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NYSE · USD

TMO

THERMO FISHER SCIENTIFIC INC.

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Tapewire entity
2836
SEC CIK
0000097745
Parsed reports
1,766

Last 12 months

Inside the activity.

0 purchase rows · 143 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202601
Mar 2026034
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 2026092
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2021 Filed Nov 3, 2021 20:34 UTC
Williamson StephenSr. VP and CFO
SaleCommon Stock 400 $634.42 $253,768.00
Disclosure

SEC source: 0001127602-21-028290 · form4.xml · nonDerivative · entry 3

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,071

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.05 to $634.86, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:34 UTC
Williamson StephenSr. VP and CFO
SaleCommon Stock 300 $633.26 $189,978.00
Disclosure

SEC source: 0001127602-21-028290 · form4.xml · nonDerivative · entry 2

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,471

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.96 to $633.41, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9) and (10) to this Form 4.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:34 UTC
Williamson StephenSr. VP and CFO
Exercise / conversionCommon Stock 22,550 $129.77 $2,926,313.50
Disclosure

SEC source: 0001127602-21-028290 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 12,375 $0.00 Strike: $157.68 $0.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · derivative · entry 32

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,375

Underlying: Common Stock · 12,375 shares

Expires 2024-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.exercise_date: The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,550 $0.00 Strike: $190.59 $0.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · derivative · entry 31

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,550

Underlying: Common Stock · 14,550 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 609 $642.26 $391,136.34
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 22

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $641.99 to $642.88, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 2,033 $640.97 $1,303,092.01
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 21

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,865

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $640.65 to $641.34, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 3,848 $640.00 $2,462,720.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 20

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,898

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $639.51 to $640.44, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 5,741 $639.06 $3,668,843.46
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 19

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,746

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $638.51 to $639.47, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 3,682 $638.01 $2,349,152.82
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 18

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,487

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $637.51 to $638.50, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 4,008 $636.90 $2,552,695.20
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 17

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,169

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.47 to $637.41, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 5,004 $635.92 $3,182,143.68
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 16

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,177

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.46 to $636.44, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 1,500 $635.09 $952,635.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 15

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,181

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.46 to $635.39, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 500 $633.27 $316,635.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 14

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,681

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.79 to $633.415, inclusive.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionCommon Stock 12,375 $157.68 $1,951,290.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 13

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionCommon Stock 14,550 $190.59 $2,773,084.50
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 12

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:35 UTC
Lagarde MichelExecutive Vice President
GrantStock Option (Right to Buy) · Derivative 13,366 $0.00 Strike: $635.10 $0.00
Disclosure

SEC source: 0001127602-21-028294 · form4.xml · derivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,366

Underlying: Common Stock · 13,366 shares

Expires 2028-11-01

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on November 1, 2022.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 12,375 $0.00 Strike: $157.68 $0.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · derivative · entry 30

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

Underlying: Common Stock · 12,375 shares

Expires 2024-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.exercise_date: The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,550 $0.00 Strike: $190.59 $0.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · derivative · entry 29

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,100

Underlying: Common Stock · 14,550 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 800 $636.82 $509,456.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 11

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.70 to $637.215, inclusive.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 900 $635.78 $572,202.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 10

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,056

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.44 to $636.415, inclusive.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 5,209 $634.71 $3,306,204.39
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 9

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,956

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.31 to $635.29, inclusive.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 6,169 $633.92 $3,910,652.48
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 8

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,165

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $633.31 to $634.30, inclusive.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 2,367 $632.70 $1,497,600.90
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 7

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,334

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.30 to $633.25, inclusive.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 3,769 $631.72 $2,380,952.68
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 6

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,701

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $631.25 to $632.23, inclusive.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 4,141 $630.69 $2,611,687.29
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 5

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,470

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $630.23 to $631.15, inclusive.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 2,000 $629.71 $1,259,420.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 4

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,611

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.21 to $630.16, inclusive.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
SaleCommon Stock 1,570 $628.61 $986,917.70
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 3

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,611

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $628.08 to $629.06, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18) and (19) to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionCommon Stock 12,375 $157.68 $1,951,290.00
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 2

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:36 UTC
Stevenson Mark PExecutive Vice President & COO
Exercise / conversionCommon Stock 14,550 $190.59 $2,773,084.50
Disclosure

SEC source: 0001127602-21-028299 · form4.xml · nonDerivative · entry 1

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 20:04 UTC GrantPhantom Stock Units · Derivative 64.4 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-026669 · form4.xml · derivative · entry 2

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207.98

Underlying: Common Stock · 64.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of October 2, 2021, at a price of $572.72 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of October 2, 2021, at a price of $572.72 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 20:05 UTC GrantPhantom Stock Units · Derivative 54.56 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-026670 · form4.xml · derivative · entry 1

Keith R. Alexandra · CIK 0001710268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213.28

Underlying: Common Stock · 54.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of October 2, 2021, at a price of $572.72 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of October 2, 2021, at a price of $572.72 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:06 UTC
CASPER MARC NDirector · Chairman & CEO
OtherCommon Stock 89,155 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Floral Park Associates, Inc.

