Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2021 Filed Nov 9, 2021 01:43 UTC |
DeMilia David MEVP, Pres & CEO Mahopac Bank
|
PurchaseCommon Stock | 1.29 | $77.51 | $99.99 |
DisclosureSEC source: 0001127602-21-028633 · form4.xml · nonDerivative · entry 2 DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394.025 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 20:06 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 62.959 | $76.24 | $4,800.01 |
DisclosureSEC source: 0001127602-21-021799 · form4.xml · derivative · entry 2 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,288.812 Underlying: Common Stock · 62.959 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · kind: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 20:06 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 128.213 | $76.24 | $9,775.00 |
DisclosureSEC source: 0001127602-21-021799 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,225.853 Underlying: Common Stock · 128.213 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · kind: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 19:58 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 150.839 | $76.24 | $11,500.01 |
DisclosureSEC source: 0001127602-21-021796 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,938.896 Underlying: Common Stock · 150.839 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 20:03 UTC |
Rochon Thomas R.Director
|
GrantPhantom Stock · Derivative | 131.601 | $76.24 | $10,033.30 |
DisclosureSEC source: 0001127602-21-021798 · form4.xml · derivative · entry 4 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,019.451 Underlying: Common Stock · 131.601 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 20:03 UTC |
Rochon Thomas R.Director
|
GrantCommon Stock | 131.601 | $76.24 | $10,033.30 |
DisclosureSEC source: 0001127602-21-021798 · form4.xml · nonDerivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694.4737 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 17:27 UTC |
SPAIN MICHAEL HDirector
|
GrantPhantom Stock · Derivative | 98.373 | $76.24 | $7,499.99 |
DisclosureSEC source: 0001127602-21-021838 · form4.xml · derivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,625.564 Underlying: Common Stock · 98.373 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 12:32 UTC |
Tegan Jennifer RDirector
|
GrantPhantom Stock · Derivative | 112.473 | $76.24 | $8,574.98 |
DisclosureSEC source: 0001127602-21-021815 · form4.xml · derivative · entry 2 Tegan Jennifer R · CIK 0001781908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,809.483 Underlying: Common Stock · 112.473 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 12:32 UTC |
Tegan Jennifer RDirector
|
GrantPhantom Stock · Derivative | 80.666 | $76.24 | $6,150.00 |
DisclosureSEC source: 0001127602-21-021815 · form4.xml · derivative · entry 1 Tegan Jennifer R · CIK 0001781908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,697.01 Underlying: Common Stock · 80.666 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 12:24 UTC |
WEBER ALFRED JDirector
|
GrantPhantom Stock · Derivative | 112.473 | $76.24 | $8,574.98 |
DisclosureSEC source: 0001127602-21-021812 · form4.xml · derivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,558.649 Underlying: Common Stock · 112.473 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:26 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 416 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020203 · form4.xml · derivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 416 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:26 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 286 | $81.51 | $23,311.86 |
DisclosureSEC source: 0001127602-21-020203 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,964.915 F1 · shares: Deemed disposition of shares to Issuer to satisfy option cost and taxes. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:26 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Exercise / conversionCommon Stock | 416 | $37.00 | $15,392.00 |
DisclosureSEC source: 0001127602-21-020203 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250.915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2021 Filed Nov 9, 2021 01:43 UTC |
DeMilia David MEVP, Pres & CEO Mahopac Bank
|
PurchaseCommon Stock | 1.201 | $83.28 | $100.02 |
DisclosureSEC source: 0001127602-21-028633 · form4.xml · nonDerivative · entry 1 DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,392.735 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 16:47 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
SaleCommon Stock | 2,832 | $81.38 | $230,454.00 |
DisclosureSEC source: 0001127602-21-018408 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,173.697 Read SEC document |
| May 27, 2021 Filed May 28, 2021 17:22 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
SaleCommon Stock | 1,299 | $81.10 | $105,343.70 |
DisclosureSEC source: 0001127602-21-018300 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,466 Read SEC document |
| May 27, 2021 Filed May 28, 2021 16:59 UTC |
Rahilly Ita MDirector
|
PurchaseCommon Stock | 431.694 | $81.08 | $34,999.98 |
DisclosureSEC source: 0001127602-21-018297 · form4.xml · nonDerivative · entry 1 Rahilly Ita M · CIK 0001811767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667.632 Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:52 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 10,500 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018295 · form4.xml · derivative · entry 5 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:52 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 7,668 | $78.50 | $601,938.00 |
DisclosureSEC source: 0001127602-21-018295 · form4.xml · nonDerivative · entry 2 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,005.697 F1 · shares: Shares withheld for taxes. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:52 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Exercise / conversionCommon Stock | 10,500 | $37.00 | $388,500.00 |
DisclosureSEC source: 0001127602-21-018295 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,673.697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:59 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 2,953 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-21-018198 · form4.xml · derivative · entry 8 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 Underlying: Common Stock · 2,953 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:59 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 459 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-21-018198 · form4.xml · derivative · entry 7 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 459 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:59 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 2,356 | $81.52 | $192,061.12 |
DisclosureSEC source: 0001127602-21-018198 · form4.xml · nonDerivative · entry 4 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,765 F1 · shares: Represents a deemed disposition of shares to the issuer to satisfy the exercise price of the SARs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:59 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Exercise / conversionCommon Stock | 2,953 | $49.22 | $145,346.66 |
