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NYSE · USD

TMO

THERMO FISHER SCIENTIFIC INC.

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Tapewire entity
2836
SEC CIK
0000097745
Parsed reports
1,766

Last 12 months

Inside the activity.

0 purchase rows · 143 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202601
Mar 2026034
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 2026092
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2022 Filed May 5, 2022 22:09 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,400 $547.99 $767,183.06
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,231.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.69 to $548.59, inclusive.

Read SEC document
May 03, 2022 Filed May 5, 2022 22:09 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 756 $547.09 $413,603.74
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,631.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.69 to $547.61, inclusive.

Read SEC document
May 03, 2022 Filed May 5, 2022 22:09 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,309 $546.14 $714,900.66
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,387.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.69 to $546.61, inclusive.

Read SEC document
May 03, 2022 Filed May 5, 2022 22:09 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,000 $545.02 $545,024.00
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,696.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.60 to $545.56, inclusive.

Read SEC document
May 03, 2022 Filed May 5, 2022 22:09 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 976 $544.13 $531,070.29
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,696.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.51 to $544.45, inclusive.

Read SEC document
May 03, 2022 Filed May 5, 2022 22:09 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 700 $542.02 $379,410.99
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,672.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.75 to $542.61, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), (21), (22) and (23) to this Form 4.

Read SEC document
May 03, 2022 Filed May 5, 2022 22:09 UTC
CASPER MARC NDirector · Chairman & CEO
Exercise / conversionCommon Stock 10,000 $129.77 $1,297,700.00
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,372.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $129.77 $0.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · derivative · entry 20

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,100

Underlying: Common Stock · 10,000 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 200 $552.51 $110,501.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 17

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,372.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $552.41 to $552.60, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 460 $551.40 $253,642.39
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 16

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,572.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.11 to $551.88, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,000 $550.29 $550,285.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 15

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,032.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.97 to $550.65, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 480 $549.24 $263,636.21
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 14

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,032.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $548.94 to $549.84, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 900 $548.15 $493,338.96
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 13

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,512.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.91 to $548.43, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,200 $547.46 $656,946.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 12

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,412.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.80 to $547.77, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 1,025 $545.98 $559,625.50
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 11

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,612.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.56 to $546.37, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 2,095 $545.20 $1,142,191.28
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 10

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,637.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.54 to $545.51, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 600 $543.33 $325,996.98
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 9

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,732.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.84 to $543.75, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 300 $541.75 $162,524.01
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,332.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.40 to $542.01, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 400 $540.42 $216,166.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,632.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.17 to $540.75, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 540 $539.05 $291,085.60
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,032.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.67 to $539.46, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 500 $538.04 $269,021.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,572.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.59 to $538.42, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
SaleCommon Stock 300 $536.90 $161,069.01
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,072.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.29 to $537.24, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14) and (15) to this Form 4.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
Exercise / conversionCommon Stock 10,000 $129.77 $1,297,700.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,372.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:45 UTC SaleCommon Stock 200 $544.36 $108,871.60
Disclosure

SEC source: 0001127602-22-013268 · form4.xml · nonDerivative · entry 1

Spar Debora L · CIK 0001523191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810

Read SEC document
April 02, 2022 Filed Apr 5, 2022 20:59 UTC GrantPhantom Stock Units · Derivative 52.76 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011586 · form4.xml · derivative · entry 1

Keith R. Alexandra · CIK 0001710268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312.87

Underlying: Common Stock · 52.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of April 2, 2022, at a price of $592.34 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of April 2, 2022, at a price of $592.34 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 21:02 UTC GrantPhantom Stock Units · Derivative 61.2 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011589 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,323.51

Underlying: Common Stock · 61.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of April 2, 2022, at a price of $592.34 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of April 2, 2022, at a price of $592.34 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
March 18, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,372.53

Read SEC document
March 17, 2022 Filed May 4, 2022 21:35 UTC
CASPER MARC NDirector · Chairman & CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,372.53

Read SEC document
March 05, 2022 Filed Mar 8, 2022 21:46 UTC
Pettiti GianlucaExecutive Vice President
Tax withholdingCommon Stock 60 $547.32 $32,839.20
Disclosure

SEC source: 0001127602-22-008618 · form4.xml · nonDerivative · entry 1

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521

Read SEC document
March 05, 2022 Filed Mar 8, 2022 21:54 UTC
Lagarde MichelExecutive Vice President & COO
Tax withholdingCommon Stock 120 $547.32 $65,678.40
Disclosure

SEC source: 0001127602-22-008623 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,758.205

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:17 UTC
Lagarde MichelExecutive Vice President & COO
SaleCommon Stock 1,000 $541.52 $541,515.00
Disclosure

