Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2026 Filed Jan 6, 2026 21:55 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
GrantStock Options (right to buy) · Derivative | 475,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001104659-26-001388 · tm262266-4_4seq1.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,000 Underlying: Common Stock · 475,000 shares Expires 2033-01-04 F1 · shares: These stock options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 36 months. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 21:54 UTC |
MONAHAN JOHN JDirector
|
GrantStock Options (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001104659-26-001384 · tm262266-3_4seq1.xml · derivative · entry 1 MONAHAN JOHN J · CIK 0001257825 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-01-04 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 21:53 UTC |
Kraws Jeffrey JDirector
|
GrantStock Options (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001104659-26-001383 · tm262266-2_4seq1.xml · derivative · entry 1 Kraws Jeffrey J · CIK 0001380918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-01-04 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 21:51 UTC |
Wolf Jeffrey AlanDirector
|
GrantStock Options (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001104659-26-001381 · tm262266-1_4seq1.xml · derivative · entry 1 Wolf Jeffrey Alan · CIK 0001381450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-01-04 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| April 29, 2025 Filed May 1, 2025 20:01 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
GrantStock Options (right to buy) · Derivative | 190,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001104659-25-043510 · tm2513725-3_4seq1.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 190,000 shares Expires 2032-04-29 F1 · shares: These stock options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 36 months. Read SEC document |
| April 29, 2025 Filed May 1, 2025 20:02 UTC |
Wolf Jeffrey AlanDirector
|
GrantStock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001104659-25-043511 · tm2513725-4_4seq1.xml · derivative · entry 1 Wolf Jeffrey Alan · CIK 0001381450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-04-29 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| April 29, 2025 Filed May 1, 2025 20:01 UTC |
MONAHAN JOHN JDirector
|
GrantStock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001104659-25-043509 · tm2513725-2_4seq1.xml · derivative · entry 1 MONAHAN JOHN J · CIK 0001257825 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-04-29 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| April 29, 2025 Filed May 1, 2025 20:01 UTC |
Kraws Jeffrey JDirector
|
GrantStock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001104659-25-043507 · tm2513725-1_4seq1.xml · derivative · entry 1 Kraws Jeffrey J · CIK 0001380918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-04-29 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:07 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
GrantStock Options (right to buy) · Derivative | 700,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001104659-23-126396 · tm2332964-4_4seq1.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2030-12-14 F1 · shares: These stock options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 36 months. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:01 UTC |
Wolf Jeffrey AlanDirector
|
GrantStock Options (right to buy) · Derivative | 110,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001104659-23-126381 · tm2332964-2_4seq1.xml · derivative · entry 1 Wolf Jeffrey Alan · CIK 0001381450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2030-12-14 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:00 UTC |
Kraws Jeffrey JDirector
|
GrantStock Options (right to buy) · Derivative | 110,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001104659-23-126371 · tm2332964-3_4seq1.xml · derivative · entry 1 Kraws Jeffrey J · CIK 0001380918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2030-12-14 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:00 UTC |
MONAHAN JOHN JDirector
|
GrantStock Options (right to buy) · Derivative | 110,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001104659-23-126369 · tm2332964-1_4seq1.xml · derivative · entry 1 MONAHAN JOHN J · CIK 0001257825 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2030-12-14 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 11:00 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 14,000 | $0.69 | $9,703.40 |
DisclosureSEC source: 0001104659-23-069136 · tm2318170-1_4seq1.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.6699 through $0.699, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 11:00 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 26,000 | $0.63 | $16,452.80 |
DisclosureSEC source: 0001104659-23-068719 · tm2318003-1_4seq1.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.6015 through $0.6659, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 11:06 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 25,000 | $1.04 | $26,075.00 |
DisclosureSEC source: 0001104659-23-018901 · tm236426-1_4.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.02 through $1.05, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 11:02 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 25,000 | $0.94 | $23,512.50 |
DisclosureSEC source: 0001104659-23-010108 · tm235343-1_4seq1.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.9349 through $0.9499, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 11:03 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 25,000 | $0.87 | $21,825.00 |