DisclosureSEC source: 0001127602-21-018198 · form4.xml · nonDerivative · entry 3 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:59 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 342 | $81.52 | $27,879.84 |
DisclosureSEC source: 0001127602-21-018198 · form4.xml · nonDerivative · entry 2 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,168 F1 · shares: Represents a deemed disposition of shares to the issuer to satisfy the exercise price of the SARs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:59 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Exercise / conversionCommon Stock | 459 | $40.60 | $18,635.40 |
DisclosureSEC source: 0001127602-21-018198 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 16:47 UTC |
Rahilly Ita MDirector
|
PurchaseCommon Stock | 31.726 | $78.80 | $2,500.01 |
DisclosureSEC source: 0001127602-21-016350 · form4.xml · nonDerivative · entry 1 Rahilly Ita M · CIK 0001811767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221.732 F1 · shares: Automatic monthly purchase through Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 17:35 UTC |
Rahilly Ita MDirector
|
PurchaseCommon Stock | 30.783 | $81.21 | $2,499.96 |
DisclosureSEC source: 0001127602-21-013705 · form4.xml · nonDerivative · entry 1 Rahilly Ita M · CIK 0001811767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,190.006 F1 · shares: Automatic monthly purchase through Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 21:11 UTC |
SPAIN MICHAEL HDirector
|
GrantPhantom Stock · Derivative | 92.788 | $80.83 | $7,499.99 |
DisclosureSEC source: 0001127602-21-013572 · form4.xml · derivative · entry 3 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,472.234 Underlying: Common Stock · 92.788 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 20:28 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 142.275 | $80.83 | $11,499.99 |
DisclosureSEC source: 0001127602-21-013565 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,757.199 Underlying: Common Stock · 142.275 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 20:22 UTC |
Tegan Jennifer RDirector
|
GrantPhantom Stock · Derivative | 76.086 | $80.83 | $6,149.98 |
DisclosureSEC source: 0001127602-21-013562 · form4.xml · derivative · entry 2 Tegan Jennifer R · CIK 0001781908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599.481 Underlying: Common Stock · 76.086 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 20:22 UTC |
Tegan Jennifer RDirector
|
GrantPhantom Stock · Derivative | 115.985 | $80.83 | $9,374.99 |
DisclosureSEC source: 0001127602-21-013562 · form4.xml · derivative · entry 1 Tegan Jennifer R · CIK 0001781908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523.395 Underlying: Common Stock · 115.985 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 19:53 UTC |
Rochon Thomas R.Director
|
GrantPhantom Stock · Derivative | 124.13 | $80.83 | $10,033.34 |
DisclosureSEC source: 0001127602-21-013550 · form4.xml · derivative · entry 4 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,785.453 Underlying: Common Stock · 124.13 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 19:53 UTC |
Rochon Thomas R.Director
|
GrantCommon Stock | 124.13 | $80.83 | $10,033.34 |
DisclosureSEC source: 0001127602-21-013550 · form4.xml · nonDerivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561.2087 Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 19:08 UTC |
WEBER ALFRED JDirector
|
GrantPhantom Stock · Derivative | 106.088 | $80.83 | $8,575.02 |
DisclosureSEC source: 0001127602-21-013539 · form4.xml · derivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,417.52 Underlying: Common Stock · 106.088 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 13:57 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 59.384 | $80.83 | $4,799.97 |
DisclosureSEC source: 0001127602-21-013517 · form4.xml · derivative · entry 2 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,974.557 Underlying: Common Stock · 59.384 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 13:57 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 120.934 | $80.83 | $9,775.01 |
DisclosureSEC source: 0001127602-21-013517 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,915.173 Underlying: Common Stock · 120.934 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 201 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · derivative · entry 14 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock · 201 shares Expires 2026-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 380 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · derivative · entry 13 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716 Underlying: Common Stock · 380 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 590 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · derivative · entry 12 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 Underlying: Common Stock · 590 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 459 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · derivative · entry 11 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 459 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 181 | $92.36 | $16,717.16 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · nonDerivative · entry 8 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,894.182 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 201 | $76.90 | $15,456.90 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · nonDerivative · entry 7 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,075.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 292 | $92.36 | $26,969.12 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · nonDerivative · entry 6 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,874.182 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · nonDerivative · entry 5 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,166.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 426 | $92.36 | $39,345.36 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · nonDerivative · entry 4 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,786.182 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 590 | $49.22 | $29,039.80 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · nonDerivative · entry 3 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,212.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 306 | $92.36 | $28,262.16 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · nonDerivative · entry 2 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,622.182 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 23:36 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 459 | $40.60 | $18,635.40 |
DisclosureSEC source: 0001127602-21-010658 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,928.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 11:28 UTC |
Rahilly Ita MDirector
|
PurchaseCommon Stock | 27.551 | $90.73 | $2,499.70 |
DisclosureSEC source: 0001127602-21-010494 · form4.xml · nonDerivative · entry 1 Rahilly Ita M · CIK 0001811767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,159.223 F1 · shares: Automatic monthly purchase through Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.