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TMQ

Trilogy Metals Inc.

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5362
SEC CIK
0001543418
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2020 Filed Oct 19, 2020 20:15 UTC
Sanders ElaineVP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001567619-20-017951 · doc1.xml · derivative · entry 7

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 200,000 shares

Expires 2020-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3230=US$1.00.

F4 · derivative.exercise_date: The options were granted on December 23, 2015, and vested in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:15 UTC
Sanders ElaineVP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-20-017951 · doc1.xml · derivative · entry 6

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 200,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.50 using an exchange rate of C$1.3230=US$1.00.

F2 · derivative.exercise_date: The options were granted on November 6, 2015 and vested in three equal installments on November 6, 2015, November 6, 2016 and November 6, 2017.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:15 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 100,000 $1.77 $177,000.00
Disclosure

SEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 4

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,874

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:15 UTC
Sanders ElaineVP and CFO
Tax withholdingCommon Shares 80,001 $1.78 $142,105.78
Disclosure

SEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631,874

F5 · price: Converted from Canadian price of C$2.35 using an exchange rate of C$1.3230=US$1.00.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:15 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Shares 200,000 $0.32 $64,520.00
Disclosure

SEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3230=US$1.00.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:15 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Shares 200,000 $0.38 $75,580.00
Disclosure

SEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from Canadian exercise price of C$0.50 using an exchange rate of C$1.3230=US$1.00.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:55 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-20-017877 · doc1.xml · derivative · entry 4

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converted from Canadian exercise price of $0.50 using an exchange rate of C$1.3139=US$1.00.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:55 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001567619-20-017877 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2020-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3139=US$1.00.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:55 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionCommon Shares 100,000 $0.38 $38,100.00
Disclosure

SEC source: 0001567619-20-017877 · doc1.xml · nonDerivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Converted from Canadian exercise price of $0.50 using an exchange rate of C$1.3139=US$1.00.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:55 UTC
Giardini TonyDirector · President and CEO
Exercise / conversionCommon Shares 75,000 $0.34 $25,125.00
Disclosure

SEC source: 0001567619-20-017877 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3139=US$1.00.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 01:27 UTC GrantDeferred Share Units · Derivative 2,441.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016378 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,588.23

Underlying: Common Stock · 2,441.82 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 01:29 UTC GrantDeferred Share Units · Derivative 2,441.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016382 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,842.69

Underlying: Common Stock · 2,441.82 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 01:33 UTC GrantDeferred Share Units · Derivative 2,441.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016384 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,916.19

Underlying: Common Stock · 2,441.82 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 01:42 UTC GrantDeferred Share Units · Derivative 2,441.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016390 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,616.19

Underlying: Common Stock · 2,441.82 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 01:37 UTC
Gowans JamesDirector
GrantDeferred Share Units · Derivative 2,441.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016388 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,036.25

Underlying: Common Stock · 2,441.82 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 01:35 UTC GrantDeferred Share Units · Derivative 2,441.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016386 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,316.19

Underlying: Common Stock · 2,441.82 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 01:28 UTC GrantDeferred Share Units · Derivative 2,441.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016380 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,881.52

Underlying: Common Stock · 2,441.82 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 21:48 UTC SaleCommon Shares, no par value 195,514 $1.83 $357,790.62
Disclosure

SEC source: 0001013594-20-000563 · form4.xml · nonDerivative · entry 3

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 14,326,996

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: Represent rebalancing transactions between the Funds.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 21:48 UTC PurchaseCommon Shares, no par value 2,200 $1.82 $4,004.00
Disclosure

SEC source: 0001013594-20-000563 · form4.xml · nonDerivative · entry 2

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 14,522,510

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: Represent rebalancing transactions between the Funds.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 21:48 UTC PurchaseCommon Shares, no par value 193,314 $1.83 $353,764.62
Disclosure

SEC source: 0001013594-20-000563 · form4.xml · nonDerivative · entry 1

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 14,520,310

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: Represent rebalancing transactions between the Funds.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:00 UTC GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011525 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,146.41

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:39 UTC GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011514 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,400.87

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:50 UTC GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011520 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,474.37

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:57 UTC
Gowans JamesDirector
GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011523 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,594.43

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:48 UTC GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011518 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,439.7

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:32 UTC GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011511 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,174.37

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:29 UTC
Giardini TonyDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 170,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Shares · 170,000 shares

Expires 2025-05-31

F4 · derivative.exercise_price: Converted from Canadian exercise price of $2.62 using an exchange rate of 1.3630.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:29 UTC
Giardini TonyDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 1,600,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600,000

