Last 12 months
Inside the activity.
0 purchase rows · 35 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2025 Filed Nov 18, 2025 01:34 UTC |
Higa TomohiroSVP, Finance
|
SaleCommon Stock | 1,367 | $1.33 | $1,818.11 |
DisclosureSEC source: 0001193125-25-284999 · ownership.xml · nonDerivative · entry 1 Higa Tomohiro · CIK 0002054280 · SVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,971 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on August 15, 2024. F2 · balance_after: Includes 50,470 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 01:33 UTC |
Ali FarazDirector · Chief Executive Officer
|
SaleCommon Stock | 3,126 | $1.33 | $4,157.58 |
DisclosureSEC source: 0001193125-25-284996 · ownership.xml · nonDerivative · entry 1 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,666 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 6, 2025. F2 · balance_after: Includes 211,275 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 01:34 UTC |
Tingley WhittemoreChief Medical Officer
|
SaleCommon Stock | 2,877 | $1.33 | $3,826.41 |
DisclosureSEC source: 0001193125-25-284997 · ownership.xml · nonDerivative · entry 1 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,926 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on January 24, 2025. F2 · balance_after: Includes 85,838 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 01:00 UTC |
Higa TomohiroSVP, Finance
|
SaleCommon Stock | 1,722 | $1.25 | $2,157.67 |
DisclosureSEC source: 0000950170-25-109915 · ownership.xml · nonDerivative · entry 3 Higa Tomohiro · CIK 0002054280 · SVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,338 F6 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on January 24, 2025. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · balance_after: Includes 54,220 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 01:00 UTC |
Higa TomohiroSVP, Finance
|
SaleCommon Stock | 717 | $1.25 | $898.40 |
DisclosureSEC source: 0000950170-25-109915 · ownership.xml · nonDerivative · entry 2 Higa Tomohiro · CIK 0002054280 · SVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,060 F4 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 23, 2024. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 58,907 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 01:00 UTC |
Higa TomohiroSVP, Finance
|
SaleCommon Stock | 523 | $1.25 | $655.32 |
DisclosureSEC source: 0000950170-25-109915 · ownership.xml · nonDerivative · entry 1 Higa Tomohiro · CIK 0002054280 · SVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,777 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 15, 2023. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 60,844 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 00:58 UTC |
Ali FarazDirector · Chief Executive Officer
|
SaleCommon Stock | 4,920 | $1.25 | $6,164.76 |
DisclosureSEC source: 0001667937-25-000006 · ownership.xml · nonDerivative · entry 3 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,792 F6 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 6, 2025. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · balance_after: Includes 219,881 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 00:58 UTC |
Ali FarazDirector · Chief Executive Officer
|
SaleCommon Stock | 3,893 | $1.25 | $4,877.93 |
DisclosureSEC source: 0001667937-25-000006 · ownership.xml · nonDerivative · entry 2 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,712 F4 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 23, 2024. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 233,318 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 00:58 UTC |
Ali FarazDirector · Chief Executive Officer
|
SaleCommon Stock | 5,720 | $1.25 | $7,167.16 |
DisclosureSEC source: 0001667937-25-000006 · ownership.xml · nonDerivative · entry 1 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,605 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 15, 2023. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 243,943 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 00:59 UTC |
Tingley WhittemoreChief Medical Officer
|
SaleCommon Stock | 1,837 | $1.25 | $2,301.76 |
DisclosureSEC source: 0001868494-25-000006 · ownership.xml · nonDerivative · entry 3 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,803 F6 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on January 24, 2025. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · balance_after: Includes 93,757 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 00:59 UTC |
Tingley WhittemoreChief Medical Officer
|
SaleCommon Stock | 1,608 | $1.25 | $2,014.82 |
DisclosureSEC source: 0001868494-25-000006 · ownership.xml · nonDerivative · entry 2 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,640 F4 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 23, 2024. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 98,757 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 00:59 UTC |
Tingley WhittemoreChief Medical Officer
|
SaleCommon Stock | 1,608 | $1.25 | $2,014.82 |
