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Trilogy Metals Inc.

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5362
SEC CIK
0001543418
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2020 Filed Dec 12, 2020 02:11 UTC
Sanders ElaineVP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021007 · doc1.xml · derivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Shares · 450,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/10/2020; 1/3 on 12/10/2021; 1/3 on 12/10/2022.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:10 UTC
Giardini TonyDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 900,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021006 · doc1.xml · derivative · entry 2

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Shares · 900,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/10/2020; 1/3 on 12/10/2021; 1/3 on 12/10/2022.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:10 UTC
Giardini TonyDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 223,400 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021006 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,400

Underlying: Common Shares · 223,400 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:08 UTC GrantDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021004 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:05 UTC GrantDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021002 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 02:01 UTC GrantDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-021000 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 01:59 UTC
Gowans JamesDirector
GrantDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001567619-20-020999 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:35 UTC PurchaseCommon Shares 2,100 $1.94 $4,074.00
Disclosure

SEC source: 0001567619-20-021050 · doc1.xml · nonDerivative · entry 2

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:35 UTC PurchaseCommon Shares 2,900 $1.93 $5,597.00
Disclosure

SEC source: 0001567619-20-021050 · doc1.xml · nonDerivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Read SEC document
December 01, 2020 Filed Dec 1, 2020 23:07 UTC GrantDeferred Share Units · Derivative 2,856.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020475 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,444.26

Underlying: Common Stock · 2,856.03 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 23:14 UTC GrantDeferred Share Units · Derivative 2,856.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020479 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,698.72

Underlying: Common Stock · 2,856.03 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 22:59 UTC GrantDeferred Share Units · Derivative 2,856.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020467 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,772.22

Underlying: Common Stock · 2,856.03 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 23:09 UTC GrantDeferred Share Units · Derivative 2,856.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020477 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,737.55

Underlying: Common Stock · 2,856.03 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 23:03 UTC GrantDeferred Share Units · Derivative 2,856.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020473 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,472.22

Underlying: Common Stock · 2,856.03 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 23:01 UTC
Gowans JamesDirector
GrantDeferred Share Units · Derivative 2,856.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020470 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,892.28

Underlying: Common Stock · 2,856.03 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 22:53 UTC GrantDeferred Share Units · Derivative 2,856.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020463 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,172.22

Underlying: Common Stock · 2,856.03 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 18:28 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001567619-20-020014 · doc1.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2020-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from the Canadian exercise price of C$0.44 using an exchange rate of C$1.3094 = US$1.00.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 18:28 UTC OtherCommon shares 75,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020014 · doc1.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Greg and Sharon Lang Family Survivors Trust DTD 12/27/2005

Disclosed balance after: 272,879

F2 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 18:28 UTC OtherCommon Shares 75,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020014 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 18:28 UTC Exercise / conversionCommon Shares 75,000 $0.34 $25,500.00
Disclosure

SEC source: 0001567619-20-020014 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from the Canadian exercise price of C$0.44 using an exchange rate of C$1.3094 = US$1.00.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 00:08 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 25,000 $1.75 $43,750.00
Disclosure

SEC source: 0001567619-20-019352 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,874

Read SEC document
November 02, 2020 Filed Nov 2, 2020 20:36 UTC
Giardini TonyDirector · President and CEO
PurchaseCommon Shares 200,000 $1.45 $290,000.00
Disclosure

SEC source: 0001567619-20-018512 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,048

Read SEC document
October 29, 2020 Filed Oct 31, 2020 00:28 UTC Exercise / conversionCommon Shares · Derivative 100,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001567619-20-018437 · doc1.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3349 = US$1.00.

Read SEC document
October 29, 2020 Filed Oct 31, 2020 00:28 UTC OtherCommon shares 75,728 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018437 · doc1.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,879

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
October 29, 2020 Filed Oct 31, 2020 00:28 UTC OtherCommon Shares 75,728 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018437 · doc1.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
October 29, 2020 Filed Oct 31, 2020 00:28 UTC Tax withholdingCommon Shares 24,272 $1.54 $37,378.88
Disclosure

SEC source: 0001567619-20-018437 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,728

F2 · price: The withholding price was converted from the Canadian exercise price of C$2.06 using an exchange rate of C$1.3349 = US$1.00.

Read SEC document
October 29, 2020 Filed Oct 31, 2020 00:28 UTC Exercise / conversionCommon Shares 100,000 $0.37 $37,000.00
Disclosure

SEC source: 0001567619-20-018437 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3349 = US$1.00.

