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TMQ

Trilogy Metals Inc.

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5362
SEC CIK
0001543418
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2019 Filed Dec 27, 2019 22:56 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023651 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-26

F1 · date: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 23:01 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023655 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-26

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 22:58 UTC
Sanders ElaineVP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023653 · doc1.xml · derivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2024-12-26

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/27/2019; 1/3 on 12/27/2020; and 1/3 on 12/27/2021.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 22:53 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023649 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-26

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 22:47 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023644 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-26

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 22:31 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023639 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-27

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 22:44 UTC
Gowans JamesDirector
GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023642 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-26

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:25 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023082 · doc1.xml · derivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

F1 · derivative.exercise_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

F1 · derivative.expiration_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:25 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Stock 33,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023082 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 02:27 UTC GrantDeferred Share Units · Derivative 2,740.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022672 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,551.98

Underlying: Common Stock · 2,740.88 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 18:48 UTC GrantDeferred Share Units · Derivative 2,740.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022641 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,806.44

Underlying: Common Stock · 2,740.88 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 18:54 UTC GrantDeferred Share Units · Derivative 2,740.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022646 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,879.94

Underlying: Common Stock · 2,740.88 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 18:58 UTC GrantDeferred Share Units · Derivative 2,740.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022648 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,579.94

Underlying: Common Stock · 2,740.88 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 18:51 UTC GrantDeferred Share Units · Derivative 2,740.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022643 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,279.94

Underlying: Common Stock · 2,740.88 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 18:45 UTC GrantDeferred Share Units · Derivative 2,740.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022638 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,845.27

Underlying: Common Stock · 2,740.88 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 18:43 UTC GrantDeferred Share Units · Derivative 2,740.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022636 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,729.93

Underlying: Common Stock · 2,740.88 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 17:49 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001567619-19-022387 · doc1.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The $0.47 exercise price reported was converted from C$0.62 using an exchange rate of C$1.3288=US$1.00.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 17:49 UTC OtherCommon Shares 56,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022387 · doc1.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Greg and Sharon Lang Family Survivors Trust DTD 12/27/2005

Disclosed balance after: 122,151

Read SEC document
November 26, 2019 Filed Nov 29, 2019 17:49 UTC OtherCommon Shares 56,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022387 · doc1.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Transfer to family trust.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 17:49 UTC Tax withholdingCommon Shares 18,380 $1.90 $34,922.00
Disclosure

SEC source: 0001567619-19-022387 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,620

F2 · price: The $1.90 withholding price reported was converted from C$2.53 using an exchange rate of C$1.3288=US$1.00.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 17:49 UTC Exercise / conversionCommon Shares 75,000 $0.47 $35,250.00
Disclosure

SEC source: 0001567619-19-022387 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The $0.47 exercise price reported was converted from C$0.62 using an exchange rate of C$1.3288=US$1.00.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 17:52 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001567619-19-022389 · doc1.xml · derivative · entry 3

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The $0.47 exercise price reported was converted from C$0.62 using an exchange rate of C$1.3214=US$1.00.

Read SEC document
November 18, 2019 Filed Nov 29, 2019 17:52 UTC Tax withholdingCommon Shares 18,980 $1.85 $35,113.00
Disclosure

SEC source: 0001567619-19-022389 · doc1.xml · nonDerivative · entry 2

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,658

F2 · price: The $1.85 withholding price reported was converted from C$2.45 using an exchange rate of C$1.3214=US$1.00.

Read SEC document
November 18, 2019 Filed Nov 29, 2019 17:52 UTC Exercise / conversionCommon Shares 75,000 $0.47 $35,250.00
Disclosure

SEC source: 0001567619-19-022389 · doc1.xml · nonDerivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The $0.47 exercise price reported was converted from C$0.62 using an exchange rate of C$1.3214=US$1.00.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 01:05 UTC
Gowans JamesDirector · Interim CEO
PurchaseCommon Shares 800 $1.79 $1,432.00
Disclosure

SEC source: 0001567619-19-019974 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The Canadian purchase price of C$2.34 was converted into U.S. dollars based on an exchange rate of C$1.3086=US$1.00.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:31 UTC
Gowans JamesDirector · Interim CEO
PurchaseCommon Shares 3,000 $1.84 $5,520.00
Disclosure

SEC source: 0001567619-19-019926 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from C$2.38 to C$2.42. The reporting person undertakes to provide to Trilogy Metals Inc. ("Issuer"), any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The Canadian weighted average price of C$2.41 was converted into U.S. dollars based on an exchange rate of C$1.3094=US$1.00.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:31 UTC
Gowans JamesDirector · Interim CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 550,000 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0001567619-19-019926 · doc1.xml · derivative · entry 2

Gowans James · CIK 0001777289 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Shares · 550,000 shares

Expires 2024-10-20

F2 · derivative.exercise_price: The Canadian exercise price of C$2.42 was converted into U.S. dollars based on an exchange rate of C$1.3096=US$1.00.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 18:36 UTC
Gowans JamesDirector
PurchaseCommon Shares 4,300 $1.81 $7,783.00
Disclosure

SEC source: 0001567619-19-019804 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from C$2.365 to C$2.39, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc. ("Issuer"), any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price report above was converted from C$2.38 using an exchange rate of C$1.3132-US$1.00.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 23:38 UTC
Gowans JamesDirector
PurchaseCommon Shares 500 $1.63 $815.00
Disclosure

SEC source: 0001567619-19-019703 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,900

F1 · price: The price reported in Column 4 was converted from C$2.15 using an exchange rate of C$1.3201=US$1.00.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 20:28 UTC
Gowans JamesDirector
PurchaseCommon Shares 400 $1.60 $640.00
Disclosure

SEC source: 0001567619-19-019634 · doc1.xml · nonDerivative · entry 2

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,400

F2 · price: The price reported in Column 4 was converted from C$2.12 using an exchange rate of C$1.3211=US$1.00.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 20:28 UTC
Gowans JamesDirector
PurchaseCommon Shares 100 $1.57 $157.00
Disclosure

SEC source: 0001567619-19-019634 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

F1 · price: The price reported in Column 4 was converted from C$2.08 using an exchange rate of C$1.3211=US$1.00.

