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Nasdaq · USD

TNDM

TANDEM DIABETES CARE INC

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4682
SEC CIK
0001438133
Parsed reports
672

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2019 Filed Apr 4, 2019 20:09 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
SaleCommon Stock 2,000 $62.60 $125,200.00
Disclosure

SEC source: 0001209191-19-023629 · doc4.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

F2 · shares: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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April 03, 2019 Filed Apr 4, 2019 20:09 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
Exercise / conversionCommon Stock 2,000 $2.59 $5,180.00
Disclosure

SEC source: 0001209191-19-023629 · doc4.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

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March 15, 2019 Filed Mar 15, 2019 23:07 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-019842 · doc4.xml · derivative · entry 3

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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March 15, 2019 Filed Mar 15, 2019 23:07 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 10,000 $72.00 $720,000.00
Disclosure

SEC source: 0001209191-19-019842 · doc4.xml · nonDerivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 23:07 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 10,000 $2.59 $25,900.00
Disclosure

SEC source: 0001209191-19-019842 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 23:10 UTC
BLICKENSTAFF KIM DDirector · Executive Chairman
SaleCommon Stock 15,954 $65.67 $1,047,699.18
Disclosure

SEC source: 0001209191-19-019237 · doc4.xml · nonDerivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 991,750

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $65.51 and $65.795.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

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March 11, 2019 Filed Mar 13, 2019 23:10 UTC
BLICKENSTAFF KIM DDirector · Executive Chairman
SaleCommon Stock 184,046 $64.89 $11,942,744.94
Disclosure

SEC source: 0001209191-19-019237 · doc4.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,007,704

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $64.50 and $65.4925.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:13 UTC
Allen DickDirector
SaleCommon Stock 300 $63.21 $18,963.00
Disclosure

SEC source: 0001209191-19-018408 · doc4.xml · nonDerivative · entry 7

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,000

F9 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $63.20 and $63.24.

F8 · ownership.nature: The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:13 UTC
Allen DickDirector
SaleCommon Stock 3,803 $62.79 $238,790.37
Disclosure

SEC source: 0001209191-19-018408 · doc4.xml · nonDerivative · entry 6

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,300

F7 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $62.1734 and $63.16.

F8 · ownership.nature: The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:13 UTC
Allen DickDirector
SaleCommon Stock 418 $62.53 $26,137.54
Disclosure

SEC source: 0001209191-19-018408 · doc4.xml · nonDerivative · entry 5

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000

F6 · ownership.nature: The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:13 UTC
Allen DickDirector
SaleCommon Stock 418 $62.53 $26,137.54
Disclosure

SEC source: 0001209191-19-018408 · doc4.xml · nonDerivative · entry 4

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000

F5 · ownership.nature: The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:13 UTC
Allen DickDirector
SaleCommon Stock 6,300 $62.29 $392,427.00
Disclosure

SEC source: 0001209191-19-018408 · doc4.xml · nonDerivative · entry 3

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · ownership.nature: The securities are held in the Mary Allen Roth IRA. The Reporting Person is married to Mary Allen, and the Reporting Person may be deemed to have indirect beneficial ownership of such securities held in the Mary Allen Roth IRA. The Reporting Person disclaims beneficial ownership of such securities held in the Mary Allen Roth IRA.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:13 UTC
Allen DickDirector
SaleCommon Stock 200 $63.22 $12,644.00
Disclosure

SEC source: 0001209191-19-018408 · doc4.xml · nonDerivative · entry 2

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $63.19 and $63.245.

F2 · ownership.direct: The securities are held in the Dick Allen Roth IRA.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:13 UTC
Allen DickDirector
SaleCommon Stock 6,100 $62.71 $382,531.00
Disclosure

SEC source: 0001209191-19-018408 · doc4.xml · nonDerivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $62.19 and $63.18.

F2 · ownership.direct: The securities are held in the Dick Allen Roth IRA.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:32 UTC OtherCommon Stock 3,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018219 · doc4.xml · nonDerivative · entry 2

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:32 UTC OtherCommon Stock 17,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018219 · doc4.xml · nonDerivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HLM Venture Associates II, L.L.C

Disclosed balance after: 0

F1 · shares: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by HLM Venture Associates II, L.L.C. effected following the close of the trading market on March 6, 2019. As a result of the distribution, the reporting owner is the beneficial owner of 3,982 shares of common stock.

