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Nasdaq · USD

TNDM

TANDEM DIABETES CARE INC

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4682
SEC CIK
0001438133
Parsed reports
672

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2020 Filed Feb 28, 2020 23:03 UTC
Allen DickDirector
Exercise / conversionCommon Stock 2,778 $73.73 $204,821.94
Disclosure

SEC source: 0001438133-20-000019 · wf-form4_158293099576654.xml · nonDerivative · entry 3

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 39,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reflects the cashless exercise of warrants to purchase common stock, at an exercise price of $73.73. Pursuant to the terms of the warrant, the shares of common stock were sold at a price equal to the average of the closing prices of the shares over the 30-day period ending three days prior to the date on which the notice of exercise was received by the Issuer.

F3 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

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February 26, 2020 Filed Feb 28, 2020 23:03 UTC
Allen DickDirector
SaleCommon Stock 380 $78.82 $29,951.60
Disclosure

SEC source: 0001438133-20-000019 · wf-form4_158293099576654.xml · nonDerivative · entry 2

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes)

Disclosed balance after: 10,026

F1 · kind: The transaction reflects the cashless exercise of warrants to purchase common stock, at an exercise price of $73.73. Pursuant to the terms of the warrant, the shares of common stock were sold at a price equal to the average of the closing prices of the shares over the 30-day period ending three days prior to the date on which the notice of exercise was received by the Issuer.

F2 · ownership.nature: The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.

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February 26, 2020 Filed Feb 28, 2020 23:03 UTC
Allen DickDirector
Exercise / conversionCommon Stock 406 $73.73 $29,934.38
Disclosure

SEC source: 0001438133-20-000019 · wf-form4_158293099576654.xml · nonDerivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes)

Disclosed balance after: 10,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reflects the cashless exercise of warrants to purchase common stock, at an exercise price of $73.73. Pursuant to the terms of the warrant, the shares of common stock were sold at a price equal to the average of the closing prices of the shares over the 30-day period ending three days prior to the date on which the notice of exercise was received by the Issuer.

F2 · ownership.nature: The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.

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February 21, 2020 Filed Feb 24, 2020 21:35 UTC
Sheridan John FPRESIDENT & CEO
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001438133-20-000017 · wf-form4_158258008551965.xml · derivative · entry 5

Sheridan John F · CIK 0001365369 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/01/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F7 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:35 UTC
Sheridan John FPRESIDENT & CEO
SaleCommon Stock 700 $89.62 $62,735.96
Disclosure

SEC source: 0001438133-20-000017 · wf-form4_158258008551965.xml · nonDerivative · entry 4

Sheridan John F · CIK 0001365369 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 6, 2019, as amended on December 16, 2019.

F5 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $89.60 to $89.67. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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February 21, 2020 Filed Feb 24, 2020 21:35 UTC
Sheridan John FPRESIDENT & CEO
SaleCommon Stock 12,842 $88.38 $1,134,955.41
Disclosure

SEC source: 0001438133-20-000017 · wf-form4_158258008551965.xml · nonDerivative · entry 3

Sheridan John F · CIK 0001365369 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 6, 2019, as amended on December 16, 2019.

F4 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $88.01 to $88.90. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:35 UTC
Sheridan John FPRESIDENT & CEO
SaleCommon Stock 16,458 $87.39 $1,438,195.50
Disclosure

SEC source: 0001438133-20-000017 · wf-form4_158258008551965.xml · nonDerivative · entry 2

Sheridan John F · CIK 0001365369 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,043

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 6, 2019, as amended on December 16, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $87.00 to $87.97. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:35 UTC
Sheridan John FPRESIDENT & CEO
Exercise / conversionCommon Stock 30,000 $2.59 $77,700.00
Disclosure

SEC source: 0001438133-20-000017 · wf-form4_158258008551965.xml · nonDerivative · entry 1

Sheridan John F · CIK 0001365369 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:16 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionStock Option · Derivative 16,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001438133-20-000013 · wf-form4_158171496927346.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 16,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:16 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
SaleCommon Stock 16,000 $82.67 $1,322,692.80
Disclosure

SEC source: 0001438133-20-000013 · wf-form4_158171496927346.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $82.59 to $82.84. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:16 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionCommon Stock 16,000 $2.59 $41,440.00
Disclosure

SEC source: 0001438133-20-000013 · wf-form4_158171496927346.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:16 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 3,626 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001438133-20-000012 · wf-form4_158154219869992.xml · derivative · entry 7

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 3,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/01/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:16 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 3,626 $80.00 $290,080.00
Disclosure

SEC source: 0001438133-20-000012 · wf-form4_158154219869992.xml · nonDerivative · entry 4

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,265

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person March 7, 2019, as amended on August 26, 2019.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:16 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 3,626 $2.59 $9,391.34
Disclosure

SEC source: 0001438133-20-000012 · wf-form4_158154219869992.xml · nonDerivative · entry 3

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:16 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 6,374 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001438133-20-000012 · wf-form4_158154219869992.xml · derivative · entry 6

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,626

Underlying: Common Stock · 6,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/01/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:16 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 6,374 $80.06 $510,273.12
Disclosure

SEC source: 0001438133-20-000012 · wf-form4_158154219869992.xml · nonDerivative · entry 2

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,265

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person March 7, 2019, as amended on August 26, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $80.00 to $80.18. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:16 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 6,374 $2.59 $16,508.66
Disclosure

SEC source: 0001438133-20-000012 · wf-form4_158154219869992.xml · nonDerivative · entry 1