DisclosureSEC source: 0001104659-23-006677 · tm234482-1_4seq1.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.860 through $0.875, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 20, 2023 Filed Jan 23, 2023 11:08 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 25,000 | $0.75 | $18,705.00 |
DisclosureSEC source: 0001104659-23-005546 · tm234103-1_4.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 11:04 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 100,000 | $0.44 | $43,700.00 |
DisclosureSEC source: 0001104659-23-000023 · tm2233803d1_4seq1.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 23:17 UTC |
Kraws Jeffrey JDirector
|
GrantStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001104659-22-127975 · tm2232925-5_4seq1.xml · derivative · entry 1 Kraws Jeffrey J · CIK 0001380918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-12-15 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 23:17 UTC |
Wolf Jeffrey AlanDirector
|
GrantStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001104659-22-127974 · tm2232925-4_4seq1.xml · derivative · entry 1 Wolf Jeffrey Alan · CIK 0001381450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-12-15 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 23:17 UTC |
MONAHAN JOHN JDirector
|
GrantStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001104659-22-127973 · tm2232925-3_4seq1.xml · derivative · entry 1 MONAHAN JOHN J · CIK 0001257825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-12-15 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 23:16 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
GrantStock Options (right to buy) · Derivative | 475,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001104659-22-127972 · tm2232925-2_4seq1.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,000 Underlying: Common Stock · 475,000 shares Expires 2029-12-15 F1 · shares: These stock options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 36 months. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 23:16 UTC |
Tufaro FrancisChief Operating Officer
|
GrantStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001104659-22-127971 · tm2232925-1_4seq1.xml · derivative · entry 1 Tufaro Francis · CIK 0001906510 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-12-15 F1 · shares: These stock options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 36 months. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 22:09 UTC |
Wolf Jeffrey AlanDirector
|
GrantStock Options (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001104659-21-153635 · tm2136313-4_4seq1.xml · derivative · entry 1 Wolf Jeffrey Alan · CIK 0001381450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-12-23 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 22:06 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
GrantStock Options (right to buy) · Derivative | 650,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001104659-21-153634 · tm2136313-3_4seq1.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2028-12-23 F1 · shares: These stock options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 36 months. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 22:05 UTC |
MONAHAN JOHN JDirector
|
GrantStock Options (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001104659-21-153631 · tm2136313-2_4seq1.xml · derivative · entry 1 MONAHAN JOHN J · CIK 0001257825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-12-23 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 22:03 UTC |
Kraws Jeffrey JDirector
|
GrantStock Options (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001104659-21-153627 · tm2136313-1_4seq1.xml · derivative · entry 1 Kraws Jeffrey J · CIK 0001380918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-12-23 F1 · shares: These stock options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over 12 months. Read SEC document |
| May 10, 2021 Filed May 10, 2021 21:30 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 50,000 | $0.49 | $24,595.00 |
DisclosureSEC source: 0001104659-21-064047 · tm2115807d1_4.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:31 UTC |
Wolf Jeffrey AlanDirector
|
GrantStock Options · Derivative | 150,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-20-140997 · tm2039654d4_4seq1.xml · derivative · entry 1 Wolf Jeffrey Alan · CIK 0001381450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-12-30 F1 · shares: These stock options will vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options will vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:30 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
GrantStock Options · Derivative | 450,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-20-140996 · tm2039654d3_4seq1.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2027-12-30 F1 · shares: These stock options will vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These stock options will vest pro rata on a monthly basis over 36 months. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:30 UTC |
MONAHAN JOHN JDirector
|
GrantStock Options · Derivative | 150,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-20-140994 · tm2039654d2_4seq1.xml · derivative · entry 1 MONAHAN JOHN J · CIK 0001257825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-12-30 F1 · shares: These stock options will vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options will vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:30 UTC |
Kraws Jeffrey JDirector
|
