Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2017 Filed Jun 21, 2017 21:00 UTC |
Saks Samuel RDirector
|
GrantStock Option · Derivative | 20,000 | $0.00 Strike: $4.18 | $0.00 |
DisclosureSEC source: 0001615774-17-003294 · s106633_form4.xml · derivative · entry 1 Saks Samuel R · CIK 0001365615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-06-20 F1 · price: The option was granted pursuant to the Issuer's 2017 Stock Incentive Plan. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 21:00 UTC |
MATHER CHARLES E IVDirector
|
GrantStock Option · Derivative | 20,000 | $0.00 Strike: $4.18 | $0.00 |
DisclosureSEC source: 0001615774-17-003293 · s106635_form4.xml · derivative · entry 1 MATHER CHARLES E IV · CIK 0001563422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-06-20 F1 · price: The option was granted pursuant to the Issuer's 2017 Stock Incentive Plan. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 21:00 UTC |
Rhodes John BDirector
|
GrantStock Option · Derivative | 30,000 | $0.00 Strike: $4.18 | $0.00 |
DisclosureSEC source: 0001615774-17-003292 · s106632_form4.xml · derivative · entry 1 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-06-20 F1 · price: The option was granted pursuant to the Issuer's 2017 Stock Incentive Plan. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 21:00 UTC |
LANDRY DONALD WDirector
|
GrantStock Option · Derivative | 20,000 | $0.00 Strike: $4.18 | $0.00 |
DisclosureSEC source: 0001615774-17-003291 · s106637_form4.xml · derivative · entry 1 LANDRY DONALD W · CIK 0001563616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-06-20 F1 · price: The option was granted pursuant to the Issuer's 2017 Stock Incentive Plan. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 21:00 UTC |
GRACE PATRICK PDirector
|
GrantStock Option · Derivative | 20,000 | $0.00 Strike: $4.18 | $0.00 |
DisclosureSEC source: 0001615774-17-003290 · s106636_form4.xml · derivative · entry 1 GRACE PATRICK P · CIK 0001230970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-06-20 F1 · price: The option was granted pursuant to the Issuer's 2017 Stock Incentive Plan. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 15:32 UTC |
MARIO ERNESTDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001750 · s109297_form4.xml · derivative · entry 6 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 15:32 UTC |
MARIO ERNESTDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001750 · s109297_form4.xml · nonDerivative · entry 3 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:36 UTC |
Saks Samuel RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001756 · s109300_form4.xml · derivative · entry 4 Saks Samuel R · CIK 0001365615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:36 UTC |
Saks Samuel RDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001756 · s109300_form4.xml · nonDerivative · entry 1 Saks Samuel R · CIK 0001365615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:35 UTC |
GRACE PATRICK PDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001754 · s109299_form4.xml · derivative · entry 4 GRACE PATRICK P · CIK 0001230970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:35 UTC |
GRACE PATRICK PDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001754 · s109299_form4.xml · nonDerivative · entry 1 GRACE PATRICK P · CIK 0001230970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:34 UTC |
LANDRY DONALD WDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001752 · s109298_form4.xml · derivative · entry 4 LANDRY DONALD W · CIK 0001563616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:34 UTC |
LANDRY DONALD WDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001752 · s109298_form4.xml · nonDerivative · entry 1 LANDRY DONALD W · CIK 0001563616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:31 UTC |
Rhodes John BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001748 · s109296_form4.xml · derivative · entry 4 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:31 UTC |
Rhodes John BDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001748 · s109296_form4.xml · nonDerivative · entry 1 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:30 UTC |
MATHER CHARLES E IVDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001746 · s109295_form4.xml · derivative · entry 4 MATHER CHARLES E IV · CIK 0001563422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F3 · derivative.expiration_date: On May 27, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| May 27, 2017 Filed Mar 9, 2018 20:30 UTC |
MATHER CHARLES E IVDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001746 · s109295_form4.xml · nonDerivative · entry 1 MATHER CHARLES E IV · CIK 0001563422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. F2 · shares: This transaction was reported on a previous Form 4, filed on February 28, 2018, which failed to correctly state the number of shares beneficially owned by the reporting person on the transaction date. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 02:22 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantStock Option · Derivative | 47,500 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001615774-17-000858 · s105458_form4.xml · derivative · entry 2 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock · 47,500 shares Expires 2027-03-01 F2 · price: The option was granted pursuant to the Issuer's 2016 Stock Incentive Plan. F3 · derivative.exercise_date: The option vests 50% if the Issuer achieves enrollment of 250 patients in its HONOR study by December 31, 2017, with the remaining 50% vesting 1% for each patient that is enrolled in the HONOR study by December 31, 2017 in excess of 250, subject to a one year minimum service period prior to vesting. