Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 6, 2020 18:24 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 500,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001387131-20-004483 · ownership.xml · derivative · entry 1 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2030-05-04 F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:39 UTC |
Bell Margaret SmithDirector
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001387131-20-004499 · ownership.xml · derivative · entry 1 Bell Margaret Smith · CIK 0001716713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-05-04 F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:38 UTC |
Rhodes John BDirector
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001387131-20-004497 · ownership.xml · derivative · entry 1 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-05-04 F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:36 UTC |
GRANGE DAVID LDirector
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001387131-20-004495 · ownership.xml · derivative · entry 1 GRANGE DAVID L · CIK 0001264908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-05-04 F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:33 UTC |
Treco JamesDirector
|
GrantStock Option · Derivative | 112,500 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001387131-20-004493 · ownership.xml · derivative · entry 1 Treco James · CIK 0001766070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2030-05-04 F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:32 UTC |
Goodman Daniel WintnerDirector
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001387131-20-004491 · ownership.xml · derivative · entry 1 Goodman Daniel Wintner · CIK 0001775914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-05-04 F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:30 UTC |
OLUKOTUN ADEOYE YDirector
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001387131-20-004489 · ownership.xml · derivative · entry 1 OLUKOTUN ADEOYE Y · CIK 0001242615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-05-04 F1 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:29 UTC |
MORRIS JESSICA EDGARChief Operating Officer
|
GrantStock Option · Derivative | 360,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001387131-20-004487 · ownership.xml · derivative · entry 2 MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2030-05-04 F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:29 UTC |
MORRIS JESSICA EDGARChief Operating Officer
|
GrantStock Option · Derivative | 360,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001387131-20-004487 · ownership.xml · derivative · entry 1 MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2030-05-04 F2 · price: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:22 UTC |
LEDERMAN SETHChief Executive Officer
|
GrantStock Option · Derivative | 2,000,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001387131-20-004481 · ownership.xml · derivative · entry 2 LEDERMAN SETH · CIK 0001563420 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2030-05-04 F2 · price: 2. The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:22 UTC |
LEDERMAN SETHChief Executive Officer
|
GrantStock Option · Derivative | 2,000,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001387131-20-004481 · ownership.xml · derivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2030-05-04 F2 · price: 2. The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:00 UTC |
Treco JamesDirector
|
GrantStock Option · Derivative | 6,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001387131-20-002994 · treco-form4_031620.xml · derivative · entry 1 Treco James · CIK 0001766070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2030-03-16 F1 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:24 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantStock Option · Derivative | 24,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001387131-20-002257 · ownership.xml · derivative · entry 2 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-02-25 F2 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:24 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantStock Option · Derivative | 24,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001387131-20-002257 · ownership.xml · derivative · entry 1 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-02-25 F2 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:23 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 39,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001387131-20-002255 · ownership.xml · derivative · entry 2 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 39,000 shares Expires 2030-02-25 F2 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:23 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 39,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001387131-20-002255 · ownership.xml · derivative · entry 1 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 39,000 shares Expires 2030-02-25 F2 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:22 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 120,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001387131-20-002253 · ownership.xml · derivative · entry 2 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2030-02-25 F2 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:22 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 120,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001387131-20-002253 · ownership.xml · derivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2030-02-25 F2 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:20 UTC |
MORRIS JESSICA EDGARChief Operating Officer
|
GrantStock Option · Derivative | 24,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001387131-20-002251 · ownership.xml · derivative · entry 2 MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-02-25 F2 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:20 UTC |
MORRIS JESSICA EDGARChief Operating Officer
|