Underlying: Common Shares · 1,600,000 shares

Expires 2025-05-31

F4 · derivative.exercise_price: Converted from Canadian exercise price of $2.62 using an exchange rate of 1.3630.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 6/1/2020; 1/3 on 6/1/2021; 1/3 on 6/1/2022.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:29 UTC
Giardini TonyDirector · President and CEO
GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,324.36

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:22 UTC GrantDeferred Share Units · Derivative 2,722.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011505 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,874.37

Underlying: Common Stock · 2,722.37 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
April 13, 2020 Filed Apr 13, 2020 21:11 UTC
Gowans JamesDirector
GrantDirector Stock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $1.63 $0.00
Disclosure

SEC source: 0001567619-20-007877 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Shares · 275,000 shares

Expires 2025-04-12

F1 · derivative.exercise_price: Converted from Canadian exercise price of $2.26 using an exchange rate of C$1.39=US$1.00

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 4/13/2020; 1/3 on 4/30/2020; 1/3 on 5/31/2020.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 22:38 UTC
Sanders ElaineVP and CFO
GrantCommon Shares 200,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-008003 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,875

F1 · shares: Restricted stock units granted on 4/13/2020, which will vest on 4/16/2020.

F1 · price: Restricted stock units granted on 4/13/2020, which will vest on 4/16/2020.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 22:46 UTC PurchaseCommon Shares 8,000 $1.30 $10,400.00
Disclosure

SEC source: 0001567619-20-006125 · doc1.xml · nonDerivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
March 10, 2020 Filed Mar 11, 2020 22:17 UTC
Gowans JamesDirector
PurchaseCommon Shares 1,000 $1.27 $1,270.00
Disclosure

SEC source: 0001567619-20-006117 · doc1.xml · nonDerivative · entry 2

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,800

F3 · price: Converted from Canadian dollars using an exchange rate of C$1.3731=US$1.00.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from C$1.73 to C$1.76, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in in this footnote.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 22:17 UTC
Gowans JamesDirector
PurchaseCommon Shares 5,500 $1.36 $7,480.00
Disclosure

SEC source: 0001567619-20-006117 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,800

F1 · price: Converted from Canadian dollars using an exchange rate of C$1.3598=US$1.00.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from C$1.77 to C$1.87, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in in this footnote.

Read SEC document
March 06, 2020 Filed Mar 7, 2020 01:13 UTC
Gowans JamesDirector
PurchaseCommon Shares 4,000 $1.49 $5,960.00
Disclosure

SEC source: 0001567619-20-005868 · doc1.xml · nonDerivative · entry 3

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,300

F1 · price: Converted from Canadian dollars using an exchange rate of C$1.3392=US$1.00.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$1.98 to C$2.00, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 01:13 UTC
Gowans JamesDirector
PurchaseCommon Shares 10,300 $1.55 $15,965.00
Disclosure

SEC source: 0001567619-20-005868 · doc1.xml · nonDerivative · entry 2

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,300

F1 · price: Converted from Canadian dollars using an exchange rate of C$1.3392=US$1.00.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from C$2.075 to C$2.09, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in in this footnote.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 01:13 UTC
Gowans JamesDirector
PurchaseCommon Shares 3,000 $1.56 $4,680.00
Disclosure

SEC source: 0001567619-20-005868 · doc1.xml · nonDerivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

F1 · price: Converted from Canadian dollars using an exchange rate of C$1.3392=US$1.00.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:56 UTC GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005478 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,424.04

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:47 UTC GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005460 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,678.5

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:52 UTC GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005471 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,752

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:54 UTC GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005474 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,452

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:50 UTC GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005466 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,152

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:45 UTC GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005456 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,717.33

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:41 UTC
Gowans JamesDirector
GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005454 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,872.06

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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March 02, 2020 Filed Mar 3, 2020 21:39 UTC GrantDeferred Share Units · Derivative 2,872.06 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005452 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,601.99

Underlying: Common Stock · 2,872.06 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

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February 05, 2020 Filed Feb 7, 2020 21:09 UTC SaleCommon Shares, no par value 158,700 $2.29 $364,200.63
Disclosure

SEC source: 0001567619-20-002404 · doc1.xml · nonDerivative · entry 2

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 14,326,996

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: Represent rebalancing transactions between the Funds.

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February 05, 2020 Filed Feb 7, 2020 21:09 UTC PurchaseCommon Shares, no par value 158,700 $2.31 $367,374.63
Disclosure

SEC source: 0001567619-20-002404 · doc1.xml · nonDerivative · entry 1

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 14,485,696

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: Represent rebalancing transactions between the Funds.

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December 27, 2019 Filed Dec 27, 2019 23:03 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023657 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-26

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

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December 27, 2019 Filed Dec 27, 2019 22:51 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001567619-19-023647 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-12-26

F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.