Tapewire

NYSE · USD

TPB

Turning Point Brands, Inc.

Export transactions ↓
Tapewire entity
4660
SEC CIK
0001290677
Parsed reports
289

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202502
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2018 Filed May 24, 2018 17:23 UTC
Dobbins James WellsGC, Secretary, Sr. VP
Exercise / conversionCommon Stock 5,000 $1.06 $5,300.00
Disclosure

SEC source: 0001140361-18-025482 · doc1.xml · nonDerivative · entry 1

Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:35 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 150 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-022808 · doc1.xml · derivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:35 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 150 $1.06 $159.00
Disclosure

SEC source: 0001140361-18-022808 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:44 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 514 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-021275 · form4.xml · derivative · entry 6

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 514 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:44 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 250 $21.05 $5,262.50
Disclosure

SEC source: 0001140361-18-021275 · form4.xml · nonDerivative · entry 4

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,443

F8 · price: Weighted average sale price. On 5/1/2018, the reporting person sold the shares within a range of $21.00 to $21.09. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:44 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 514 $1.06 $544.84
Disclosure

SEC source: 0001140361-18-021275 · form4.xml · nonDerivative · entry 3

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:44 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-021275 · form4.xml · derivative · entry 5

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:44 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $20.94 $3,141.00
Disclosure

SEC source: 0001140361-18-021275 · form4.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,179

Read SEC document
April 30, 2018 Filed May 2, 2018 20:44 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-021275 · form4.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · derivative · entry 9

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 27, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.04 $3,156.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · nonDerivative · entry 6

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,929

Read SEC document
April 27, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · nonDerivative · entry 5

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · derivative · entry 8

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,464

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $20.62 $3,093.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · nonDerivative · entry 4

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,679

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · nonDerivative · entry 3

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · derivative · entry 7

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $20.78 $3,117.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,429

Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-020184 · form4.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · derivative · entry 9

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.09 $3,163.50
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · nonDerivative · entry 6

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,179

Read SEC document
April 24, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · nonDerivative · entry 5

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · derivative · entry 8

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $20.69 $3,103.50
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · nonDerivative · entry 4

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,929

F8 · price: Weighted average sale price. On 4/23/2018, the reporting person sold the shares within a range of $20.55 to $20.76. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · nonDerivative · entry 3

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · derivative · entry 7

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,064

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 20, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.06 $3,159.00
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,679

Read SEC document
April 20, 2018 Filed Apr 25, 2018 01:15 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-019443 · form4.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · derivative · entry 9

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,464

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.06 $3,159.00
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · nonDerivative · entry 6

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,429

Read SEC document
April 19, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · nonDerivative · entry 5

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · derivative · entry 8

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.82 $3,273.00
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · nonDerivative · entry 4

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,179

Read SEC document
April 18, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · nonDerivative · entry 3

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · derivative · entry 7

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,264

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 17, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.69 $3,253.50
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,929

Read SEC document
April 17, 2018 Filed Apr 20, 2018 00:01 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-019098 · form4.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 650 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · derivative · entry 9

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,664

Underlying: Common Stock · 650 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.70 $3,255.00
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · nonDerivative · entry 6

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,679

Read SEC document
April 16, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 650 $1.06 $689.00
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · nonDerivative · entry 5

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 150 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · derivative · entry 8

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,314

Underlying: Common Stock · 150 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $20.89 $3,133.50
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · nonDerivative · entry 4

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,179

Read SEC document
April 13, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 150 $1.06 $159.00
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · nonDerivative · entry 3

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions (2008) · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · derivative · entry 7

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 12, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.14 $3,171.00
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,179

Read SEC document
April 12, 2018 Filed Apr 17, 2018 01:32 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-018701 · form4.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2018 Filed Apr 11, 2018 21:56 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-018238 · form4.xml · derivative · entry 9

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 11, 2018 Filed Apr 11, 2018 21:56 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $21.27 $3,190.50
Disclosure

SEC source: 0001140361-18-018238 · form4.xml · nonDerivative · entry 6

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,929

F9 · price: Weighted average sale price. On 4/11/2018, the reporting person sold the shares within a range of $21.26 to $21.30. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 11, 2018 Filed Apr 11, 2018 21:56 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionCommon Stock 400 $1.06 $424.00
Disclosure

SEC source: 0001140361-18-018238 · form4.xml · nonDerivative · entry 5

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 21:56 UTC
Murray James MichaelSr. VP, Business Planning
Exercise / conversionOptions · Derivative 400 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-018238 · form4.xml · derivative · entry 8

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,264

Underlying: Common Stock · 400 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 21:56 UTC
Murray James MichaelSr. VP, Business Planning
SaleCommon Stock 150 $20.65 $3,097.50
Disclosure

SEC source: 0001140361-18-018238 · form4.xml · nonDerivative · entry 4

Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,679

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.