GrantStock Option · Derivative | 24,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001387131-20-002251 · ownership.xml · derivative · entry 1 MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-02-25 F2 · price: The option was granted pursuant to the Issuer's 2020 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| January 06, 2020 Filed Feb 12, 2021 22:32 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantCommon Stock, par value $0.001 | 493 | $1.02 | $502.86 |
DisclosureSEC source: 0001387131-21-002306 · tnxp-form5_123120.xml · nonDerivative · entry 1 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397 F1 · date: Shares acquired through the Tonix Pharmaceuticals Holding Corp. 2019 Employee Stock Purchase Plan. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 12:00 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.001 par value | 20,000 | $1.16 | $23,180.00 |
DisclosureSEC source: 0001387131-19-009327 · lederman-form4_120319.xml · nonDerivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) plan Disclosed balance after: 23,267 Read SEC document |
| July 31, 2019 Filed Feb 14, 2020 21:14 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantCommon Stock, par value $0.001 | 815 | $11.82 | $9,633.30 |
DisclosureSEC source: 0001387131-20-001792 · saenger-form5_123119.xml · nonDerivative · entry 2 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904 F2 · date: Shares acquired through the Tonix Pharmaceuticals Holding Corp. 2019 Employee Stock Purchase Plan. Read SEC document |
| July 31, 2019 Filed Feb 14, 2020 16:15 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantCommon Stock, par value $0.001 | 1,142 | $11.82 | $13,498.44 |
DisclosureSEC source: 0001387131-20-001794 · sullivan-form5_123119.xml · nonDerivative · entry 2 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405 F2 · date: Shares acquired through the Tonix Pharmaceuticals Holding Corp. 2019 Employee Stock Purchase Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 08:01 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 43,252 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001387131-19-003427 · ownership.xml · derivative · entry 2 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,252 Underlying: Common Stock · 43,252 shares Expires 2029-05-06 F2 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 06, 2019 Filed May 8, 2019 08:01 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 43,253 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001387131-19-003427 · ownership.xml · derivative · entry 1 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,253 Underlying: Common Stock · 43,253 shares Expires 2029-05-06 F2 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 06, 2019 Filed May 8, 2019 12:00 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantStock Option · Derivative | 28,835 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001387131-19-003426 · ownership.xml · derivative · entry 2 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,835 Underlying: Common Stock · 28,835 shares Expires 2029-05-06 F2 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 06, 2019 Filed May 8, 2019 12:00 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantStock Option · Derivative | 28,835 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001387131-19-003426 · ownership.xml · derivative · entry 1 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,835 Underlying: Common Stock · 28,835 shares Expires 2029-05-06 F2 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 06, 2019 Filed May 8, 2019 12:05 UTC |
Goodman Daniel WintnerDirector
|
GrantStock Option · Derivative | 30,000 | Not disclosed Strike: $2.05 | Not disclosed |
DisclosureSEC source: 0001387131-19-003429 · ownership.xml · derivative · entry 1 Goodman Daniel Wintner · CIK 0001775914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-05-06 F1 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 12:00 UTC |
MORRIS JESSICA EDGARChief Operating Officer
|
GrantStock Option · Derivative | 28,835 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001387131-19-003425 · ownership.xml · derivative · entry 2 MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,835 Underlying: Common Stock · 28,835 shares Expires 2029-05-06 F2 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 06, 2019 Filed May 8, 2019 12:00 UTC |
MORRIS JESSICA EDGARChief Operating Officer
|
GrantStock Option · Derivative | 28,835 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001387131-19-003425 · ownership.xml · derivative · entry 1 MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,835 Underlying: Common Stock · 28,835 shares Expires 2029-05-06 F2 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 06, 2019 Filed May 8, 2019 11:58 UTC |
GRACE PATRICK PDirector
|
GrantStock Option · Derivative | 30,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001387131-19-003422 · ownership.xml · derivative · entry 1 GRACE PATRICK P · CIK 0001230970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-05-06 F1 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 12:01 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 129,757 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001387131-19-003428 · ownership.xml · derivative · entry 2 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,757 Underlying: Common Stock · 129,757 shares Expires 2029-05-06 F2 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 06, 2019 Filed May 8, 2019 12:01 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 129,758 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001387131-19-003428 · ownership.xml · derivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,758 Underlying: Common Stock · 129,758 shares Expires 2029-05-06 F2 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| May 06, 2019 Filed May 8, 2019 11:59 UTC |
LANDRY DONALD WDirector
|
GrantStock Option · Derivative | 30,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001387131-19-003424 · ownership.xml · derivative · entry 1 LANDRY DONALD W · CIK 0001563616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-05-06 F1 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 11:59 UTC |