DisclosureSEC source: 0001868494-25-000006 · ownership.xml · nonDerivative · entry 1 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,248 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 15, 2023. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.18 to $1.32. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 103,132 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 6,000 shares of common stock acquired pursuant to the Tenaya Therapeutics, Inc. 2021 Employee Stock Purchase Plan on June 10, 2025. Read SEC document |
| May 29, 2025 Filed May 30, 2025 22:52 UTC |
Burroughs Amy L.Director
|
GrantStock Option (Right to buy) · Derivative | 107,400 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0000950170-25-079948 · ownership.xml · derivative · entry 1 Burroughs Amy L. · CIK 0001872564 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 Underlying: Common Stock · 107,400 shares Expires 2035-05-28 F1 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest in full May 29, 2026, or, if earlier, the day immediately before the date of the next annual meeting of stockholders that occurs after the grant date, subject to the Reporting Person continuing to be a service provider to the Issuer through each applicable vesting date. Read SEC document |
| May 29, 2025 Filed May 30, 2025 18:52 UTC |
GOEDDEL DAVID VDirector · 10% owner
|
GrantStock Option (Right to buy) · Derivative | 107,400 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0000950170-25-079947 · ownership.xml · derivative · entry 1 GOEDDEL DAVID V · CIK 0001182464 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 Underlying: Common Stock · 107,400 shares Expires 2035-05-28 F1 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest in full May 29, 2026, or, if earlier, the day immediately before the date of the next annual meeting of stockholders that occurs after the grant date, subject to the Reporting Person continuing to be a service provider to the Issuer through each applicable vesting date. Read SEC document |
| May 29, 2025 Filed May 30, 2025 22:51 UTC |
Williams R SandersDirector
|
GrantStock Option (Right to buy) · Derivative | 107,400 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0000950170-25-079946 · ownership.xml · derivative · entry 1 Williams R Sanders · CIK 0001375347 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 Underlying: Common Stock · 107,400 shares Expires 2035-05-28 F1 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest in full May 29, 2026, or, if earlier, the day immediately before the date of the next annual meeting of stockholders that occurs after the grant date, subject to the Reporting Person continuing to be a service provider to the Issuer through each applicable vesting date. Read SEC document |
| May 29, 2025 Filed May 30, 2025 22:53 UTC |
Walsh Jeffrey T.Director
|
GrantStock Option (Right to buy) · Derivative | 107,400 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0000950170-25-079949 · ownership.xml · derivative · entry 1 Walsh Jeffrey T. · CIK 0001578251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 Underlying: Common Stock · 107,400 shares Expires 2035-05-28 F1 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest in full May 29, 2026, or, if earlier, the day immediately before the date of the next annual meeting of stockholders that occurs after the grant date, subject to the Reporting Person continuing to be a service provider to the Issuer through each applicable vesting date. Read SEC document |
| May 29, 2025 Filed May 30, 2025 22:48 UTC |
Parschauer Karah HerdmanDirector
|
GrantStock Option (Right to buy) · Derivative | 107,400 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0000950170-25-079941 · ownership.xml · derivative · entry 1 Parschauer Karah Herdman · CIK 0001677455 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 Underlying: Common Stock · 107,400 shares Expires 2035-05-28 F1 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest in full May 29, 2026, or, if earlier, the day immediately before the date of the next annual meeting of stockholders that occurs after the grant date, subject to the Reporting Person continuing to be a service provider to the Issuer through each applicable vesting date. Read SEC document |
| May 29, 2025 Filed May 30, 2025 22:50 UTC |
Lee JuneDirector
|
GrantStock Option (Right to buy) · Derivative | 107,400 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0000950170-25-079943 · ownership.xml · derivative · entry 1 Lee June · CIK 0001696493 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 Underlying: Common Stock · 107,400 shares Expires 2035-05-28 F1 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest in full May 29, 2026, or, if earlier, the day immediately before the date of the next annual meeting of stockholders that occurs after the grant date, subject to the Reporting Person continuing to be a service provider to the Issuer through each applicable vesting date. Read SEC document |
