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Nasdaq · USD

TNDM

TANDEM DIABETES CARE INC

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4682
SEC CIK
0001438133
Parsed reports
672

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 4, 2021 00:32 UTC Exercise / conversionStock Option · Derivative 1,500 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001438133-21-000017 · wf-form4_161481794577214.xml · derivative · entry 3

ROBERTSON REBECCA B · CIK 0001201585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shall vest in 36 equal monthly installments from January 2, 2019.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:32 UTC SaleCommon Stock 1,500 $96.14 $144,213.90
Disclosure

SEC source: 0001438133-21-000017 · wf-form4_161481794577214.xml · nonDerivative · entry 2

ROBERTSON REBECCA B · CIK 0001201585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 3, 2020.

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $95.72 to $96.58. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

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March 01, 2021 Filed Mar 4, 2021 00:32 UTC Exercise / conversionCommon Stock 1,500 $34.00 $51,000.00
Disclosure

SEC source: 0001438133-21-000017 · wf-form4_161481794577214.xml · nonDerivative · entry 1

ROBERTSON REBECCA B · CIK 0001201585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

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January 04, 2021 Filed Jan 5, 2021 21:50 UTC GrantRestricted Stock Unit · Derivative 3,208 $0.00 $0.00
Disclosure

SEC source: 0001438133-21-000003 · wf-form4_160988343161947.xml · derivative · entry 1

Sodhi Rajwant · CIK 0001715325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208

Underlying: Common Stock · 3,208 shares

Expires not disclosed

F1 · security: Awarded on January 4, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.

F3 · derivative.exercise_date: The total number of shares subject to the RSU will vest over a period of three years in equal annual installments on the anniversary of the grant, subject to the terms of the 2013 Plan.

F3 · derivative.expiration_date: The total number of shares subject to the RSU will vest over a period of three years in equal annual installments on the anniversary of the grant, subject to the terms of the 2013 Plan.

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December 31, 2020 Filed Jan 5, 2021 21:51 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,892 $0.00 $0.00
Disclosure

SEC source: 0001438133-21-000004 · wf-form4_160988348119742.xml · derivative · entry 2

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Tandem Diabetes common stock.

F1 · kind: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Tandem Diabetes common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 27, 2020 and were initially scheduled to vest 100% on May 27, 2021. However, the vesting of these RSUs has been accelerated in full to December 31, 2020, which is the effective date of Mr. Cahill's resignation from the Board of Directors of Tandem Diabetes Care, Inc.

F2 · derivative.expiration_date: The RSUs were granted on May 27, 2020 and were initially scheduled to vest 100% on May 27, 2021. However, the vesting of these RSUs has been accelerated in full to December 31, 2020, which is the effective date of Mr. Cahill's resignation from the Board of Directors of Tandem Diabetes Care, Inc.

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December 31, 2020 Filed Jan 5, 2021 21:51 UTC Exercise / conversionCommon Stock 1,892 $0.00 $0.00
Disclosure

SEC source: 0001438133-21-000004 · wf-form4_160988348119742.xml · nonDerivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Tandem Diabetes common stock.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 02:04 UTC SaleCommon Stock 100 $90.40 $9,040.00
Disclosure

SEC source: 0001438133-20-000172 · wf-form4_160825707365239.xml · nonDerivative · entry 6

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 652,390

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 02:04 UTC SaleCommon Stock 4,395 $88.85 $390,485.20
Disclosure

SEC source: 0001438133-20-000172 · wf-form4_160825707365239.xml · nonDerivative · entry 5

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 652,490

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F7 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $88.75 to $89.12. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 02:04 UTC SaleCommon Stock 48,947 $87.77 $4,296,107.56
Disclosure

SEC source: 0001438133-20-000172 · wf-form4_160825707365239.xml · nonDerivative · entry 4

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 656,885

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F6 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $87.42 to $88.10. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

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December 16, 2020 Filed Dec 18, 2020 02:04 UTC SaleCommon Stock 41,158 $86.68 $3,567,390.23
Disclosure

SEC source: 0001438133-20-000172 · wf-form4_160825707365239.xml · nonDerivative · entry 3

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 705,832

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F5 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $86.33 to $87.29. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:04 UTC SaleCommon Stock 10,600 $93.05 $986,380.88
Disclosure

SEC source: 0001438133-20-000172 · wf-form4_160825707365239.xml · nonDerivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 746,990

