 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:07 UTC |
McGowan RichardDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-035337 · tm2013044d2_form4.xml · nonDerivative · entry 1 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,064 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 22:02 UTC |
McGowan RichardDirector
|
PurchaseCommon Stock | 140,000 | $1.19 | $166,600.00 |
DisclosureSEC source: 0001104659-20-033339 · tm2012731d1_4.xml · nonDerivative · entry 3 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,064 F1 · balance_after: The reporting person realized short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of sales of the Issuer's common stock reported herein being matched against the purchase of common stock reported herein. Accordingly, the reporting person has agreed to pay $1,850.85, representing the short-swing profit realized by the reporting person, to the Issuer. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 22:02 UTC |
McGowan RichardDirector
|
SaleCommon Stock | 139,620 | $1.19 | $166,147.80 |
DisclosureSEC source: 0001104659-20-033339 · tm2012731d1_4.xml · nonDerivative · entry 2 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,064 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 22:02 UTC |
McGowan RichardDirector
|
SaleCommon Stock | 22,380 | $1.30 | $29,094.00 |
DisclosureSEC source: 0001104659-20-033339 · tm2012731d1_4.xml · nonDerivative · entry 1 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,684 Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 14:08 UTC |
LEVY ANDREW ADirector
|
SaleCommon Stock | 10,000 | $1.69 | $16,900.00 |
DisclosureSEC source: 0001104659-19-073252 · tm1926359d1_4.xml · nonDerivative · entry 1 LEVY ANDREW A · CIK 0001356826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,787,100 Read SEC document |
| April 01, 2019 Filed Apr 15, 2020 20:46 UTC |
McGowan RichardDirector
|
GiftCommon Stock | 88,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-046956 · tm2016034d1_5.xml · nonDerivative · entry 1 McGowan Richard · CIK 0001610452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,064 Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 21:49 UTC |
Shen AlexanderChief Executive Officer
|
Disposition to issuerCommon Stock | 209,556 | $0.90 | $188,600.40 |
DisclosureSEC source: 0001144204-19-014921 · tv516546_4.xml · nonDerivative · entry 3 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:49 UTC |
Shen AlexanderChief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 230,000 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0001144204-19-014921 · tv516546_4.xml · derivative · entry 4 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,000 Underlying: Common Stock · 230,000 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options were granted pursuant to the Company's 2006 Long-Term Incentive Plan. F2 · derivative.exercise_date: The options vested and became exercisable in three cumulative equal installments: 333,334 shares on August 12, 2015, 333,333 shares August 12, 2016 and 333,333 on August 11, 2017. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:49 UTC |
Shen AlexanderChief Executive Officer
|
Tax withholdingCommon Stock | 20,444 | $0.90 | $18,399.60 |
DisclosureSEC source: 0001144204-19-014921 · tv516546_4.xml · nonDerivative · entry 2 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,056 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:49 UTC |
Shen AlexanderChief Executive Officer
|
Exercise / conversionCommon Stock | 230,000 | $0.08 | $18,400.00 |
DisclosureSEC source: 0001144204-19-014921 · tv516546_4.xml · nonDerivative · entry 1 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 16:11 UTC |
Crisafulli Robert ADirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-063829 · tv508788_form4.xml · nonDerivative · entry 1 Crisafulli Robert A · CIK 0001703319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:15 UTC |
Shen AlexanderChief Executive Officer
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-063838 · tv508791_form4.xml · nonDerivative · entry 1 Shen Alexander · CIK 0001612855 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.