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Trilogy Metals Inc.

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5362
SEC CIK
0001543418
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2021 Filed Nov 5, 2021 22:45 UTC SaleCommon Shares 12,835 $1.97 $25,284.95
Disclosure

SEC source: 0001567619-21-019424 · doc1.xml · nonDerivative · entry 2

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,823

F2 · price: The sales price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$2.45 to C$2.47, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price was converted from the Canadian weighted average price of C$2.45 using an exchange rate C$1.2417 = US$1.00.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 22:45 UTC Exercise / conversionCommon Shares 25,000 $0.56 $14,000.00
Disclosure

SEC source: 0001567619-21-019424 · doc1.xml · nonDerivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2417 = US$1.00.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:38 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001567619-21-019271 · doc1.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The option exercise price of C$0.70 was converted into U.S. dollars using an exchange rate of C$1.00 = US$0.8062.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:38 UTC SaleCommon Shares 75,000 $1.96 $147,000.00
Disclosure

SEC source: 0001567619-21-019271 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The Canadian sale price of C$2.44 was converted into U>S. dollars using an exchange rate of C$1.00 = US$0.8062.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:38 UTC Exercise / conversionCommon Shares 75,000 $0.56 $42,000.00
Disclosure

SEC source: 0001567619-21-019271 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The option exercise price of C$0.70 was converted into U.S. dollars using an exchange rate of C$1.00 = US$0.8062.

Read SEC document
October 15, 2021 Filed Oct 15, 2021 20:44 UTC
Sanders ElaineVP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-21-018372 · doc1.xml · derivative · entry 8

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00.

F2 · derivative.exercise_date: The options were granted on 12/15/2016 and vested in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

Read SEC document
October 15, 2021 Filed Oct 15, 2021 20:44 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 50,000 $2.21 $110,500.00
Disclosure

SEC source: 0001567619-21-018372 · doc1.xml · nonDerivative · entry 6

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,874

Read SEC document
October 15, 2021 Filed Oct 15, 2021 20:44 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 25,000 $2.20 $55,000.00
Disclosure

SEC source: 0001567619-21-018372 · doc1.xml · nonDerivative · entry 5

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526,874

Read SEC document
October 15, 2021 Filed Oct 15, 2021 20:44 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Shares 75,000 $0.57 $42,750.00
Disclosure

SEC source: 0001567619-21-018372 · doc1.xml · nonDerivative · entry 4

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 20:44 UTC
Sanders ElaineVP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-21-018372 · doc1.xml · derivative · entry 7

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 125,000 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00.

F2 · derivative.exercise_date: The options were granted on 12/15/2016 and vested in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 20:44 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 100,000 $2.10 $210,000.00
Disclosure

SEC source: 0001567619-21-018372 · doc1.xml · nonDerivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,874

Read SEC document
October 14, 2021 Filed Oct 15, 2021 20:44 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 25,000 $2.00 $50,000.00
Disclosure

SEC source: 0001567619-21-018372 · doc1.xml · nonDerivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,874

Read SEC document
October 14, 2021 Filed Oct 15, 2021 20:44 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Shares 125,000 $0.57 $71,250.00
Disclosure

SEC source: 0001567619-21-018372 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00.

Read SEC document
October 07, 2021 Filed Oct 7, 2021 21:14 UTC Exercise / conversionDirector Stock Option · Derivative 75,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001567619-21-018047 · doc1.xml · derivative · entry 3

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.70 using an exchange rate of C$1.2613 = US$1.00.

Read SEC document
October 07, 2021 Filed Oct 7, 2021 21:14 UTC SaleCommon Shares 25,426 $1.73 $43,986.98
Disclosure

SEC source: 0001567619-21-018047 · doc1.xml · nonDerivative · entry 2

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,519

F2 · price: The sales price reported is a weighted average price. These shares were sold in multiple transactions ranging from C$2.15 to C$2.23, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales price reported above was converted from the Canadian average weighted sales price of $2.18 using an exchange rate of $1.2613 = US$1.00.

Read SEC document
October 07, 2021 Filed Oct 7, 2021 21:14 UTC Exercise / conversionCommon Shares 75,000 $0.55 $41,250.00
Disclosure

SEC source: 0001567619-21-018047 · doc1.xml · nonDerivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.70 using an exchange rate of C$1.2613 = US$1.00.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 14:59 UTC Exercise / conversionDirector Stock Options · Derivative 70,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001567619-21-018095 · doc1.xml · derivative · entry 4

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 70,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.70 using an exchange rate of C$1.2613 = US$1.00.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 14:59 UTC SaleCommon Shares 30,000 $1.75 $52,500.00
Disclosure

SEC source: 0001567619-21-018095 · doc1.xml · nonDerivative · entry 3

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · price: The sales price reported is a weighted average price. These shares were sold in multiple transactions ranging from C$2.20 to C$2.22, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales price reported above was converted from the Canadian average weighted sales price of C$2.20 using an exchange rate of C$1.2613 = US$1.00.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 14:59 UTC SaleCommon Shares 40,000 $1.75 $70,000.00
Disclosure