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:10 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001438133-20-000011 · wf-form4_158085063560942.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:10 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
SaleCommon Stock 2,000 $75.46 $150,912.00
Disclosure

SEC source: 0001438133-20-000011 · wf-form4_158085063560942.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.06 to $75.50. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:10 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionCommon Stock 2,000 $2.59 $5,180.00
Disclosure

SEC source: 0001438133-20-000011 · wf-form4_158085063560942.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 20,945 $77.62 $1,625,652.46
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · nonDerivative · entry 8

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $77.51 and $77.77.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 20,945 $18.86 $395,022.70
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · nonDerivative · entry 7

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001438133-20-000007 · wf-form4_158050937793387.xml · derivative · entry 6

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 12/01/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F7 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 383 $76.31 $29,226.73
Disclosure

SEC source: 0001438133-20-000007 · wf-form4_158050937793387.xml · nonDerivative · entry 4

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,265

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person March 7, 2019, as amended on August 26, 2019.

F4 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $76.23 to $76.54. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 383 $2.59 $991.97
Disclosure

SEC source: 0001438133-20-000007 · wf-form4_158050937793387.xml · nonDerivative · entry 3

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 9,617 $75.91 $730,026.47
Disclosure

SEC source: 0001438133-20-000007 · wf-form4_158050937793387.xml · nonDerivative · entry 2

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,265

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person March 7, 2019, as amended on August 26, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.29 to $76.20. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 9,617 $2.59 $24,908.03
Disclosure

SEC source: 0001438133-20-000007 · wf-form4_158050937793387.xml · nonDerivative · entry 1

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:21 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionStock Option · Derivative 12,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001438133-20-000005 · wf-form4_158050924562669.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Stock Option · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:21 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
SaleCommon Stock 12,000 $74.62 $895,470.00
Disclosure

SEC source: 0001438133-20-000005 · wf-form4_158050924562669.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $74.59 to $74.70. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:21 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionCommon Stock 12,000 $2.59 $31,080.00
Disclosure

SEC source: 0001438133-20-000005 · wf-form4_158050924562669.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
GrantCommon Stock · Derivative 1,700 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · derivative · entry 16

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Stock Option · 1,700 shares

Expires not disclosed

F13 · derivative.exercise_date: The option vested in twelve (12) equal monthly installments after one year from grant.

F12 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
Exercise / conversionCommon Stock · Derivative 5,300 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · derivative · entry 15

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Stock Option · 5,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option vested in twelve (12) equal monthly installments after one year from grant.

F12 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
Exercise / conversionCommon Stock · Derivative 1,700 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · derivative · entry 14

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Stock Option · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option vested in twelve (12) equal monthly installments after one year from grant.

F12 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
Exercise / conversionCommon Stock · Derivative 1,671 $0.00 Strike: $11.06 $0.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · derivative · entry 13

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Stock Option · 1,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option shall vest in equal monthly installments for a period of twenty-four(24) months.

F12 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
SaleCommon Stock 1,700 $76.15 $129,455.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · nonDerivative · entry 8

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person August 22, 2019.

F6 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $76.06 to $76.54. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
Exercise / conversionCommon Stock 1,700 $2.54 $4,318.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · nonDerivative · entry 7

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
SaleCommon Stock 5,300 $75.95 $402,535.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · nonDerivative · entry 6

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person August 22, 2019.

F5 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.87 to $76.10. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
Exercise / conversionCommon Stock 5,300 $2.59 $13,727.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · nonDerivative · entry 5

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
SaleCommon Stock 1,700 $76.00 $129,200.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · nonDerivative · entry 4

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person August 22, 2019.

F4 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.73 to $76.48. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
Exercise / conversionCommon Stock 1,700 $19.00 $32,300.00
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · nonDerivative · entry 3

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
SaleCommon Stock 1,671 $75.56 $126,260.76
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · nonDerivative · entry 2

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person August 22, 2019.

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.29 to $76.29. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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January 29, 2020 Filed Jan 31, 2020 23:28 UTC
Allen DickDirector
Exercise / conversionCommon Stock 1,671 $11.06 $18,479.59
Disclosure

SEC source: 0001438133-20-000009 · wf-form4_158051331288537.xml · nonDerivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

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January 29, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionStock Option · Derivative 0 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · derivative · entry 9

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shall vest as to fifty percent (50%) of the underlying shares on 6/14/2019, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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January 29, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 10,000 $72.78 $727,842.00
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · nonDerivative · entry 6

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $72.76 and $73.13.

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January 29, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 10,000 $18.86 $188,600.00
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · nonDerivative · entry 5

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 15,000 $74.82 $1,122,300.00
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · nonDerivative · entry 4

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.

F2 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $74.76 and $74.90.

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January 29, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 15,000 $18.86 $282,900.00
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · nonDerivative · entry 3

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
SaleCommon Stock 4,055 $77.51 $314,303.05
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · nonDerivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:27 UTC
HANSEN BRIAN BEVP & CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 4,055 $18.86 $76,477.30
Disclosure

SEC source: 0001438133-20-000008 · wf-form4_158051325814661.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · EVP & CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:22 UTC
BLICKENSTAFF KIM DDirector · Executive Chairman
SaleCommon Stock 1,488 $76.33 $113,579.04
Disclosure

SEC source: 0001438133-20-000006 · wf-form4_158050930804263.xml · nonDerivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 641,750

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $76.28 and $76.54.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.