| May 29, 2025 Filed May 30, 2025 22:54 UTC |
Stehman-Breen CatherineDirector
|
GrantStock Option (Right to buy) · Derivative | 107,400 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0000950170-25-079950 · ownership.xml · derivative · entry 1 Stehman-Breen Catherine · CIK 0001702233 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 Underlying: Common Stock · 107,400 shares Expires 2035-05-28 F1 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest in full May 29, 2026, or, if earlier, the day immediately before the date of the next annual meeting of stockholders that occurs after the grant date, subject to the Reporting Person continuing to be a service provider to the Issuer through each applicable vesting date. Read SEC document |
| May 29, 2025 Filed May 30, 2025 22:50 UTC |
Srivastava DeepakDirector
|
GrantStock Option (Right to buy) · Derivative | 107,400 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0000950170-25-079944 · ownership.xml · derivative · entry 1 Srivastava Deepak · CIK 0001868501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,400 Underlying: Common Stock · 107,400 shares Expires 2035-05-28 F1 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest in full May 29, 2026, or, if earlier, the day immediately before the date of the next annual meeting of stockholders that occurs after the grant date, subject to the Reporting Person continuing to be a service provider to the Issuer through each applicable vesting date. Read SEC document |
| May 16, 2025 Filed May 16, 2025 23:07 UTC |
Higa TomohiroSVP, Finance
|
SaleCommon Stock | 1,390 | $0.44 | $615.35 |
DisclosureSEC source: 0000950170-25-073825 · ownership.xml · nonDerivative · entry 1 Higa Tomohiro · CIK 0002054280 · SVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,300 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on August 15, 2024. F2 · balance_after: Includes 62,250 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| May 16, 2025 Filed May 16, 2025 23:07 UTC |
Ali FarazDirector · Chief Executive Officer
|
SaleCommon Stock | 3,189 | $0.44 | $1,411.77 |
DisclosureSEC source: 0000950170-25-073823 · ownership.xml · nonDerivative · entry 1 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,325 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 6, 2025. F2 · balance_after: Includes 259,568 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| May 16, 2025 Filed May 16, 2025 23:07 UTC |
Tingley WhittemoreChief Medical Officer
|
SaleCommon Stock | 2,937 | $0.44 | $1,300.21 |
DisclosureSEC source: 0000950170-25-073824 · ownership.xml · nonDerivative · entry 1 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,856 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on January 24, 2025. F2 · balance_after: Includes 107,507 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 01:44 UTC |
Higa TomohiroSVP, Finance
|
SaleCommon Stock | 845 | $0.54 | $454.95 |
DisclosureSEC source: 0000950170-25-036774 · ownership.xml · nonDerivative · entry 3 Higa Tomohiro · CIK 0002054280 · SVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,690 F6 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 23, 2024. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $0.5080 to $0.5846. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · balance_after: Includes 66,000 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 01:44 UTC |
Higa TomohiroSVP, Finance
|
SaleCommon Stock | 620 | $0.54 | $333.81 |
DisclosureSEC source: 0000950170-25-036774 · ownership.xml · nonDerivative · entry 2 Higa Tomohiro · CIK 0002054280 · SVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,535 F4 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 15, 2023. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $0.5080 to $0.5846. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 67,938 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 01:44 UTC |
Higa TomohiroSVP, Finance
|
SaleCommon Stock | 1,017 | $0.54 | $547.55 |
DisclosureSEC source: 0000950170-25-036774 · ownership.xml · nonDerivative · entry 1 Higa Tomohiro · CIK 0002054280 · SVP, Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,155 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on October 15, 2022. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $0.5080 to $0.5846. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 69,345 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 01:42 UTC |
Ali FarazDirector · Chief Executive Officer
|
SaleCommon Stock | 3,947 | $0.54 | $2,125.06 |
DisclosureSEC source: 0000950170-25-036770 · ownership.xml · nonDerivative · entry 2 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,514 F4 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 23, 2024. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $0.5080 to $0.5846. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 268,174 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 01:42 UTC |
Ali FarazDirector · Chief Executive Officer
|
SaleCommon Stock | 5,794 | $0.54 | $3,119.49 |
