Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2020 Filed Oct 19, 2020 20:15 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001567619-20-017951 · doc1.xml · derivative · entry 7 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 200,000 shares Expires 2020-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3230=US$1.00. F4 · derivative.exercise_date: The options were granted on December 23, 2015, and vested in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:15 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001567619-20-017951 · doc1.xml · derivative · entry 6 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 200,000 shares Expires 2020-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.50 using an exchange rate of C$1.3230=US$1.00. F2 · derivative.exercise_date: The options were granted on November 6, 2015 and vested in three equal installments on November 6, 2015, November 6, 2016 and November 6, 2017. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:15 UTC |
Sanders ElaineVP and CFO
|
SaleCommon Shares | 100,000 | $1.77 | $177,000.00 |
DisclosureSEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 4 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531,874 Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:15 UTC |
Sanders ElaineVP and CFO
|
Tax withholdingCommon Shares | 80,001 | $1.78 | $142,105.78 |
DisclosureSEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 3 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,874 F5 · price: Converted from Canadian price of C$2.35 using an exchange rate of C$1.3230=US$1.00. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:15 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionCommon Shares | 200,000 | $0.32 | $64,520.00 |
DisclosureSEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 2 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3230=US$1.00. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:15 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionCommon Shares | 200,000 | $0.38 | $75,580.00 |
DisclosureSEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 1 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Converted from Canadian exercise price of C$0.50 using an exchange rate of C$1.3230=US$1.00. Read SEC document |
| October 14, 2020 Filed Oct 15, 2020 21:55 UTC |
Giardini TonyDirector · President and CEO
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001567619-20-017877 · doc1.xml · derivative · entry 4 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2020-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converted from Canadian exercise price of $0.50 using an exchange rate of C$1.3139=US$1.00. Read SEC document |
| October 14, 2020 Filed Oct 15, 2020 21:55 UTC |
Giardini TonyDirector · President and CEO
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001567619-20-017877 · doc1.xml · derivative · entry 3 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,000 shares Expires 2020-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3139=US$1.00. Read SEC document |
| October 14, 2020 Filed Oct 15, 2020 21:55 UTC |
Giardini TonyDirector · President and CEO
|
Exercise / conversionCommon Shares | 100,000 | $0.38 | $38,100.00 |
DisclosureSEC source: 0001567619-20-017877 · doc1.xml · nonDerivative · entry 2 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Converted from Canadian exercise price of $0.50 using an exchange rate of C$1.3139=US$1.00. Read SEC document |
| October 14, 2020 Filed Oct 15, 2020 21:55 UTC |
Giardini TonyDirector · President and CEO
|
Exercise / conversionCommon Shares | 75,000 | $0.34 | $25,125.00 |
DisclosureSEC source: 0001567619-20-017877 · doc1.xml · nonDerivative · entry 1 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3139=US$1.00. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 01:27 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units · Derivative | 2,441.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016378 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,588.23 Underlying: Common Stock · 2,441.82 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 01:29 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units · Derivative | 2,441.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016382 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,842.69 Underlying: Common Stock · 2,441.82 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 01:33 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDeferred Share Units · Derivative | 2,441.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016384 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,916.19 Underlying: Common Stock · 2,441.82 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 01:42 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units · Derivative | 2,441.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016390 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,616.19 Underlying: Common Stock · 2,441.82 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 01:37 UTC |
Gowans JamesDirector
|
GrantDeferred Share Units · Derivative | 2,441.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016388 · doc1.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,036.25 Underlying: Common Stock · 2,441.82 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 01:35 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units · Derivative | 2,441.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016386 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,316.19 Underlying: Common Stock · 2,441.82 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 01:28 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units · Derivative | 2,441.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016380 · doc1.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,881.52 Underlying: Common Stock · 2,441.82 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 21:48 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Shares, no par value | 195,514 | $1.83 | $357,790.62 |
DisclosureSEC source: 0001013594-20-000563 · form4.xml · nonDerivative · entry 3 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 14,326,996 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 21:48 UTC |
PAULSON & CO. INC.10% owner
|
PurchaseCommon Shares, no par value | 2,200 | $1.82 | $4,004.00 |
DisclosureSEC source: 0001013594-20-000563 · form4.xml · nonDerivative · entry 2 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 14,522,510 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 21:48 UTC |
PAULSON & CO. INC.10% owner
|
PurchaseCommon Shares, no par value | 193,314 | $1.83 | $353,764.62 |
DisclosureSEC source: 0001013594-20-000563 · form4.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 14,520,310 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:00 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011525 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,146.41 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:39 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011514 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,400.87 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:50 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011520 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,474.37 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:57 UTC |
Gowans JamesDirector
|
GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011523 · doc1.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,594.43 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:48 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011518 · doc1.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,439.7 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:32 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011511 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,174.37 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:29 UTC |
