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Trilogy Metals Inc.

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5362
SEC CIK
0001543418
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 09, 2023 Filed Jan 11, 2023 16:52 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 61,766 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000787 · doc1.xml · derivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,768

Underlying: Common Shares · 61,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023. Settlement of vested RSUs will occur as soon as practicable following vesting.

F2 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023. Settlement of vested RSUs will occur as soon as practicable following vesting.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 16:52 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionCommon Shares 1,025,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-000787 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,443,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

Read SEC document
January 09, 2023 Filed Jan 11, 2023 16:51 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 266,255 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000786 · doc1.xml · derivative · entry 4

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 266,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which vested fully on the date of grant with settlement occuring as soon as practicable following vesting.

F4 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which vested fully on the date of grant with settlement occuring as soon as practicable following vesting.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 16:51 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 166,666 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000786 · doc1.xml · derivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,334

Underlying: Common Shares · 166,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting.

F3 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 16:51 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 30,866 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000786 · doc1.xml · derivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,868

Underlying: Common Shares · 30,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023. Settlement of vested RSUs will occur as soon as practicable following vesting.

F2 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023. Settlement of vested RSUs will occur as soon as practicable following vesting.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 16:51 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Shares 463,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-000786 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,116,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 19:07 UTC GrantDirector Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021492 · doc1.xml · derivative · entry 2

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2027-12-07

F3 · derivative.exercise_price: Converted from Canadian exercise price of C$0.78 using an exchange rate of C$1.3582 = US$1.00.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 19:07 UTC GrantDeferred Share Units ("DSUs") · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021492 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,442.454

Underlying: Common Shares · 100,000 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:58 UTC GrantDirector Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021484 · doc1.xml · derivative · entry 2

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2027-12-07

F3 · derivative.exercise_price: Converted from Canadian exercise price of C$0.78 using an exchange rate of $1.3582 = US$1.00.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:58 UTC GrantDeferred Share Units ("DSUs") · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021484 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,696.914

Underlying: Common Shares · 100,000 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 19:04 UTC GrantDirector Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021488 · doc1.xml · derivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2027-12-07

F3 · derivative.exercise_price: Converted from Canadian exercise price of C$0.78 using an exchange rate of C$1.3582 = US$1.00.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 19:04 UTC GrantDeferred Share Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021488 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,770.414

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 19:06 UTC GrantDirector Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021490 · doc1.xml · derivative · entry 2

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2027-12-07

F3 · derivative.exercise_price: Converted from Canadian exercise price of $0.78 using an exchange rate of C$1.3582 = US$1.00.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 19:06 UTC GrantDeferred Share Units ("DSUs") · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021490 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,470.414

Underlying: Common Shares · 100,000 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 19:02 UTC GrantDirector Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021486 · doc1.xml · derivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2027-12-07

F3 · derivative.exercise_price: Converted from Canadian exercise price of C$0.78 using an exchange rate of C$1.3582 = US$1.00.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 19:02 UTC GrantDeferred Share Units ("DSUs") · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021486 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,170.414

Underlying: Common Shares · 100,000 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:55 UTC GrantDirector Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021482 · doc1.xml · derivative · entry 2

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2027-12-07

F3 · derivative.exercise_price: Converted from Canadian exercise price of C$0.78 using an exchange rate of C$1.3582 = US$1.00.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:55 UTC GrantDeferred Share Units ("DSUs") · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021482 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,490.232

Underlying: Common Shares · 100,000 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:54 UTC
Gowans JamesDirector
GrantDirector Stock Option (Right to Buy) · Derivative 280,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021480 · doc1.xml · derivative · entry 2

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Shares · 280,000 shares

Expires 2027-12-07

F3 · derivative.exercise_price: Converted from Canadian exercise price of $0.78 using an exchange rate of C$1.3582 = US$1.00.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:54 UTC
Gowans JamesDirector
GrantDeferred Share Units ("DSUs") · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021480 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,890.474

Underlying: Common Shares · 100,000 shares

Expires not disclosed

F1 · security: Non-discretionary issuance of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:52 UTC
Giardini TonyDirector · President and CEO
GrantRestricted Stock Units · Derivative 1,200,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021478 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Shares · 1,200,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting.

F4 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting.

F4 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:52 UTC
Giardini TonyDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 1,200,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021478 · doc1.xml · derivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Shares · 1,200,000 shares

Expires 2027-12-07

F2 · derivative.exercise_price: Converted from Canadian exercise price of C$0.78 using an exchange rate of C$1.3582 = US$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:52 UTC
Giardini TonyDirector · President and CEO
GrantRestricted Stock Units · Derivative 564,100 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021478 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,100

Underlying: Common Shares · 564,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents grant of restricted stock units ("RSUs") which fully vest on the date of grant. Settlement of vested RSUs will occur as soon as practicable following vesting.

F1 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which fully vest on the date of grant. Settlement of vested RSUs will occur as soon as practicable following vesting.

F1 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which fully vest on the date of grant. Settlement of vested RSUs will occur as soon as practicable following vesting.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:50 UTC
Sanders ElaineVP and CFO
GrantRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021476 · doc1.xml · derivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Shares · 500,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting.

F4 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting.

F4 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:50 UTC
Sanders ElaineVP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001567619-22-021476 · doc1.xml · derivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Shares · 500,000 shares

Expires 2027-12-07

F2 · derivative.exercise_price: Converted from Canadian exercise price of C$0.78 using an exchange rate of C$1.3582 = US$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:50 UTC
Sanders ElaineVP and CFO
GrantRestricted Stock Units · Derivative 266,255 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021476 · doc1.xml · derivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,255

Underlying: Common Shares · 266,255 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents grant of restricted stock units ("RSUs") which fully vest on the date of grant. Settlement of vested RSUs will occur as soon as practicable following vesting.