DisclosureSEC source: 0000950170-25-036770 · ownership.xml · nonDerivative · entry 1 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,461 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 15, 2023. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $0.5080 to $0.5846. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 278,799 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 01:43 UTC |
Tingley WhittemoreChief Medical Officer
|
SaleCommon Stock | 1,598 | $0.54 | $860.36 |
DisclosureSEC source: 0000950170-25-036772 · ownership.xml · nonDerivative · entry 3 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,793 F5 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 23, 2024. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $0.5080 to $0.5846. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · balance_after: Includes 115,426 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 01:43 UTC |
Tingley WhittemoreChief Medical Officer
|
SaleCommon Stock | 4,073 | $0.54 | $2,192.90 |
DisclosureSEC source: 0000950170-25-036772 · ownership.xml · nonDerivative · entry 2 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,391 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 15, 2023. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $0.5080 to $0.5846. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 119,801 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 01:43 UTC |
Tingley WhittemoreChief Medical Officer
|
SaleCommon Stock | 1,727 | $0.54 | $929.82 |
DisclosureSEC source: 0000950170-25-036772 · ownership.xml · nonDerivative · entry 1 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,464 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units awarded on February 15, 2023. F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $0.5080 to $0.5846. Reporting Person undertakes to provide Tenaya Therapeutics, Inc., any security holder of Tenaya Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 131,051 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 3,409 shares of common stock acquired pursuant to the Tenaya Therapeutics, Inc. 2021 Employee Stock Purchase Plan on December 10, 2024. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 19:14 UTC |
COLUMN GROUP III GP, LP10% owner
COLUMN GROUP III, LP10% owner
COLUMN GROUP III-A, LP10% owner
Column Group Opportunity III, LP10% owner
Column Group Opportunity III GP, LP10% owner
TCG Opportunity III GP, LLC10% owner
|
PurchaseSeries B Warrant (right to buy) · Derivative | 17,857,142 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0000950170-25-035789 · ownership.xml · derivative · entry 5 COLUMN GROUP III GP, LP · CIK 0001790965 · 10% owner COLUMN GROUP III, LP · CIK 0001668159 · 10% owner COLUMN GROUP III-A, LP · CIK 0001668085 · 10% owner Column Group Opportunity III, LP · CIK 0001931825 · 10% owner Column Group Opportunity III GP, LP · CIK 0001932874 · 10% owner TCG Opportunity III GP, LLC · CIK 0001932445 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,857,142 Underlying: Common Stock · 17,857,142 shares Expires 2026-06-30 F1 · price: Pursuant to an underwritten public offering, The Column Group Opportunity III, LP ("TCG Opportunity III LP") purchased units (the "Units") at a price per Unit of $0.70 per Unit. Each Unit consists of (a) one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock", and such shares, the "Shares"), (b) one Series A warrant to purchase one share of Common Stock at an exercise price of $0.80 per share which will expire five years from the date of issuance (a "Series A Warrant") and (c) one half of a Series B warrant to purchase a share of Common Stock at an exercise price of $0.70 per share that will expire on June 30, 2026 (a "Series B Warrant"). F7 · derivative.exercise_date: Each Series B Warrant is immediately exercisable (subject to certain beneficial ownership limitations). F2 · ownership.nature: The securities are directly held by TCG Opportunity III LP. The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners"). F3 · ownership.nature: (Continued from Footnote 2) The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 19:14 UTC |
COLUMN GROUP III GP, LP10% owner
COLUMN GROUP III, LP10% owner
COLUMN GROUP III-A, LP10% owner
Column Group Opportunity III, LP10% owner
Column Group Opportunity III GP, LP10% owner
TCG Opportunity III GP, LLC10% owner
|