GrantStock Options · Derivative | 150,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-20-140991 · tm2039654d1_4seq1.xml · derivative · entry 1 Kraws Jeffrey J · CIK 0001380918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-12-30 F1 · shares: These stock options will vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These stock options will vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 21:55 UTC |
Wolf Jeffrey AlanDirector
|
GrantStock Options · Derivative | 250,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-19-070228 · tm1923941d4_form4.xml · derivative · entry 1 Wolf Jeffrey Alan · CIK 0001381450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2026-12-04 F1 · shares: These stock options vest as follows: 1/3 will vest on the one year anniversary of the grant date, 1/3 will vest on the two year anniversary of the grant date and the remaining 1/3 will vest on the three year anniversary of the grant date. F1 · derivative.exercise_date: These stock options vest as follows: 1/3 will vest on the one year anniversary of the grant date, 1/3 will vest on the two year anniversary of the grant date and the remaining 1/3 will vest on the three year anniversary of the grant date. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 21:54 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
GrantStock Options · Derivative | 450,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-19-070227 · tm1923941d2_form4.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2026-12-04 F1 · shares: These options will vest monthly on a pro rata basis over 36 consecutive months. F1 · derivative.exercise_date: These options will vest monthly on a pro rata basis over 36 consecutive months. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 12:13 UTC |
Tarriff ScottDirector
|
GrantStock Options · Derivative | 250,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-19-070376 · tm1923941d5_form4.xml · derivative · entry 1 Tarriff Scott · CIK 0001469124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2026-12-04 F1 · shares: These stock options vest as follows: 1/3 will vest on the one year anniversary of the grant date, 1/3 will vest on the two year anniversary of the grant date and the remaining 1/3 will vest on the three year anniversary of the grant date. F1 · derivative.exercise_date: These stock options vest as follows: 1/3 will vest on the one year anniversary of the grant date, 1/3 will vest on the two year anniversary of the grant date and the remaining 1/3 will vest on the three year anniversary of the grant date. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 12:13 UTC |
Kraws Jeffrey JDirector
|
GrantStock Options · Derivative | 250,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-19-070375 · tm1923941d3_form4.xml · derivative · entry 1 Kraws Jeffrey J · CIK 0001380918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2026-12-04 F1 · shares: These stock options vest as follows: 1/3 will vest on the one year anniversary of the grant date, 1/3 will vest on the two year anniversary of the grant date and the remaining 1/3 will vest on the three year anniversary of the grant date. F1 · derivative.exercise_date: These stock options vest as follows: 1/3 will vest on the one year anniversary of the grant date, 1/3 will vest on the two year anniversary of the grant date and the remaining 1/3 will vest on the three year anniversary of the grant date. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 21:00 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
PurchaseCommon Stock | 50,000 | $0.42 | $20,785.00 |
DisclosureSEC source: 0001144204-19-041677 · tv528238_4.xml · nonDerivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| April 03, 2019 Filed Apr 3, 2019 21:13 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
SaleCommon Stock | 69,161 | $0.65 | $44,954.65 |
DisclosureSEC source: 0001567619-19-008334 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Intrexon Disclosed balance after: 165,332 F1 · shares: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F1 · price: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F2 · balance_after: The indicated share amount is reflective of a 1:35 reverse stock split effected by the issuer on August 10, 2018. F4 · ownership.nature: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| April 03, 2019 Filed Apr 3, 2019 21:13 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
SaleCommon Stock | 26,080 | $0.65 | $16,952.00 |
DisclosureSEC source: 0001567619-19-008334 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by NRM VII Holdings Disclosed balance after: 62,342 F1 · shares: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F1 · price: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F2 · balance_after: The indicated share amount is reflective of a 1:35 reverse stock split effected by the issuer on August 10, 2018. F3 · ownership.nature: Randal J. Kirk controls NRM VII Holdings. Shares held by this entity may be deemed to be indirectly beneficially owned (as defined under Rule 13d- 3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 21:13 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
SaleCommon Stock | 9,909 | $0.66 | $6,539.94 |
DisclosureSEC source: 0001567619-19-008334 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Intrexon Disclosed balance after: 234,493 F1 · shares: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F1 · price: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F2 · balance_after: The indicated share amount is reflective of a 1:35 reverse stock split effected by the issuer on August 10, 2018. F4 · ownership.nature: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 21:13 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