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 02:22 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantStock Option · Derivative | 47,500 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001615774-17-000858 · s105458_form4.xml · derivative · entry 1 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock · 47,500 shares Expires 2027-03-01 F2 · price: The option was granted pursuant to the Issuer's 2016 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 21:19 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001615774-17-000856 · s105457_form4.xml · derivative · entry 2 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-03-01 F2 · price: The option was granted pursuant to the Issuer's 2016 Stock Incentive Plan. F3 · derivative.exercise_date: The option vests 50% if the Issuer achieves enrollment of 250 patients in its HONOR study by December 31, 2017, with the remaining 50% vesting 1% for each patient that is enrolled in the HONOR study by December 31, 2017 in excess of 250, subject to a one year minimum service period prior to vesting. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 21:19 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001615774-17-000856 · s105457_form4.xml · derivative · entry 1 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-03-01 F2 · price: The option was granted pursuant to the Issuer's 2016 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 02:24 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 160,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001615774-17-000860 · s105459_form4.xml · derivative · entry 2 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2027-03-01 F2 · price: The option was granted pursuant to the Issuer's 2016 Stock Incentive Plan. F3 · derivative.exercise_date: The option vests 50% if the Issuer achieves enrollment of 250 patients in its HONOR study by December 31, 2017, with the remaining 50% vesting 1% for each patient that is enrolled in the HONOR study by December 31, 2017 in excess of 250, subject to a one year minimum service period prior to vesting. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 02:24 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 160,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001615774-17-000860 · s105459_form4.xml · derivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2027-03-01 F2 · price: The option was granted pursuant to the Issuer's 2016 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 15:32 UTC |
MARIO ERNESTDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001750 · s109297_form4.xml · derivative · entry 7 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 15:32 UTC |
MARIO ERNESTDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001750 · s109297_form4.xml · nonDerivative · entry 4 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:36 UTC |
Saks Samuel RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001756 · s109300_form4.xml · derivative · entry 5 Saks Samuel R · CIK 0001365615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:36 UTC |
Saks Samuel RDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001756 · s109300_form4.xml · nonDerivative · entry 2 Saks Samuel R · CIK 0001365615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:35 UTC |
GRACE PATRICK PDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001754 · s109299_form4.xml · derivative · entry 5 GRACE PATRICK P · CIK 0001230970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:35 UTC |
GRACE PATRICK PDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001754 · s109299_form4.xml · nonDerivative · entry 2 GRACE PATRICK P · CIK 0001230970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:34 UTC |
LANDRY DONALD WDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001752 · s109298_form4.xml · derivative · entry 5 LANDRY DONALD W · CIK 0001563616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:34 UTC |
LANDRY DONALD WDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001752 · s109298_form4.xml · nonDerivative · entry 2 LANDRY DONALD W · CIK 0001563616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:31 UTC |
Rhodes John BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001748 · s109296_form4.xml · derivative · entry 5 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:31 UTC |
Rhodes John BDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001748 · s109296_form4.xml · nonDerivative · entry 2 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:30 UTC |
MATHER CHARLES E IVDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001746 · s109295_form4.xml · derivative · entry 5 MATHER CHARLES E IV · CIK 0001563422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. F4 · derivative.expiration_date: On February 9, 2016, the reporting person was granted 750 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| February 09, 2017 Filed Mar 9, 2018 20:30 UTC |
MATHER CHARLES E IVDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001746 · s109295_form4.xml · nonDerivative · entry 2 MATHER CHARLES E IV · CIK 0001563422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 11:34 UTC |
MARIO ERNESTDirector
|
PurchaseCommon Stock, $0.001 par value | 120,000 | $0.41 | $48,600.00 |
DisclosureSEC source: 0001615774-16-008600 · s104797_form4.xml · nonDerivative · entry 1 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ernest and Mildred Mario Revocable Trust Disclosed balance after: 120,000 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:23 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.001 par value | 98,000 | $0.43 | $41,924.40 |
DisclosureSEC source: 0001615774-16-008539 · s104774_lederman.xml · nonDerivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) plan Disclosed balance after: 133,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.427821. The range of purchase prices on the transaction date was $0.4191 to $0.4299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 16:34 UTC |
MARIO ERNESTDirector
|