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $93.05 to $93.09. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:04 UTC SaleCommon Stock 2,998 $90.43 $271,116.04
Disclosure

SEC source: 0001438133-20-000172 · wf-form4_160825707365239.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 757,590

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F2 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $90.40 to $90.54. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:10 UTC SaleCommon Stock 9,150 $93.00 $850,950.00
Disclosure

SEC source: 0001438133-20-000171 · wf-form4_160807024541370.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 760,588

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 00:00 UTC SaleCommon Stock 13,000 $95.06 $1,235,785.20
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 9

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 769,738

F10 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F12 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $95.00 to $95.20. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 00:00 UTC SaleCommon Stock 2,850 $94.22 $268,522.16
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 8

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 782,738

F10 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F11 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $94.00 to $94.98. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 00:00 UTC GiftCommon Stock 2,000 $91.94 $183,880.00
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 7

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 785,588

F9 · kind: The shares were given as a bona fide gift to William D. Snyder and Nicole M.Y. Snyder.

F2 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 00:00 UTC GiftCommon Stock 5,000 $91.94 $459,700.00
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 6

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 787,588

F8 · kind: The shares were given as a bona fide gift to Duncan Blickenstaff.

F2 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 00:00 UTC GiftCommon Stock 2,000 $91.94 $183,880.00
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 5

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 792,588

F7 · kind: The shares were given as a bona fide gift to Nicholas Birkland.

F2 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 00:00 UTC GiftCommon Stock 5,000 $91.94 $459,700.00
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 4

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 794,588

F6 · kind: The shares were given as a bona fide gift to Randel M. Blickenstaff.

F2 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 00:00 UTC GiftCommon Stock 10,000 $91.94 $919,400.00
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 3

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 799,588

F5 · kind: The shares were given as a bona fide gift to Karin Seltmann Trust.

F2 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 00:00 UTC GiftCommon Stock 10,000 $91.94 $919,400.00
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 809,588

F4 · kind: The shares were given as a bona fide gift to Katie Blickenstaff - CS - NN1555.

F2 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 00:00 UTC GiftCommon Stock 5,000 $91.94 $459,700.00
Disclosure

SEC source: 0001438133-20-000166 · wf-form4_160764483798473.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 819,588

F1 · kind: The shares were given as a bona fide gift to Kurt Blickenstaff.

F2 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:52 UTC SaleCommon Stock 25,000 $97.01 $2,425,162.50
Disclosure

SEC source: 0001438133-20-000164 · wf-form4_160703235265078.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 824,588

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F2 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $96.50 to $97.33. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:49 UTC Exercise / conversionStock Option · Derivative 1,500 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001438133-20-000163 · wf-form4_160703217645792.xml · derivative · entry 3

ROBERTSON REBECCA B · CIK 0001201585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shall vest in 36 equal monthly installments from January 2, 2019.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:49 UTC SaleCommon Stock 1,500 $94.03 $141,040.20
Disclosure

SEC source: 0001438133-20-000163 · wf-form4_160703217645792.xml · nonDerivative · entry 2

ROBERTSON REBECCA B · CIK 0001201585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 3, 2020.

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $93.89 to $94.31. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:49 UTC Exercise / conversionCommon Stock 1,500 $34.00 $51,000.00
Disclosure

SEC source: 0001438133-20-000163 · wf-form4_160703217645792.xml · nonDerivative · entry 1

ROBERTSON REBECCA B · CIK 0001201585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 22:40 UTC SaleCommon Stock 12,433 $107.46 $1,336,111.10
Disclosure

SEC source: 0001438133-20-000158 · wf-form4_160556643778052.xml · nonDerivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 849,588

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $107.00 to $107.84. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 22:40 UTC SaleCommon Stock 4,369 $105.22 $459,717.98
Disclosure

SEC source: 0001438133-20-000158 · wf-form4_160556643778052.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 862,021

F1 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F2 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $105.00 to $105.73. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:49 UTC Exercise / conversionStock Option · Derivative 6,048 $0.00 Strike: $11.06 $0.00
Disclosure

SEC source: 0001438133-20-000157 · wf-form4_160521777197097.xml · derivative · entry 3

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to thirty-three percent (33.33%) of the underlying shares on 05/23/2013, 01/23/2014 and 01/23/2015.

F6 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:49 UTC SaleCommon Stock 25,000 $100.09 $2,502,272.50
Disclosure

SEC source: 0001438133-20-000157 · wf-form4_160521777197097.xml · nonDerivative · entry 2

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 866,390

F3 · shares: Shares sold are from long shares held by the Kim Blickenstaff Revocable Trust, dated April 15, 2010.