F1 · derivative.exercise_date: Represents grant of restricted stock units ("RSUs") which fully vest on the date of grant. Settlement of vested RSUs will occur as soon as practicable following vesting.

F1 · derivative.expiration_date: Represents grant of restricted stock units ("RSUs") which fully vest on the date of grant. Settlement of vested RSUs will occur as soon as practicable following vesting.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 23:00 UTC GrantDeferred Share Units ("DSUs") · Derivative 8,645.513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021234 · doc1.xml · derivative · entry 2

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,442.454

Underlying: Common Shares · 8,645.513 shares

Expires not disclosed

F2 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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December 01, 2022 Filed Dec 2, 2022 23:00 UTC GrantCommon Shares 13,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021234 · doc1.xml · nonDerivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,302

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

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December 01, 2022 Filed Dec 2, 2022 22:46 UTC GrantDeferred Share Units ("DSUs") · Derivative 8,645.513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021221 · doc1.xml · derivative · entry 2

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,696.914

Underlying: Common Shares · 8,645.513 shares

Expires not disclosed

F2 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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December 01, 2022 Filed Dec 2, 2022 22:46 UTC GrantCommon Shares 12,536 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021221 · doc1.xml · nonDerivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,638

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

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December 01, 2022 Filed Dec 2, 2022 22:59 UTC GrantDeferred Share Units ("DSUs") · Derivative 8,645.513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021232 · doc1.xml · derivative · entry 2

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,470.414

Underlying: Common Shares · 8,645.513 shares

Expires not disclosed

F2 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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December 01, 2022 Filed Dec 2, 2022 22:59 UTC GrantCommon Shares 13,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021232 · doc1.xml · nonDerivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,771

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

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December 01, 2022 Filed Dec 2, 2022 22:56 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 25,000 $0.60 $15,000.00
Disclosure

SEC source: 0001567619-22-021229 · doc1.xml · nonDerivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652,362

F2 · price: Canadian sale price of C$0.80 converted into U.S. dollars using an exchange rate of C$1.3433 = US$1.00.

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December 01, 2022 Filed Dec 2, 2022 22:56 UTC
Sanders ElaineVP and CFO
GrantCommon Shares 73,798 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021229 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677,362

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC GrantDeferred Share Units ("DSUs") · Derivative 8,645.513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021223 · doc1.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,170.414

Underlying: Common Shares · 8,645.513 shares

Expires not disclosed

F3 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F4 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F4 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not having any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC GiftCommon Shares 13,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021223 · doc1.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 314,181

F2 · price: Represents a bona fide gift transfer of shares to a family trust.

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December 01, 2022 Filed Dec 2, 2022 22:47 UTC GiftCommon Shares 13,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021223 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents a bona fide gift transfer of shares to a family trust.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:47 UTC GrantCommon Shares 13,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021223 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:44 UTC GrantDeferred Share Units ("DSUs") · Derivative 8,645.513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021219 · doc1.xml · derivative · entry 2

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,490.232

Underlying: Common Shares · 8,645.513 shares

Expires not disclosed

F2 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:44 UTC GrantCommon Shares 11,239 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021219 · doc1.xml · nonDerivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,159

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:42 UTC
Gowans JamesDirector
GrantDeferred Share Units ("DSUs") · Derivative 8,645.513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021217 · doc1.xml · derivative · entry 2

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,890.474

Underlying: Common Shares · 8,645.513 shares

Expires not disclosed

F2 · security: Non-discretionary issuance of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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December 01, 2022 Filed Dec 2, 2022 22:42 UTC
Gowans JamesDirector
GrantCommon Shares 19,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021217 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,046

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:36 UTC
Giardini TonyDirector · President and CEO
GrantCommon Shares 160,256 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021215 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417,634

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 15:39 UTC GrantDeferred Share Units · Derivative 8,645.513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021246 · doc1.xml · derivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,770.414

Underlying: Common Stock · 8,645.513 shares

Expires not disclosed

F4 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F5 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F5 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F5 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 15:39 UTC GiftCommon Shares 15,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021246 · doc1.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,608

F2 · price: Represent bona fide gift transfer of shares to family trust.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 15:39 UTC GrantCommon Shares 15,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021246 · doc1.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,170

F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date.

Read SEC document
November 01, 2022 Filed Dec 5, 2022 15:39 UTC GiftCommon Shares 15,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-021246 · doc1.xml · nonDerivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Kalidas and Darlene Madhavpeddi Family Trust

Disclosed balance after: 377,257

F2 · price: Represent bona fide gift transfer of shares to family trust.

F3 · ownership.nature: The Kalidas and Darlene Madhavpeddi Family Trust dtd 07/27/1998 is a trust established for the benefit of the reporting person's family (the "Trust"). The reporting person is a trustee and a primary beneficiary of the Trust.

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September 12, 2022 Filed Sep 14, 2022 17:16 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 1,000 $0.68 $680.00
Disclosure

SEC source: 0001567619-22-017394 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,564

F1 · price: Converted from U.S. sale price of $0.88 using an exchange rate of C$1.2980 = US$1.00.

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September 09, 2022 Filed Sep 12, 2022 20:20 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 6,000 $0.68 $4,080.00
Disclosure

SEC source: 0001567619-22-017274 · doc1.xml · nonDerivative · entry 4

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604,564

F1 · price: Converted from U.S. sale price of $0.88 using an exchange rate of C$1.3035 = US$1.00.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:20 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 9,000 $0.68 $6,120.00
Disclosure

SEC source: 0001567619-22-017274 · doc1.xml · nonDerivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,564

F1 · price: Converted from U.S. sale price of $0.88 using an exchange rate of C$1.3035 = US$1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.