PurchaseSeries A Warrant (right to buy) · Derivative | 35,714,284 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0000950170-25-035789 · ownership.xml · derivative · entry 4 COLUMN GROUP III GP, LP · CIK 0001790965 · 10% owner COLUMN GROUP III, LP · CIK 0001668159 · 10% owner COLUMN GROUP III-A, LP · CIK 0001668085 · 10% owner Column Group Opportunity III, LP · CIK 0001931825 · 10% owner Column Group Opportunity III GP, LP · CIK 0001932874 · 10% owner TCG Opportunity III GP, LLC · CIK 0001932445 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 35,714,284 Underlying: Common Stock · 35,714,284 shares Expires 2030-03-04 F1 · price: Pursuant to an underwritten public offering, The Column Group Opportunity III, LP ("TCG Opportunity III LP") purchased units (the "Units") at a price per Unit of $0.70 per Unit. Each Unit consists of (a) one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock", and such shares, the "Shares"), (b) one Series A warrant to purchase one share of Common Stock at an exercise price of $0.80 per share which will expire five years from the date of issuance (a "Series A Warrant") and (c) one half of a Series B warrant to purchase a share of Common Stock at an exercise price of $0.70 per share that will expire on June 30, 2026 (a "Series B Warrant"). F6 · derivative.exercise_date: Each Series A Warrant is immediately exercisable (subject to certain beneficial ownership limitations). F2 · ownership.nature: The securities are directly held by TCG Opportunity III LP. The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners"). F3 · ownership.nature: (Continued from Footnote 2) The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 19:14 UTC |
COLUMN GROUP III GP, LP10% owner
COLUMN GROUP III, LP10% owner
COLUMN GROUP III-A, LP10% owner
Column Group Opportunity III, LP10% owner
Column Group Opportunity III GP, LP10% owner
TCG Opportunity III GP, LLC10% owner
|
PurchaseCommon Stock | 35,714,284 | $0.70 | $24,999,998.80 |
DisclosureSEC source: 0000950170-25-035789 · ownership.xml · nonDerivative · entry 1 COLUMN GROUP III GP, LP · CIK 0001790965 · 10% owner COLUMN GROUP III, LP · CIK 0001668159 · 10% owner COLUMN GROUP III-A, LP · CIK 0001668085 · 10% owner Column Group Opportunity III, LP · CIK 0001931825 · 10% owner Column Group Opportunity III GP, LP · CIK 0001932874 · 10% owner TCG Opportunity III GP, LLC · CIK 0001932445 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,313,559 F1 · price: Pursuant to an underwritten public offering, The Column Group Opportunity III, LP ("TCG Opportunity III LP") purchased units (the "Units") at a price per Unit of $0.70 per Unit. Each Unit consists of (a) one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock", and such shares, the "Shares"), (b) one Series A warrant to purchase one share of Common Stock at an exercise price of $0.80 per share which will expire five years from the date of issuance (a "Series A Warrant") and (c) one half of a Series B warrant to purchase a share of Common Stock at an exercise price of $0.70 per share that will expire on June 30, 2026 (a "Series B Warrant"). F2 · ownership.nature: The securities are directly held by TCG Opportunity III LP. The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners"). F3 · ownership.nature: (Continued from Footnote 2) The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 19:14 UTC |
GOEDDEL DAVID VDirector · 10% owner
|
PurchaseSeries B Warrant (right to buy) · Derivative | 17,857,142 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0000950170-25-035788 · ownership.xml · derivative · entry 5 GOEDDEL DAVID V · CIK 0001182464 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,857,142 Underlying: Common Stock · 17,857,142 shares Expires 2026-06-30 F1 · price: Pursuant to an underwritten public offering, The Column Group Opportunity III, LP ("TCG Opportunity III LP") purchased units (the "Units") at a price per Unit of $0.70 per Unit. Each Unit consists of (a) one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock", and such shares, the "Shares"), (b) one Series A warrant to purchase one share of Common Stock at an exercise price of $0.80 per share which will expire five years from the date of issuance (a "Series A Warrant") and (c) one half of a Series B warrant to purchase a share of Common Stock at an exercise price of $0.70 per share that will expire on June 30, 2026 (a "Series B Warrant"). F7 · derivative.exercise_date: Each Series B Warrant is immediately exercisable (subject to certain beneficial ownership limitations). F2 · ownership.nature: The securities are directly held by TCG Opportunity III LP. The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners"). F3 · ownership.nature: (Continued from Footnote 2) The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 19:14 UTC |
GOEDDEL DAVID VDirector · 10% owner
|
PurchaseSeries A Warrant (right to buy) · Derivative | 35,714,284 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0000950170-25-035788 · ownership.xml · derivative · entry 4 GOEDDEL DAVID V · CIK 0001182464 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 35,714,284 Underlying: Common Stock · 35,714,284 shares Expires 2030-03-04 F1 · price: Pursuant to an underwritten public offering, The Column Group Opportunity III, LP ("TCG Opportunity III LP") purchased units (the "Units") at a price per Unit of $0.70 per Unit. Each Unit consists of (a) one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock", and such shares, the "Shares"), (b) one Series A warrant to purchase one share of Common Stock at an exercise price of $0.80 per share which will expire five years from the date of issuance (a "Series A Warrant") and (c) one half of a Series B warrant to purchase a share of Common Stock at an exercise price of $0.70 per share that will expire on June 30, 2026 (a "Series B Warrant"). F6 · derivative.exercise_date: Each Series A Warrant is immediately exercisable (subject to certain beneficial ownership limitations). F2 · ownership.nature: The securities are directly held by TCG Opportunity III LP. The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners"). F3 · ownership.nature: (Continued from Footnote 2) The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 19:14 UTC |