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $100.00 to $100.82. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:49 UTC Exercise / conversionCommon Stock 6,048 $11.06 $66,884.83
Disclosure

SEC source: 0001438133-20-000157 · wf-form4_160521777197097.xml · nonDerivative · entry 1

BLICKENSTAFF KIM D · CIK 0001238913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 891,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

F2 · ownership.nature: The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
Exercise / conversionStock Option · Derivative 1,700 $0.00 Strike: $101.30 $0.00
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · derivative · entry 14

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Shares vested in twelve (12) equal monthly installments from November 16, 2015.

F13 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · derivative · entry 13

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Shares vested in twelve (12) equal monthly installments from November 15, 2018.

F13 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
Exercise / conversionStock Option · Derivative 3,732 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · derivative · entry 12

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Shares vested in twelve (12) equal monthly installments from June 18, 2019.

F13 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
GiftCommon Stock 2,500 $111.33 $278,312.50
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · nonDerivative · entry 8

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,000

F8 · kind: The shares were given as a bona fide gift to Brett R. Allen and Portia N. Langworthy, JTTEN

F7 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
GiftCommon Stock 2,500 $111.33 $278,312.50
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · nonDerivative · entry 7

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,500

F6 · kind: The shares were given as a bona fide gift to The Gammon Family Trust, 2000.

F7 · price: The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
SaleCommon Stock 4,478 $108.53 $485,994.21
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · nonDerivative · entry 6

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,000

F5 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $108.20 to $109.00. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
SaleCommon Stock 10,695 $107.61 $1,150,838.68
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · nonDerivative · entry 5

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 34,478

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $107.13 to $108.05. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
SaleCommon Stock 5,259 $106.98 $562,593.09
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · nonDerivative · entry 4

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 45,173

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $106.12 to $107.11. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
Exercise / conversionCommon Stock 3,732 $64.66 $241,311.12
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · nonDerivative · entry 3

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
Exercise / conversionCommon Stock 15,000 $33.12 $496,800.00
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · nonDerivative · entry 2

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 46,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:48 UTC
Allen DickDirector
Exercise / conversionCommon Stock 1,700 $101.30 $172,210.00
Disclosure

SEC source: 0001438133-20-000156 · wf-form4_160521771779487.xml · nonDerivative · entry 1

Allen Dick · CIK 0001582779 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

F2 · ownership.nature: The securities are held by the Allen Family Trust dated October 12, 1981.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001438133-20-000145 · wf-form4_160279338004097.xml · derivative · entry 6

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,160

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested as to fifty percent (50%) of the underlying shares on 06/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter.

F8 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 1,022 $122.33 $125,018.40
Disclosure

SEC source: 0001438133-20-000145 · wf-form4_160279338004097.xml · nonDerivative · entry 4

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 6, 2020.

F5 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $122.07 to $122.56. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 2,580 $121.57 $313,644.67
Disclosure

SEC source: 0001438133-20-000145 · wf-form4_160279338004097.xml · nonDerivative · entry 3

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,542

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 6, 2020.

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $121.07 to $122.05. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 6,398 $120.36 $770,065.20
Disclosure

SEC source: 0001438133-20-000145 · wf-form4_160279338004097.xml · nonDerivative · entry 2

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,122

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 6, 2020.

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $120.00 to $120.99. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:23 UTC
Vosseller LeighEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 10,000 $18.86 $188,600.00
Disclosure

SEC source: 0001438133-20-000145 · wf-form4_160279338004097.xml · nonDerivative · entry 1

Vosseller Leigh · CIK 0001726322 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:23 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001438133-20-000146 · wf-form4_160279341115393.xml · derivative · entry 4

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested as to fifty percent (50%) of the underlying shares on 06/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter.

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:23 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
SaleCommon Stock 5,000 $119.25 $596,250.00
Disclosure

SEC source: 0001438133-20-000146 · wf-form4_160279341115393.xml · nonDerivative · entry 2

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566

F2 · kind: The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2020.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:23 UTC
BERGER DAVID BEVP, Chief Legal & Compliance
Exercise / conversionCommon Stock 5,000 $18.86 $94,300.00
Disclosure

SEC source: 0001438133-20-000146 · wf-form4_160279341115393.xml · nonDerivative · entry 1

BERGER DAVID B · CIK 0001422126 · EVP, Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.