F2 · ownership.nature: The Reporting Person is a managing member of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Associates II, L.L.C. The Reporting Person disclaims beneficial ownership of any such securities held of record by HLM Venture Associates II, L.L.C, except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Exercise / conversionStock Option · Derivative 1,282 $0.00 Strike: $11.06 $0.00
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · derivative · entry 10

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,145

Underlying: Common Stock · 1,282 shares

Expires 2023-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The date of the option was 4/23/2013. All shares subject to the option vest in 24 equal monthly installments commencing on 4/23/2013.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Exercise / conversionStock Option · Derivative 4,121 $0.00 Strike: $11.06 $0.00
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · derivative · entry 9

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,121 shares

Expires 2023-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The date of the option was 4/23/2013. All shares subject to the option vest in 24 equal monthly installments commencing on 4/23/2013.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Exercise / conversionStock Option · Derivative 4,597 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · derivative · entry 8

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,903

Underlying: Common Stock · 4,597 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty five percent (25%) of the underlying shares subject to the option vested on 05/17/2018, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · derivative · entry 7

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 50,000 shares

Expires 2027-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC SaleCommon Stock 25,354 $68.39 $1,733,960.06
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · nonDerivative · entry 6

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,745

F2 · price: The price reported reflects the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018, in multiple transactions at prices ranging from $68.00 to $68.89.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC SaleCommon Stock 34,646 $67.35 $2,333,408.10
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · nonDerivative · entry 5

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,099

F1 · price: The price reported reflects the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018, in multiple transactions at prices ranging from $67.00 to $67.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Exercise / conversionCommon Stock 1,282 $11.06 $14,177.64
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · nonDerivative · entry 4

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Exercise / conversionCommon Stock 4,121 $11.06 $45,574.14
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · nonDerivative · entry 3

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Exercise / conversionCommon Stock 4,597 $9.00 $41,373.00
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · nonDerivative · entry 2

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Exercise / conversionCommon Stock 50,000 $2.59 $129,500.00
Disclosure

SEC source: 0001209191-19-016013 · doc4.xml · nonDerivative · entry 1

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 17:58 UTC SaleCommon Stock 2,400 $66.21 $158,904.00
Disclosure

SEC source: 0001209191-19-015149 · doc4.xml · nonDerivative · entry 4

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 40,000

F5 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $66.03 and $66.53.

F2 · ownership.nature: The securities are held by the Greene Family Trust.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 17:58 UTC SaleCommon Stock 5,600 $65.68 $367,808.00
Disclosure

SEC source: 0001209191-19-015149 · doc4.xml · nonDerivative · entry 3

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 42,400

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $65.01 and $65.96.

F2 · ownership.nature: The securities are held by the Greene Family Trust.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 17:58 UTC SaleCommon Stock 800 $64.30 $51,440.00
Disclosure

SEC source: 0001209191-19-015149 · doc4.xml · nonDerivative · entry 2

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 48,000

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $63.95 and $64.55.

F2 · ownership.nature: The securities are held by the Greene Family Trust.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 17:58 UTC SaleCommon Stock 1,200 $63.11 $75,732.00
Disclosure

SEC source: 0001209191-19-015149 · doc4.xml · nonDerivative · entry 1

GREENE HOWARD E JR · CIK 0000903574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 48,800

F1 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $62.77 and $63.45.

F2 · ownership.nature: The securities are held by the Greene Family Trust.

Read SEC document
February 27, 2019 Filed Feb 27, 2019 23:39 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock · Derivative 1,667 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-19-014215 · doc4.xml · derivative · entry 7

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 1,667 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Twenty five percent (25%) of the underlying shares subject to the option vested on 05/17/2018, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter

Read SEC document
February 27, 2019 Filed Feb 27, 2019 23:39 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock · Derivative 18,333 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-014215 · doc4.xml · derivative · entry 6

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 18,333 shares

Expires 2027-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter

Read SEC document
February 27, 2019 Filed Feb 27, 2019 23:39 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
SaleCommon Stock 3,800 $62.53 $237,614.00
Disclosure

SEC source: 0001209191-19-014215 · doc4.xml · nonDerivative · entry 4

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

F3 · price: The price reported reflects the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2018, in multiple transactions at prices ranging from $62.51 to $62.62.