SaleCommon Stock | 3,737 | $0.66 | $2,466.42 |
DisclosureSEC source: 0001567619-19-008334 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by NRM VII Holdings Disclosed balance after: 88,422 F1 · shares: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F1 · price: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F2 · balance_after: The indicated share amount is reflective of a 1:35 reverse stock split effected by the issuer on August 10, 2018. F3 · ownership.nature: Randal J. Kirk controls NRM VII Holdings. Shares held by this entity may be deemed to be indirectly beneficially owned (as defined under Rule 13d- 3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:13 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
SaleCommon Stock | 30,265 | $0.67 | $20,277.55 |
DisclosureSEC source: 0001567619-19-008334 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Intrexon Disclosed balance after: 244,402 F1 · shares: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F1 · price: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F2 · balance_after: The indicated share amount is reflective of a 1:35 reverse stock split effected by the issuer on August 10, 2018. F4 · ownership.nature: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:13 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
SaleCommon Stock | 11,413 | $0.67 | $7,646.71 |
DisclosureSEC source: 0001567619-19-008334 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by NRM VII Holdings Disclosed balance after: 92,159 F1 · shares: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F1 · price: Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis. F2 · balance_after: The indicated share amount is reflective of a 1:35 reverse stock split effected by the issuer on August 10, 2018. F3 · ownership.nature: Randal J. Kirk controls NRM VII Holdings. Shares held by this entity may be deemed to be indirectly beneficially owned (as defined under Rule 13d- 3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 22:01 UTC |
Tarriff ScottDirector
|
GrantStock Options · Derivative | 79,500 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001144204-18-063625 · tv508642_4.xml · derivative · entry 1 Tarriff Scott · CIK 0001469124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,500 Underlying: Common Stock · 79,500 shares Expires 2025-12-06 F1 · shares: These options will vest monthly on a pro rata basis over 36 consecutive months. F1 · derivative.exercise_date: These options will vest monthly on a pro rata basis over 36 consecutive months. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 22:02 UTC |
Kraws Jeffrey JDirector
|
GrantStock Options · Derivative | 79,500 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001144204-18-063630 · tv508648_4.xml · derivative · entry 1 Kraws Jeffrey J · CIK 0001380918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,500 Underlying: Common Stock · 79,500 shares Expires 2025-12-06 F1 · shares: These options will vest monthly on a pro rata basis over 36 consecutive months. F1 · derivative.exercise_date: These options will vest monthly on a pro rata basis over 36 consecutive months. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 22:02 UTC |
SHALLCROSS STEVEN ADirector · CEO and CFO
|
GrantStock Options · Derivative | 200,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001144204-18-063628 · tv508646_4.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2025-12-06 F1 · shares: These options will vest monthly on a pro rata basis over 36 consecutive months. F1 · derivative.exercise_date: These options will vest monthly on a pro rata basis over 36 consecutive months. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 22:01 UTC |
Wolf Jeffrey AlanDirector
|
GrantStock Options · Derivative | 79,500 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001144204-18-063627 · tv508645_4.xml · derivative · entry 1 Wolf Jeffrey Alan · CIK 0001381450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,500 Underlying: Common Stock · 79,500 shares Expires 2025-12-06 F1 · shares: These options will vest monthly on a pro rata basis over 36 consecutive months. F1 · derivative.exercise_date: These options will vest monthly on a pro rata basis over 36 consecutive months. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 22:20 UTC |
Sliman Joseph A.Chief Medical Officer
|
GrantStock Options · Derivative | 410,000 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001144204-17-064829 · tv481806_4.xml · derivative · entry 1 Sliman Joseph A. · CIK 0001694213 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,000 Underlying: Common Stock · 410,000 shares Expires 2024-12-19 F1 · shares: These options will vest monthly on a pro rata basis over 36 consecutive months. F1 · derivative.exercise_date: These options will vest monthly on a pro rata basis over 36 consecutive months. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 22:21 UTC |
SHALLCROSS STEVEN AInterim CEO and CFO
|
GrantStock Options · Derivative | 550,000 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001144204-17-064830 · tv481807_4.xml · derivative · entry 1 SHALLCROSS STEVEN A · CIK 0001263501 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2024-12-19 F1 · shares: These options will vest monthly on a pro rata basis over 36 consecutive months. F1 · derivative.exercise_date: These options will vest monthly on a pro rata basis over 36 consecutive months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.