Giardini TonyDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 170,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 3 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Shares · 170,000 shares Expires 2025-05-31 F4 · derivative.exercise_price: Converted from Canadian exercise price of $2.62 using an exchange rate of 1.3630. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:29 UTC |
Giardini TonyDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 1,600,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 2 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Shares · 1,600,000 shares Expires 2025-05-31 F4 · derivative.exercise_price: Converted from Canadian exercise price of $2.62 using an exchange rate of 1.3630. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 6/1/2020; 1/3 on 6/1/2021; 1/3 on 6/1/2022. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:29 UTC |
Giardini TonyDirector · President and CEO
|
GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011509 · doc1.xml · derivative · entry 1 Giardini Tony · CIK 0001562639 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,324.36 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:22 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011505 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,874.37 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| April 13, 2020 Filed Apr 13, 2020 21:11 UTC |
Gowans JamesDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 275,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001567619-20-007877 · doc1.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Shares · 275,000 shares Expires 2025-04-12 F1 · derivative.exercise_price: Converted from Canadian exercise price of $2.26 using an exchange rate of C$1.39=US$1.00 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 4/13/2020; 1/3 on 4/30/2020; 1/3 on 5/31/2020. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 22:38 UTC |
Sanders ElaineVP and CFO
|
GrantCommon Shares | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-008003 · doc1.xml · nonDerivative · entry 1 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,875 F1 · shares: Restricted stock units granted on 4/13/2020, which will vest on 4/16/2020. F1 · price: Restricted stock units granted on 4/13/2020, which will vest on 4/16/2020. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 22:46 UTC |
WALTERS DIANA JDirector
|
PurchaseCommon Shares | 8,000 | $1.30 | $10,400.00 |
DisclosureSEC source: 0001567619-20-006125 · doc1.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 22:17 UTC |
Gowans JamesDirector
|
PurchaseCommon Shares | 1,000 | $1.27 | $1,270.00 |
DisclosureSEC source: 0001567619-20-006117 · doc1.xml · nonDerivative · entry 2 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,800 F3 · price: Converted from Canadian dollars using an exchange rate of C$1.3731=US$1.00. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from C$1.73 to C$1.76, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in in this footnote. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 22:17 UTC |
Gowans JamesDirector
|
PurchaseCommon Shares | 5,500 | $1.36 | $7,480.00 |
DisclosureSEC source: 0001567619-20-006117 · doc1.xml · nonDerivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,800 F1 · price: Converted from Canadian dollars using an exchange rate of C$1.3598=US$1.00. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from C$1.77 to C$1.87, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in in this footnote. Read SEC document |
| March 06, 2020 Filed Mar 7, 2020 01:13 UTC |
Gowans JamesDirector
|
PurchaseCommon Shares | 4,000 | $1.49 | $5,960.00 |
DisclosureSEC source: 0001567619-20-005868 · doc1.xml · nonDerivative · entry 3 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,300 F1 · price: Converted from Canadian dollars using an exchange rate of C$1.3392=US$1.00. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$1.98 to C$2.00, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2020 Filed Mar 7, 2020 01:13 UTC |
Gowans JamesDirector
|
PurchaseCommon Shares | 10,300 | $1.55 | $15,965.00 |
DisclosureSEC source: 0001567619-20-005868 · doc1.xml · nonDerivative · entry 2 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,300 F1 · price: Converted from Canadian dollars using an exchange rate of C$1.3392=US$1.00. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from C$2.075 to C$2.09, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in in this footnote. Read SEC document |
| March 04, 2020 Filed Mar 7, 2020 01:13 UTC |
Gowans JamesDirector
|
PurchaseCommon Shares | 3,000 | $1.56 | $4,680.00 |
DisclosureSEC source: 0001567619-20-005868 · doc1.xml · nonDerivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 F1 · price: Converted from Canadian dollars using an exchange rate of C$1.3392=US$1.00. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:56 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005478 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,424.04 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:47 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005460 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,678.5 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005471 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,752 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:54 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005474 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,452 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:50 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005466 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,152 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:45 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005456 · doc1.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,717.33 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:41 UTC |
Gowans JamesDirector
|
GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005454 · doc1.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,872.06 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:39 UTC |
Giardini TonyDirector
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GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005452 · doc1.xml · derivative · entry 1 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,601.99 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:09 UTC |
PAULSON & CO. INC.10% owner
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SaleCommon Shares, no par value | 158,700 | $2.29 | $364,200.63 |
DisclosureSEC source: 0001567619-20-002404 · doc1.xml · nonDerivative · entry 2 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 14,326,996 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:09 UTC |
PAULSON & CO. INC.10% owner
|
PurchaseCommon Shares, no par value | 158,700 | $2.31 | $367,374.63 |
DisclosureSEC source: 0001567619-20-002404 · doc1.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 14,485,696 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 23:03 UTC |
WALTERS DIANA JDirector
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GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.31 | $0.00 |
DisclosureSEC source: 0001567619-19-023657 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-12-26 F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 22:51 UTC |
Hensley William L. IggiagrukDirector
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GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.31 | $0.00 |
DisclosureSEC source: 0001567619-19-023647 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-12-26 F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.