Read SEC document
February 27, 2019 Filed Feb 27, 2019 23:39 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
SaleCommon Stock 16,200 $61.91 $1,002,942.00
Disclosure

SEC source: 0001209191-19-014215 · doc4.xml · nonDerivative · entry 3

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

F2 · price: The price reported reflects the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2018, in multiple transactions at prices ranging from $61.50 to $62.50.

Read SEC document
February 27, 2019 Filed Feb 27, 2019 23:39 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,667 $9.00 $15,003.00
Disclosure

SEC source: 0001209191-19-014215 · doc4.xml · nonDerivative · entry 2

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
February 27, 2019 Filed Feb 27, 2019 23:39 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 18,333 $2.59 $47,482.47
Disclosure

SEC source: 0001209191-19-014215 · doc4.xml · nonDerivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:39 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
GrantCommon Stock · Derivative 105,000 $0.00 Strike: $48.36 $0.00
Disclosure

SEC source: 0001209191-19-014215 · doc4.xml · derivative · entry 5

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F4 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F5 · derivative.exercise_date: The option shall vest as to twenty-five percent (25%) of the underlying shares on 2/25/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter

F6 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
Vosseller LeighEVP and CFO
GrantStock Option · Derivative 105,000 $0.00 Strike: $51.50 $0.00
Disclosure

SEC source: 0001209191-19-011506 · doc4.xml · derivative · entry 1

Vosseller Leigh · CIK 0001726322 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to twenty-five percent (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

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February 15, 2019 Filed Feb 20, 2019 21:11 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
GrantStock Option · Derivative 105,000 $0.00 Strike: $51.50 $0.00
Disclosure

SEC source: 0001209191-19-011505 · doc4.xml · derivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to twenty-five percent (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

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February 15, 2019 Filed Feb 20, 2019 21:08 UTC GrantStock Option · Derivative 105,000 $0.00 Strike: $51.50 $0.00
Disclosure

SEC source: 0001209191-19-011500 · doc4.xml · derivative · entry 1

Morrison Susan · CIK 0001582970 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to twenty-five percent (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

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February 15, 2019 Filed Feb 20, 2019 21:07 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
GrantStock Option · Derivative 105,000 $0.00 Strike: $51.50 $0.00
Disclosure

SEC source: 0001209191-19-011499 · doc4.xml · derivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to twenty-five percent (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

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February 15, 2019 Filed Feb 20, 2019 21:06 UTC
BLICKENSTAFF KIM DDirector · PRESIDENT & CEO
GrantStock Option · Derivative 210,000 $0.00 Strike: $51.50 $0.00
Disclosure

SEC source: 0001209191-19-011496 · doc4.xml · derivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to twenty-five percent (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

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February 15, 2019 Filed Feb 20, 2019 21:05 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
GrantStock Option · Derivative 105,000 $0.00 Strike: $51.50 $0.00
Disclosure

SEC source: 0001209191-19-011492 · doc4.xml · derivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: The option shall vest as to twenty-five percent (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

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January 25, 2019 Filed Jan 25, 2019 22:55 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-005412 · doc4.xml · derivative · entry 3

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2027-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter

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January 25, 2019 Filed Jan 25, 2019 22:55 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
SaleCommon Stock 20,000 $45.26 $905,178.00
Disclosure

SEC source: 0001209191-19-005412 · doc4.xml · nonDerivative · entry 2

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

F2 · price: The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29,2018, in multiple transactions at prices ranging from $45.00 to $45.81.

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January 25, 2019 Filed Jan 25, 2019 22:55 UTC
Sheridan John FEVP, CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 20,000 $2.59 $51,800.00
Disclosure

SEC source: 0001209191-19-005412 · doc4.xml · nonDerivative · entry 1

Sheridan John F · CIK 0001365369 · EVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

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January 15, 2019 Filed Jan 15, 2019 21:45 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-003728 · doc4.xml · derivative · entry 3

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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January 15, 2019 Filed Jan 15, 2019 21:45 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 25,000 $41.54 $1,038,527.50
Disclosure

SEC source: 0001209191-19-003728 · doc4.xml · nonDerivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018.

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $41.25 and $41.93.

Read SEC document
January 15, 2019 Filed Jan 15, 2019 21:45 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 25,000 $2.59 $64,750.00
Disclosure

SEC source: 0001209191-19-003728 · doc4.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

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January 08, 2019 Filed Jan 9, 2019 22:19 UTC
BERGER DAVID BEVP, GEN. COUNSEL & SECRETARY
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-19-003104 · doc4.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.