GOEDDEL DAVID VDirector · 10% owner
|
PurchaseCommon Stock | 35,714,284 | $0.70 | $24,999,998.80 |
DisclosureSEC source: 0000950170-25-035788 · ownership.xml · nonDerivative · entry 1 GOEDDEL DAVID V · CIK 0001182464 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,313,559 F1 · price: Pursuant to an underwritten public offering, The Column Group Opportunity III, LP ("TCG Opportunity III LP") purchased units (the "Units") at a price per Unit of $0.70 per Unit. Each Unit consists of (a) one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock", and such shares, the "Shares"), (b) one Series A warrant to purchase one share of Common Stock at an exercise price of $0.80 per share which will expire five years from the date of issuance (a "Series A Warrant") and (c) one half of a Series B warrant to purchase a share of Common Stock at an exercise price of $0.70 per share that will expire on June 30, 2026 (a "Series B Warrant"). F2 · ownership.nature: The securities are directly held by TCG Opportunity III LP. The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners"). F3 · ownership.nature: (Continued from Footnote 2) The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 401,390 | Not disclosed Strike: $1.21 | Not disclosed |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · derivative · entry 9 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 401,390 Underlying: Common Stock · 401,390 shares Expires 2032-02-14 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on February 6, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $5.25 per share held by Reporting Person as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share. However, if the Reporting Person exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2021 Equity Incentive Plan, then the Reporting Person will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F11 · derivative.exercise_date: 1/48th of the shares underying the option vested on March 15, 2022, and the remaining shares vest in 48 equal monthly installments thereafter. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 401,390 | Not disclosed Strike: $15.19 | Not disclosed |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · derivative · entry 8 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 401,390 shares Expires 2032-02-14 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on February 6, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $5.25 per share held by Reporting Person as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share. However, if the Reporting Person exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2021 Equity Incentive Plan, then the Reporting Person will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F11 · derivative.exercise_date: 1/48th of the shares underying the option vested on March 15, 2022, and the remaining shares vest in 48 equal monthly installments thereafter. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 161,214 | Not disclosed Strike: $1.21 | Not disclosed |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · derivative · entry 7 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,214 Underlying: Common Stock · 161,214 shares Expires 2031-06-16 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on February 6, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $5.25 per share held by Reporting Person as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share. However, if the Reporting Person exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2021 Equity Incentive Plan, then the Reporting Person will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F10 · derivative.exercise_date: 1/48th of the shares underying the option vested on July 17, 2021, and the remaining shares vest in 48 equal monthly installments thereafter. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 161,214 | Not disclosed Strike: $9.36 | Not disclosed |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · derivative · entry 6 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 161,214 shares Expires 2031-06-16 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on February 6, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $5.25 per share held by Reporting Person as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share. However, if the Reporting Person exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2021 Equity Incentive Plan, then the Reporting Person will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F10 · derivative.exercise_date: 1/48th of the shares underying the option vested on July 17, 2021, and the remaining shares vest in 48 equal monthly installments thereafter. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 353,271 | Not disclosed Strike: $1.21 | Not disclosed |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · derivative · entry 5 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,271 Underlying: Common Stock · 353,271 shares Expires 2031-02-26 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on February 6, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $5.25 per share held by Reporting Person as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share. However, if the Reporting Person exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2021 Equity Incentive Plan, then the Reporting Person will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F7 · derivative.exercise_date: The shares underlying the option are fully vested and exercisable. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 353,271 | Not disclosed Strike: $5.64 | Not disclosed |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · derivative · entry 4 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 353,271 shares Expires 2031-02-26 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on February 6, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $5.25 per share held by Reporting Person as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share. However, if the Reporting Person exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2021 Equity Incentive Plan, then the Reporting Person will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F7 · derivative.exercise_date: The shares underlying the option are fully vested and exercisable. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
GrantStock Option (Right to buy) · Derivative | 650,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · derivative · entry 3 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2035-03-05 F6 · derivative.exercise_date: Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest as to 1/48th of the total number of shares subject to the option on the one month anniversary of the Transaction Date and 1/48th of the total number of shares subject to the option on each monthly anniversary thereafter until fully vested. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
GrantCommon Stock | 34,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · nonDerivative · entry 2 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,255 F1 · security: Represents shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Tenaya Therapeutics, Inc. common stock. F4 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. The restricted stock units will vest as to 1/4th of the total number of shares subject to the restricted stock unit award on May 15, 2025, and 1/4th of the total number of shares subject to the restricted stock unit award every six months thereafter until fully vested. F5 · balance_after: Includes 294,424 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:29 UTC |
Ali FarazDirector · Chief Executive Officer
|
GrantCommon Stock | 107,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-016582 · ownership.xml · nonDerivative · entry 1 Ali Faraz · CIK 0001667937 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,831 F1 · security: Represents shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Tenaya Therapeutics, Inc. common stock. F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. The restricted stock units will vest as to 1/8th of the total number of shares subject to the restricted stock unit award on August 15, 2025, and 1/8th of the total number of shares subject to the restricted stock unit award every six months thereafter until fully vested. F3 · balance_after: Includes 260,000 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Read SEC document |
| January 24, 2025 Filed Jan 29, 2025 01:00 UTC |
Tingley WhittemoreChief Medical Officer
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GrantStock Option (Right to Buy) · Derivative | 215,000 | Not disclosed Strike: $1.21 | Not disclosed |
DisclosureSEC source: 0000950170-25-010075 · ownership.xml · derivative · entry 11 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,000 Underlying: Common Stock · 215,000 shares Expires 2034-02-22 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on January 24, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices equal to or greater than $3.00 per share held by all continuing employees and certain other service providers of the Issuer as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share, the closing price of the Issuer's common stock on the Effective Date. However, if an option holder exercises a repriced option before the end of a "Retention Period" through which the option holder must remain in service to the Issuer, then the option holder will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. The "Retention Period" begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2016 Equity Incentive Plan or 2021 Equity Incentive Plan (as applicable). There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F12 · derivative.exercise_date: 1/48th of the shares underying the option vested on March 23, 2024, and the remaining shares vest in 48 equal monthly installments thereafter. Read SEC document |