Read SEC document
October 11, 2019 Filed Oct 16, 2019 00:41 UTC
Gowans JamesDirector
PurchaseCommon Shares 3,500 $1.54 $5,390.00
Disclosure

SEC source: 0001567619-19-019599 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,900

F1 · price: The price reported in Column 4 was converted from C$2.03 using an exchange rate of C$1.3198=US$1.00.

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September 19, 2019 Filed Sep 20, 2019 21:03 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001567619-19-018612 · doc1.xml · derivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise price of C$1.22 converted into U.S. dollars at an exchange rate of C$1.3259=US$1.00.

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September 19, 2019 Filed Sep 20, 2019 21:03 UTC Tax withholdingCommon Shares 43,365 $1.59 $68,950.35
Disclosure

SEC source: 0001567619-19-018612 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,531

F2 · price: Withholding price of C$2.11 converted into U.S. dollars at an exchange rate of C$1.3259=US$1.00.

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September 19, 2019 Filed Sep 20, 2019 21:03 UTC Exercise / conversionCommon Shares 75,000 $0.92 $69,000.00
Disclosure

SEC source: 0001567619-19-018612 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise price of C$1.22 converted into U.S. dollars at an exchange rate of C$1.3259=US$1.00.

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September 19, 2019 Filed Sep 24, 2019 00:27 UTC
Gowans JamesDirector
PurchaseCommon Shares 900 $1.65 $1,485.00
Disclosure

SEC source: 0001567619-19-018687 · doc1.xml · nonDerivative · entry 2

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,400

F2 · price: The price reported in Column 4 is a weighted average price and was converted from C$2.19 using an exchange rate of C$1.3259=US$1.00. The shares were purchased in multiple transactions at price ranging from C$2.16 to C$2.21, inclusive.

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September 19, 2019 Filed Sep 24, 2019 00:27 UTC
Gowans JamesDirector
PurchaseCommon Shares 1,500 $1.63 $2,445.00
Disclosure

SEC source: 0001567619-19-018687 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

F1 · price: The price reported in Column 4 is a weighted average price and was converted from C$2.16 using an exchange rate of C$1.3259=US$1.00. The shares were purchased in multiple transactions at price ranging from C$2.14 to C$2.16, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc. (the "Issuer"), any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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September 19, 2019 Filed Sep 24, 2019 22:15 UTC Amendment Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001567619-19-018712 · doc1.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise price of C$1.22 converted into U.S. dollars at an exchange rate of C$1.3259=US$1.00.

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September 19, 2019 Filed Sep 24, 2019 22:15 UTC Amendment OtherCommon Shares 31,635 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018712 · doc1.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gregory and Sharon Lang Family Survivors Trust DTD 12/27/2005

Disclosed balance after: 65,531

F3 · kind: Transfer to Family Trust.

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September 19, 2019 Filed Sep 24, 2019 22:15 UTC Amendment OtherCommon Shares 31,635 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018712 · doc1.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Transfer to Family Trust.

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September 19, 2019 Filed Sep 24, 2019 22:15 UTC Amendment Tax withholdingCommon Shares 43,365 $1.59 $68,950.35
Disclosure

SEC source: 0001567619-19-018712 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,365

F2 · price: Withholding price of C$2.11 converted into U.S. dollars at an exchange rate of C$1.3259=US$1.00.

Read SEC document
September 19, 2019 Filed Sep 24, 2019 22:15 UTC Amendment Exercise / conversionCommon Shares 75,000 $0.92 $69,000.00
Disclosure

SEC source: 0001567619-19-018712 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise price of C$1.22 converted into U.S. dollars at an exchange rate of C$1.3259=US$1.00.

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September 18, 2019 Filed Sep 20, 2019 21:07 UTC
Gowans JamesDirector
PurchaseCommon Shares 5,900 $1.60 $9,440.00
Disclosure

SEC source: 0001567619-19-018614 · doc1.xml · nonDerivative · entry 2

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F2 · price: The $1.60 purchase price reported was converted from C$2.11 using an exchange rate of C$1.3271=US$1.00.

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September 18, 2019 Filed Sep 20, 2019 21:07 UTC
Gowans JamesDirector
PurchaseCommon Shares 4,100 $1.62 $6,642.00
Disclosure

SEC source: 0001567619-19-018614 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,100

F1 · price: The $1.62 purchase price reported was converted from C$2.15 using an exchange rate of C$1.3271=US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001567619-19-018207 · doc1.xml · derivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001567619-19-018207 · doc1.xml · derivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:45 UTC Exercise / conversionCommon Shares 75,000 $0.93 $69,450.00
Disclosure

SEC source: 0001567619-19-018207 · doc1.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:45 UTC Exercise / conversionCommon Shares 75,000 $0.47 $35,250.00
Disclosure

SEC source: 0001567619-19-018207 · doc1.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:42 UTC
Sanders ElaineVP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001567619-19-018205 · doc1.xml · derivative · entry 5

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 200,000 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:42 UTC
Sanders ElaineVP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001567619-19-018205 · doc1.xml · derivative · entry 4

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 200,000 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.