SEC source: 0001567619-21-018095 · doc1.xml · nonDerivative · entry 2

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F2 · price: The sales price reported is a weighted average price. These shares were sold in multiple transactions ranging from C$2.14 to C$2.30, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales price reported above was converted from the Canadian average weighted sales price of C$2.21 using an exchange rate of C$1.2613 = US$1.00.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 14:59 UTC Exercise / conversionCommon Shares 70,000 $0.55 $38,500.00
Disclosure

SEC source: 0001567619-21-018095 · doc1.xml · nonDerivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.70 using an exchange rate of C$1.2613 = US$1.00.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:02 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,395.497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016647 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,933.187

Underlying: Common Shares · 2,395.497 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 19:59 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,395.497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016645 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,187.647

Underlying: Common Shares · 2,395.497 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:08 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,395.497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016657 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,261.147

Underlying: Common Shares · 2,395.497 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:07 UTC
Gowans JamesDirector
GrantDeferred Share Units ("DSUs") · Derivative 2,395.497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016655 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,381.207

Underlying: Common Shares · 2,395.497 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:05 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,395.497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016652 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,961.147

Underlying: Common Shares · 2,395.497 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 19:56 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,395.497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016643 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,661.147

Underlying: Common Shares · 2,395.497 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:10 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001567619-21-015503 · doc1.xml · derivative · entry 3

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Shares · 5,000 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exchange exercise price of CAD$0.70 using an exchange rate of CAD$0.7996 = USD$1.00

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:10 UTC SaleCommon Shares 5,000 $2.03 $10,150.00
Disclosure

SEC source: 0001567619-21-015503 · doc1.xml · nonDerivative · entry 2

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The sale price reported above was converted from the Canadian exchange sale price of CAD$2.533264 using an exchange rate of CAD$0.7996 = USD$1.00

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:10 UTC Exercise / conversionCommon Shares 5,000 $0.56 $2,800.00
Disclosure

SEC source: 0001567619-21-015503 · doc1.xml · nonDerivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exchange exercise price of CAD$0.70 using an exchange rate of CAD$0.7996 = USD$1.00

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:25 UTC GrantDeferred Share Units ("DSUs") · Derivative 1,891.46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011537 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,537.69

Underlying: Common Shares · 1,891.46 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:19 UTC GrantDeferred Share Units ("DSUs") · Derivative 1,891.46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011532 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,865.65

Underlying: Common Shares · 1,891.46 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:24 UTC GrantDeferred Share Units ("DSUs") · Derivative 1,891.46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011536 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,565.65

Underlying: Common Shares · 1,891.46 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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June 01, 2021 Filed Jun 2, 2021 21:23 UTC
Gowans JamesDirector
GrantDeferred Share Units ("DSUs") · Derivative 1,891.46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011535 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,985.71

Underlying: Common Shares · 1,891.46 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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June 01, 2021 Filed Jun 2, 2021 21:18 UTC GrantDeferred Share Units ("DSUs") · Derivative 1,891.46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011530 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,265.65

Underlying: Common Shares · 1,891.46 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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June 01, 2021 Filed Jun 3, 2021 15:29 UTC GrantDeferred Share Units ("DSUs") · Derivative 1,891.46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011593 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,792.15

Underlying: Common Shares · 1,891.46 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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May 04, 2021 Filed May 6, 2021 16:57 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001567619-21-009194 · doc1.xml · derivative · entry 4

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converted from Canadian exercise price of C$1.01 using an exchange rate of C$1.2315 = US$1.00.

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May 04, 2021 Filed May 6, 2021 16:57 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-21-009194 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2315 = US$1.00.

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May 04, 2021 Filed May 6, 2021 16:57 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionCommon Shares 75,000 $0.82 $61,500.00
Disclosure

SEC source: 0001567619-21-009194 · doc1.xml · nonDerivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Converted from Canadian exercise price of C$1.01 using an exchange rate of C$1.2315 = US$1.00.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:57 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionCommon Shares 75,000 $0.57 $42,750.00
Disclosure

SEC source: 0001567619-21-009194 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2315 = US$1.00.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:06 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,201.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005494 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,646.23

Underlying: Common Shares · 2,201.97 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:30 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,201.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005480 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,900.69

Underlying: Common Shares · 2,201.97 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:35 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,201.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005482 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,974.19

Underlying: Common Shares · 2,201.97 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:37 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,201.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005483 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,674.19

Underlying: Common Shares · 2,201.97 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:31 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,201.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005481 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,374.19

Underlying: Common Shares · 2,201.97 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:25 UTC
Gowans JamesDirector
GrantDeferred Share Units ("DSUs") · Derivative 2,201.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005479 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,094.25

Underlying: Common Shares · 2,201.97 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 15:46 UTC GiftCommon Shares 329,293 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004869 · doc1.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601

F1 · kind: Shares were transferred to the Kalidas and Darlene Madhavpeddi Family Trust dtd 07/27/1998.

F2 · kind: The Kalidas and Darlene Madhavpeddi Family Trust dtd 07/27/1998 is a trust established for the benefit of the reporting person's family (the "Trust"). The reporting person is a trustee and a primary beneficiary of the Trust.

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December 11, 2020 Filed Dec 14, 2020 22:36 UTC PurchaseCommon Shares 2,000 $1.83 $3,660.00
Disclosure

SEC source: 0001567619-20-021051 · doc1.xml · nonDerivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:09 UTC GrantDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021005 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:03 UTC GrantDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021001 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = $1.00.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:07 UTC GrantDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021003 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.