Read SEC document
October 29, 2020 Filed Nov 18, 2020 18:18 UTC Amendment Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001567619-20-020012 · doc1.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3349 = US$1.00.

Read SEC document
October 29, 2020 Filed Nov 18, 2020 18:18 UTC Amendment OtherCommon shares 75,728 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020012 · doc1.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Greg and Sharon Lang Family Survivors Trust DTD 12/27/2005

Disclosed balance after: 197,879

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
October 29, 2020 Filed Nov 18, 2020 18:18 UTC Amendment OtherCommon Shares 75,728 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020012 · doc1.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
October 29, 2020 Filed Nov 18, 2020 18:18 UTC Amendment Tax withholdingCommon Shares 24,272 $1.54 $37,378.88
Disclosure

SEC source: 0001567619-20-020012 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,728

F2 · price: The withholding price was converted from the Canadian exercise price of C$2.06 using an exchange rate of C$1.3349 = US$1.00.

Read SEC document
October 29, 2020 Filed Nov 18, 2020 18:18 UTC Amendment Exercise / conversionCommon Shares 100,000 $0.37 $37,000.00
Disclosure

SEC source: 0001567619-20-020012 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3349 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 01:42 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001567619-20-018123 · doc1.xml · derivative · entry 4

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2020-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.44 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 01:42 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-20-018123 · doc1.xml · derivative · entry 3

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 01:42 UTC Exercise / conversionCommon Shares 75,000 $0.34 $25,500.00
Disclosure

SEC source: 0001567619-20-018123 · doc1.xml · nonDerivative · entry 2

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.44 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 01:42 UTC Exercise / conversionCommon Shares 100,000 $0.38 $38,000.00
Disclosure

SEC source: 0001567619-20-018123 · doc1.xml · nonDerivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 17:16 UTC Amendment Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001567619-20-018129 · doc1.xml · derivative · entry 5

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2020-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.44 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 17:16 UTC Amendment Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-20-018129 · doc1.xml · derivative · entry 4

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 17:16 UTC Amendment Tax withholdingCommon Shares 37,055 $1.71 $63,364.05
Disclosure

SEC source: 0001567619-20-018129 · doc1.xml · nonDerivative · entry 3

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,945

F3 · price: The withholding price reported above was converted from the Canadian withhold price of C$2.24 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 17:16 UTC Amendment Exercise / conversionCommon Shares 75,000 $0.34 $25,500.00
Disclosure

SEC source: 0001567619-20-018129 · doc1.xml · nonDerivative · entry 2

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.44 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 17:16 UTC Amendment Exercise / conversionCommon Shares 100,000 $0.38 $38,000.00
Disclosure

SEC source: 0001567619-20-018129 · doc1.xml · nonDerivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3122 = US$1.00.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 19:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001567619-20-018055 · doc1.xml · derivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2020-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.44 using an exchange rate of C$1.3138 = US$1.00.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 19:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-20-018055 · doc1.xml · derivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3138 = US$1.00.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 19:50 UTC Exercise / conversionCommon Shares 75,000 $0.33 $24,750.00
Disclosure

SEC source: 0001567619-20-018055 · doc1.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.44 using an exchange rate of C$1.3138 = US$1.00.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 19:50 UTC Exercise / conversionCommon Shares 100,000 $0.38 $38,000.00
Disclosure

SEC source: 0001567619-20-018055 · doc1.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3138 = US$1.00.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001567619-20-017954 · doc1.xml · derivative · entry 4

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2020-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $0.44 using an exchange rate of C$1.3192 = US$1.00.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-20-017954 · doc1.xml · derivative · entry 3

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3192 = US$1.00.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:18 UTC Exercise / conversionCommon Shares 75,000 $0.33 $24,750.00
Disclosure

SEC source: 0001567619-20-017954 · doc1.xml · nonDerivative · entry 2

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The exercise price reported above was converted from the Canadian exercise price of $0.44 using an exchange rate of C$1.3192 = US$1.00.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:18 UTC Exercise / conversionCommon Shares 100,000 $0.38 $38,000.00
Disclosure

SEC source: 0001567619-20-017954 · doc1.xml · nonDerivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.50 using an exchange rate of C$1.3192 = US$1.00.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 20:15 UTC
Sanders ElaineVP and CFO
SaleCommon Shares 30,000 $1.77 $53,100.00
Disclosure

SEC source: 0001567619-20-017951 · doc1.xml · nonDerivative · entry 5

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,874

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.