PurchaseCommon Stock Purchase Warrant · Derivative | 100,000 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001615774-16-007908 · s104483_form4.xml · derivative · entry 2 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2021-10-31 F1 · price: Included in the purchase of 100,000 Units at a price of $0.55 per Unit. Each Unit consisted of one share of common stock and one warrant exercisable immediately for one-half (0.50) share of common stock at an exercise price of $0.63 per share. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 16:34 UTC |
MARIO ERNESTDirector
|
PurchaseCommon Stock, $0.001 par value | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615774-16-007908 · s104483_form4.xml · nonDerivative · entry 1 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,724 F1 · price: Included in the purchase of 100,000 Units at a price of $0.55 per Unit. Each Unit consisted of one share of common stock and one warrant exercisable immediately for one-half (0.50) share of common stock at an exercise price of $0.63 per share. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:35 UTC |
Rhodes John BDirector
|
PurchaseCommon Stock Purchase Warrant · Derivative | 25,000 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001615774-16-007910 · s104484_form4.xml · derivative · entry 2 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires 2021-10-31 F1 · price: Included in the purchase of 100,000 Units at a price of $0.55 per Unit. Each Unit consisted of one share of common stock and one warrant exercisable immediately for one-half (0.50) share of common stock at an exercise price of $0.63 per share. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:35 UTC |
Rhodes John BDirector
|
PurchaseCommon Stock, $0.001 par value | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615774-16-007910 · s104484_form4.xml · nonDerivative · entry 1 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,196 F1 · price: Included in the purchase of 100,000 Units at a price of $0.55 per Unit. Each Unit consisted of one share of common stock and one warrant exercisable immediately for one-half (0.50) share of common stock at an exercise price of $0.63 per share. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:37 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
PurchaseCommon Stock Purchase Warrant · Derivative | 10,000 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001615774-16-007912 · s104485_form4.xml · derivative · entry 9 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2021-10-31 F1 · price: Included in the purchase of 10,000 Units at a price of $0.55 per Unit. Each Unit consisted of one share of common stock and one warrant exercisable immediately for one-half (0.50) share of common stock at an exercise price of $0.63 per share. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:37 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.001 par value | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615774-16-007912 · s104485_form4.xml · nonDerivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,815 F1 · price: Included in the purchase of 10,000 Units at a price of $0.55 per Unit. Each Unit consisted of one share of common stock and one warrant exercisable immediately for one-half (0.50) share of common stock at an exercise price of $0.63 per share. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 18:30 UTC |
MARIO ERNESTDirector
|
PurchaseCommon Stock, $0.001 par value | 100,000 | $0.79 | $79,180.00 |
DisclosureSEC source: 0001615774-16-007184 · s104124_form4.xml · nonDerivative · entry 1 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,724 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.791817611. The range of purchase prices on the transaction date was $0.7801 to $0.80 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| June 30, 2016 Filed Feb 13, 2017 11:08 UTC |
SAENGER BRADLEYChief Financial Officer
|
OtherCommon Stock | 3,296 | $1.74 | $5,735.04 |
DisclosureSEC source: 0001615774-17-000515 · s105311_form5.xml · nonDerivative · entry 1 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,335 F1 · kind: Shares acquired through the Tonix Pharmaceuticals Holding Corp. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2016 Filed Feb 13, 2017 09:52 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
OtherCommon Stock | 3,296 | $1.74 | $5,735.04 |
DisclosureSEC source: 0001615774-17-000521 · s105312_form5.xml · nonDerivative · entry 1 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,481 F1 · kind: Shares acquired through the Tonix Pharmaceuticals Holding Corp. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2016 Filed Feb 13, 2017 11:06 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
OtherCommon Stock | 3,296 | $1.74 | $5,735.04 |
DisclosureSEC source: 0001615774-17-000513 · s105310_form5.xml · nonDerivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,111 F1 · kind: Shares acquired through the Tonix Pharmaceuticals Holding Corp. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2016 Filed Mar 9, 2018 15:32 UTC |
MARIO ERNESTDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001750 · s109297_form4.xml · derivative · entry 8 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 600 restricted stock units, vesting in on the first anniversary of the grant date. F4 · derivative.expiration_date: On February 25, 2015, the reporting person was granted 600 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
| February 25, 2016 Filed Mar 9, 2018 15:32 UTC |
MARIO ERNESTDirector
|
Exercise / conversionCommon Stock, $0.001 par value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001750 · s109297_form4.xml · nonDerivative · entry 5 MARIO ERNEST · CIK 0001180469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 25, 2016 Filed Mar 9, 2018 20:36 UTC |
Saks Samuel RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001756 · s109300_form4.xml · derivative · entry 6 Saks Samuel R · CIK 0001365615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 600 restricted stock units, vesting in on the first anniversary of the grant date. F4 · derivative.expiration_date: On February 25, 2015, the reporting person was granted 600 restricted stock units, vesting in on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.