Disclosed balance after: 89,155

F1 · kind: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

F1 · price: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:06 UTC
CASPER MARC NDirector · Chairman & CEO
OtherCommon Stock 34,825 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By MNC 2020 Irrevocable Trust

Disclosed balance after: 0

F1 · kind: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

F1 · price: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:06 UTC
CASPER MARC NDirector · Chairman & CEO
OtherCommon Stock 54,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marc N. Casper 2012 Irrevocable Trust

Disclosed balance after: 0

F1 · kind: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

F1 · price: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

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August 27, 2021 Filed Aug 30, 2021 20:06 UTC
CASPER MARC NDirector · Chairman & CEO
Tax withholdingCommon Stock 2,528 $548.51 $1,386,633.28
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,174.53

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:08 UTC
Boxer Michael ASr. VP and Gen. Counsel
Tax withholdingCommon Stock 160 $548.51 $87,761.60
Disclosure

SEC source: 0001127602-21-024526 · form4.xml · nonDerivative · entry 2

Boxer Michael A · CIK 0001726596 · Sr. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,918

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:10 UTC
Holmes Joseph R.VP & Chief Accounting Officer
Tax withholdingCommon Stock 16 $548.51 $8,776.16
Disclosure

SEC source: 0001127602-21-024531 · form4.xml · nonDerivative · entry 2

Holmes Joseph R. · CIK 0001839832 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:11 UTC
Lagarde MichelExecutive Vice President
Tax withholdingCommon Stock 293 $548.51 $160,713.43
Disclosure

SEC source: 0001127602-21-024533 · form4.xml · nonDerivative · entry 2

Lagarde Michel · CIK 0001518973 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,879.205

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:13 UTC
Stevenson Mark PExecutive Vice President & COO
Tax withholdingCommon Stock 1,158 $548.51 $635,174.58
Disclosure

SEC source: 0001127602-21-024535 · form4.xml · nonDerivative · entry 2

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,256

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:16 UTC
Williamson StephenSr. VP and CFO
Tax withholdingCommon Stock 666 $548.51 $365,307.66
Disclosure

SEC source: 0001127602-21-024537 · form4.xml · nonDerivative · entry 2

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,221

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:06 UTC
CASPER MARC NDirector · Chairman & CEO
Tax withholdingCommon Stock 2,302 $552.77 $1,272,476.54
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,702.53

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:08 UTC
Boxer Michael ASr. VP and Gen. Counsel
Tax withholdingCommon Stock 240 $552.77 $132,664.80
Disclosure

SEC source: 0001127602-21-024526 · form4.xml · nonDerivative · entry 1

Boxer Michael A · CIK 0001726596 · Sr. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:10 UTC
Holmes Joseph R.VP & Chief Accounting Officer
Tax withholdingCommon Stock 14 $552.77 $7,738.78
Disclosure

SEC source: 0001127602-21-024531 · form4.xml · nonDerivative · entry 1

Holmes Joseph R. · CIK 0001839832 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:11 UTC
Lagarde MichelExecutive Vice President
Tax withholdingCommon Stock 566 $552.77 $312,867.82
Disclosure

SEC source: 0001127602-21-024533 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,172.205

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:13 UTC
Stevenson Mark PExecutive Vice President & COO
Tax withholdingCommon Stock 1,038 $552.77 $573,775.26
Disclosure

SEC source: 0001127602-21-024535 · form4.xml · nonDerivative · entry 1

Stevenson Mark · CIK 0001387890 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,414

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:16 UTC
Williamson StephenSr. VP and CFO
Tax withholdingCommon Stock 619 $552.77 $342,164.63
Disclosure

SEC source: 0001127602-21-024537 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,887

Read SEC document
August 25, 2021 Filed Aug 26, 2021 20:09 UTC
Boxer Michael ASr. VP and Gen. Counsel
Tax withholdingCommon Stock 158 $548.08 $86,596.64
Disclosure

SEC source: 0001127602-21-024345 · form4.xml · nonDerivative · entry 1

Boxer Michael A · CIK 0001726596 · Sr. VP and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,318

Read SEC document
August 25, 2021 Filed Aug 26, 2021 20:11 UTC
Holmes Joseph R.VP & Chief Accounting Officer
Tax withholdingCommon Stock 8 $548.08 $4,384.64
Disclosure

SEC source: 0001127602-21-024346 · form4.xml · nonDerivative · entry 1

Holmes Joseph R. · CIK 0001839832 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881

Read SEC document
August 25, 2021 Filed Aug 26, 2021 20:14 UTC
Lagarde MichelExecutive Vice President
Tax withholdingCommon Stock 491 $548.08 $269,107.28
Disclosure

SEC source: 0001127602-21-024347 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,738.205

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.