TMO

SEC source: 0000097745-26-000005 · form4.xml · derivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595.29

Underlying: Common Stock · 53.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0000097745-26-000006 · form4.xml · derivative · entry 1

WEISLER DION J · CIK 0001580693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,638.67

Underlying: Common Stock · 64.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0000097745-26-000007 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,502.02

Underlying: Common Stock · 73.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0000097745-26-000008 · form4.xml · derivative · entry 1

Keith R. Alexandra · CIK 0001710268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,204.42

Underlying: Common Stock · 53.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0000097745-26-000009 · form4.xml · derivative · entry 1

Lynch Karen S · CIK 0001333760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225.47

Underlying: Common Stock · 53.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2025, at a price of $579.45 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

SEC source: 0000097745-25-000182 · form4.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,980

SEC source: 0000097745-25-000180 · form4.xml · derivative · entry 5

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,637 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in two equal installments on August 29, 2017 and 2020.

SEC source: 0000097745-25-000180 · form4.xml · derivative · entry 4

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,046 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments on March 23, 2018, 2019 and 2020.

SEC source: 0000097745-25-000180 · form4.xml · nonDerivative · entry 3

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,116.909

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $563.38 to $564.20, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000097745-25-000180 · form4.xml · nonDerivative · entry 2

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,162.909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000180 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,116.909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000178 · form4.xml · derivative · entry 7

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,637

Underlying: Common Stock · 68,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in two equal installments on August 29, 2017 and 2020.

SEC source: 0000097745-25-000178 · form4.xml · nonDerivative · entry 5

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,479.909

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $584.00 to $584.533, inclusive.

SEC source: 0000097745-25-000178 · form4.xml · nonDerivative · entry 4

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,000.909

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $583.03 to $583.96, inclusive.

SEC source: 0000097745-25-000178 · form4.xml · nonDerivative · entry 3

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,479.909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000175 · form4.xml · derivative · entry 8

Lowery Frederick M. · CIK 0001777440 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,912 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in four equal installments on February 26, 2020, 2021, 2022, and 2023.

SEC source: 0000097745-25-000175 · form4.xml · nonDerivative · entry 4

Lowery Frederick M. · CIK 0001777440 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,367.3724

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2025.

SEC source: 0000097745-25-000175 · form4.xml · nonDerivative · entry 3

Lowery Frederick M. · CIK 0001777440 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,279.3724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000176 · form4.xml · nonDerivative · entry 1

Shropshire Thomas B Jr. · CIK 0002070785 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,079.524

SEC source: 0000097745-25-000178 · form4.xml · derivative · entry 6

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,637

Underlying: Common Stock · 36,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in two equal installments on August 29, 2017 and 2020.

SEC source: 0000097745-25-000178 · form4.xml · nonDerivative · entry 2

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,479.909

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $581.90 to $582.33, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

SEC source: 0000097745-25-000178 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,479.909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000175 · form4.xml · derivative · entry 7

Lowery Frederick M. · CIK 0001777440 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,912

Underlying: Common Stock · 6,913 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in four equal installments on February 26, 2020, 2021, 2022, and 2023.

SEC source: 0000097745-25-000175 · form4.xml · nonDerivative · entry 2

Lowery Frederick M. · CIK 0001777440 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,367.3724

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2025.

SEC source: 0000097745-25-000175 · form4.xml · nonDerivative · entry 1

Lowery Frederick M. · CIK 0001777440 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,280.3724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000172 · form4.xml · derivative · entry 6

Shafer Michael D · CIK 0002020619 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2026-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on September 5, 2020, 2021, 2022, and 2023.

SEC source: 0000097745-25-000172 · form4.xml · derivative · entry 5

Shafer Michael D · CIK 0002020619 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,475 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on February 26, 2020, 2021, 2022, and 2023.

SEC source: 0000097745-25-000172 · form4.xml · nonDerivative · entry 4

Shafer Michael D · CIK 0002020619 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,730.8026

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024.

SEC source: 0000097745-25-000172 · form4.xml · nonDerivative · entry 3

Shafer Michael D · CIK 0002020619 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,980.8026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000172 · form4.xml · nonDerivative · entry 2

Shafer Michael D · CIK 0002020619 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,730.8026

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024.

SEC source: 0000097745-25-000172 · form4.xml · nonDerivative · entry 1

Shafer Michael D · CIK 0002020619 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,205.8026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000169 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,887.193

SEC source: 0000097745-25-000166 · form4.xml · derivative · entry 3

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,638 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on February 26, 2020, 2021, 2022, and 2023.

SEC source: 0000097745-25-000166 · form4.xml · nonDerivative · entry 2

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,479.909

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.36 to $594.88, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000097745-25-000166 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,117.909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000167 · form4.xml · nonDerivative · entry 1

Britt Lisa P. · CIK 0001676320 · Sr. VP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,087.227

SEC source: 0000097745-25-000163 · form4.xml · derivative · entry 6

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2026-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on September 5, 2020, 2021, 2022, and 2023.

SEC source: 0000097745-25-000163 · form4.xml · derivative · entry 5

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 725 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on February 26, 2020, 2021, 2022 and 2023.

SEC source: 0000097745-25-000163 · form4.xml · nonDerivative · entry 4

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,152.223

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2025.

SEC source: 0000097745-25-000163 · form4.xml · nonDerivative · entry 3

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,402.223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000163 · form4.xml · nonDerivative · entry 2

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,152.223

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2025.

SEC source: 0000097745-25-000163 · form4.xml · nonDerivative · entry 1

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,877.223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000161 · form4.xml · derivative · entry 4

Britt Lisa P. · CIK 0001676320 · Sr. VP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,475 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal installments on February 26, 2020, 2021, 2022, and 2023.

SEC source: 0000097745-25-000161 · form4.xml · nonDerivative · entry 3

Britt Lisa P. · CIK 0001676320 · Sr. VP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,144.804

SEC source: 0000097745-25-000161 · form4.xml · nonDerivative · entry 2

Britt Lisa P. · CIK 0001676320 · Sr. VP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,619.804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000097745-25-000161 · form4.xml · nonDerivative · entry 1

Britt Lisa P. · CIK 0001676320 · Sr. VP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,144.804

SEC source: 0000097745-25-000152 · form4.xml · derivative · entry 23

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,250 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2020.

SEC source: 0000097745-25-000152 · form4.xml · nonDerivative · entry 18

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,762.285

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2025.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $571.48 to $572.27, inclusive.

SEC source: 0000097745-25-000152 · form4.xml · nonDerivative · entry 17

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,110.285

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2025.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $570.43 to $571.39, inclusive.

SEC source: 0000097745-25-000152 · form4.xml · nonDerivative · entry 16

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,838.285

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2025.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $569.42 to $570.41, inclusive.