GRANGE DAVID LDirector
|
GrantStock Option · Derivative | 30,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001387131-19-003423 · ownership.xml · derivative · entry 1 GRANGE DAVID L · CIK 0001264908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-05-06 F1 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 11:21 UTC |
OLUKOTUN ADEOYE YDirector
|
GrantStock Option · Derivative | 30,000 | Not disclosed Strike: $2.05 | Not disclosed |
DisclosureSEC source: 0001387131-19-003412 · ownership.xml · derivative · entry 1 OLUKOTUN ADEOYE Y · CIK 0001242615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-05-06 F1 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 11:21 UTC |
Treco JamesDirector
|
GrantStock Option · Derivative | 30,000 | Not disclosed Strike: $2.05 | Not disclosed |
DisclosureSEC source: 0001387131-19-003411 · ownership.xml · derivative · entry 1 Treco James · CIK 0001766070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-05-06 F1 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 11:17 UTC |
Bell Margaret SmithDirector
|
GrantStock Option · Derivative | 30,000 | Not disclosed Strike: $2.05 | Not disclosed |
DisclosureSEC source: 0001387131-19-003410 · ownership.xml · derivative · entry 1 Bell Margaret Smith · CIK 0001716713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-05-06 F1 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 11:15 UTC |
Rhodes John BDirector
|
GrantStock Option · Derivative | 45,000 | Not disclosed Strike: $2.05 | Not disclosed |
DisclosureSEC source: 0001387131-19-003409 · ownership.xml · derivative · entry 1 Rhodes John B · CIK 0001346251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2029-05-06 F1 · price: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2019 Stock Incentive Plan. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 12:22 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.001 par value | 5,000 | $2.49 | $12,440.00 |
DisclosureSEC source: 0001387131-19-002339 · lederman-form4_032919.xml · nonDerivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 32,670 Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 21:13 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.001 par value | 25,000 | $2.38 | $59,375.00 |
DisclosureSEC source: 0001387131-19-002230 · ownership.xml · nonDerivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) plan Disclosed balance after: 27,670 F1 · price: Weighted average purchase price. Actual purchase prices ranged from $2.335 to $2.40. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:39 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantStock Option · Derivative | 5,170 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001387131-19-001537 · form4-saenger_022619.xml · derivative · entry 2 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,170 Underlying: Common Stock · 5,170 shares Expires 2029-02-25 F2 · price: The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:39 UTC |
SAENGER BRADLEYChief Financial Officer
|
GrantStock Option · Derivative | 5,170 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001387131-19-001537 · form4-saenger_022619.xml · derivative · entry 1 SAENGER BRADLEY · CIK 0001668150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,170 Underlying: Common Stock · 5,170 shares Expires 2029-02-25 F2 · price: The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 17:33 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 7,755 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001387131-19-001530 · sullivan-form4_02262019.xml · derivative · entry 2 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,755 Underlying: Common Stock · 7,755 shares Expires 2029-02-25 F2 · price: The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 17:33 UTC |
SULLIVAN GREGORY MChief Medical Officer
|
GrantStock Option · Derivative | 7,755 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001387131-19-001530 · sullivan-form4_02262019.xml · derivative · entry 1 SULLIVAN GREGORY M · CIK 0001610106 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,755 Underlying: Common Stock · 7,755 shares Expires 2029-02-25 F2 · price: The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:29 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 23,265 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001387131-19-001528 · ownership.xml · derivative · entry 2 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,265 Underlying: Common Stock · 23,265 shares Expires 2029-02-25 F2 · price: The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:29 UTC |
LEDERMAN SETHDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 23,265 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001387131-19-001528 · ownership.xml · derivative · entry 1 LEDERMAN SETH · CIK 0001563420 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,265 Underlying: Common Stock · 23,265 shares Expires 2029-02-25 F2 · price: The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:37 UTC |
MORRIS JESSICA EDGARChief Operating Officer
|
GrantCommon Stock · Derivative | 5,170 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001387131-19-001535 · morris-form4_022719.xml · derivative · entry 2 MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,170 Underlying: Common Stock · 5,170 shares Expires 2029-02-25 F2 · price: The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:37 UTC |
MORRIS JESSICA EDGARChief Operating Officer
|
GrantCommon Stock · Derivative | 5,170 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001387131-19-001535 · morris-form4_022719.xml · derivative · entry 1 MORRIS JESSICA EDGAR · CIK 0001656531 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,170 Underlying: Common Stock · 5,170 shares Expires 2029-02-25 F2 · price: The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan. F1 · derivative.exercise_date: The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.