| January 24, 2025 Filed Jan 29, 2025 01:00 UTC |
Tingley WhittemoreChief Medical Officer
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Disposition to issuerStock Option (Right to Buy) · Derivative | 215,000 | Not disclosed Strike: $5.22 | Not disclosed |
DisclosureSEC source: 0000950170-25-010075 · ownership.xml · derivative · entry 10 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 215,000 shares Expires 2034-02-22 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on January 24, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices equal to or greater than $3.00 per share held by all continuing employees and certain other service providers of the Issuer as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share, the closing price of the Issuer's common stock on the Effective Date. However, if an option holder exercises a repriced option before the end of a "Retention Period" through which the option holder must remain in service to the Issuer, then the option holder will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. The "Retention Period" begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2016 Equity Incentive Plan or 2021 Equity Incentive Plan (as applicable). There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F12 · derivative.exercise_date: 1/48th of the shares underying the option vested on March 23, 2024, and the remaining shares vest in 48 equal monthly installments thereafter. Read SEC document |
| January 24, 2025 Filed Jan 29, 2025 01:00 UTC |
Tingley WhittemoreChief Medical Officer
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GrantStock Option (Right to Buy) · Derivative | 205,000 | Not disclosed Strike: $1.21 | Not disclosed |
DisclosureSEC source: 0000950170-25-010075 · ownership.xml · derivative · entry 9 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,000 Underlying: Common Stock · 205,000 shares Expires 2033-02-14 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on January 24, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices equal to or greater than $3.00 per share held by all continuing employees and certain other service providers of the Issuer as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share, the closing price of the Issuer's common stock on the Effective Date. However, if an option holder exercises a repriced option before the end of a "Retention Period" through which the option holder must remain in service to the Issuer, then the option holder will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. The "Retention Period" begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2016 Equity Incentive Plan or 2021 Equity Incentive Plan (as applicable). There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F11 · derivative.exercise_date: 1/48th of the shares underying the option vested on March 15, 2023, and the remaining shares vest in 48 equal monthly installments thereafter. Read SEC document |
| January 24, 2025 Filed Jan 29, 2025 01:00 UTC |
Tingley WhittemoreChief Medical Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 205,000 | Not disclosed Strike: $3.06 | Not disclosed |
DisclosureSEC source: 0000950170-25-010075 · ownership.xml · derivative · entry 8 Tingley Whittemore · CIK 0001868494 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 205,000 shares Expires 2033-02-14 F8 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on January 24, 2025 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices equal to or greater than $3.00 per share held by all continuing employees and certain other service providers of the Issuer as of the Effective Date. F9 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $1.21 per share, the closing price of the Issuer's common stock on the Effective Date. However, if an option holder exercises a repriced option before the end of a "Retention Period" through which the option holder must remain in service to the Issuer, then the option holder will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. The "Retention Period" begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) July 24, 2025 or (ii) a Change in Control, as defined in the Issuer's 2016 Equity Incentive Plan or 2021 Equity Incentive Plan (as applicable). There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F11 · derivative.exercise_date: 1/48th of the shares underying the option vested on March 15, 2023, and the remaining shares vest in 48 equal monthly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.