SEC source: 0001127602-22-007673 · form4.xml · nonDerivative · entry 2

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,878.205

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:17 UTC
Lagarde MichelExecutive Vice President & COO
SaleCommon Stock 5,100 $541.25 $2,760,375.00
Disclosure

SEC source: 0001127602-22-007673 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,878.205

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:19 UTC
Boxer Michael ASVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 367 $549.83 $201,787.61
Disclosure

SEC source: 0001127602-22-007457 · form4.xml · nonDerivative · entry 1

Boxer Michael A · CIK 0001726596 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,398

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:21 UTC
CASPER MARC NDirector · Chairman & CEO
Tax withholdingCommon Stock 4,169 $549.83 $2,292,241.27
Disclosure

SEC source: 0001127602-22-007458 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,372.53

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:24 UTC
Lagarde MichelExecutive Vice President & COO
Tax withholdingCommon Stock 1,025 $549.83 $563,575.75
Disclosure

SEC source: 0001127602-22-007459 · form4.xml · nonDerivative · entry 1

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,978.205

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:25 UTC
Pettiti GianlucaExecutive Vice President
Tax withholdingCommon Stock 434 $549.83 $238,626.22
Disclosure

SEC source: 0001127602-22-007460 · form4.xml · nonDerivative · entry 1

Pettiti Gianluca · CIK 0001844600 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,581

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:27 UTC
Stevenson Mark PRetiring Executive VP & COO
Tax withholdingCommon Stock 1,880 $549.83 $1,033,680.40
Disclosure

SEC source: 0001127602-22-007461 · form4.xml · nonDerivative · entry 1

Stevenson Mark · CIK 0001387890 · Retiring Executive VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,141

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:29 UTC
Williamson StephenSr. VP and CFO
Tax withholdingCommon Stock 1,121 $549.83 $616,359.43
Disclosure

SEC source: 0001127602-22-007462 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,944

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:19 UTC
Stevenson Mark PRetiring Executive VP & COO
Tax withholdingCommon Stock 1,200 $528.58 $634,296.00
Disclosure

SEC source: 0001127602-22-006845 · form4.xml · nonDerivative · entry 3

Stevenson Mark · CIK 0001387890 · Retiring Executive VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,021

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:19 UTC
Stevenson Mark PRetiring Executive VP & COO
Tax withholdingCommon Stock 1,035 $528.58 $547,080.30
Disclosure

SEC source: 0001127602-22-006845 · form4.xml · nonDerivative · entry 2

Stevenson Mark · CIK 0001387890 · Retiring Executive VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,221

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:19 UTC
Stevenson Mark PRetiring Executive VP & COO
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006845 · form4.xml · nonDerivative · entry 1

Stevenson Mark · CIK 0001387890 · Retiring Executive VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,256

F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 23, 2021. The Company's Compensation Committee determined on February 23, 2022, that the performance criteria related to this award were satisfied. One-third of the shares vested on February 23, 2022, and one-third of the shares vest on February 23, 2023. The remaining one-third will vest on February 23, 2024, and is subject to adjustment (positive or negative) for long-term performance which is based on the comparison of the Company's total shareholder return compound annual growth rate ("CAGR") to the total shareholder return CAGR of each of the companies in the peer group, as specified within the award agreement, over the measurement period starting on January 1, 2021, through to December 31, 2023.

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February 23, 2022 Filed Feb 25, 2022 22:22 UTC
Williamson StephenSr. VP and CFO
GrantStock Option (Right to Buy) · Derivative 11,416 $0.00 Strike: $528.58 $0.00
Disclosure

SEC source: 0001127602-22-006848 · form4.xml · derivative · entry 5

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,416

Underlying: Common Stock · 11,416 shares

Expires 2030-02-23

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 28, 2023.

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February 23, 2022 Filed Feb 25, 2022 22:22 UTC
Williamson StephenSr. VP and CFO
Tax withholdingCommon Stock 811 $528.58 $428,678.38
Disclosure

SEC source: 0001127602-22-006848 · form4.xml · nonDerivative · entry 4

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,065

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February 23, 2022 Filed Feb 25, 2022 22:22 UTC
Williamson StephenSr. VP and CFO
GrantCommon Stock 1,480 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006848 · form4.xml · nonDerivative · entry 3

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,876

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:22 UTC
Williamson StephenSr. VP and CFO
Tax withholdingCommon Stock 725 $528.58 $383,220.50
Disclosure

SEC source: 0001127602-22-006848 · form4.xml · nonDerivative · entry 2

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,396

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:22 UTC
Williamson StephenSr. VP and CFO
GrantCommon Stock 4,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006848 · form4.xml · nonDerivative · entry 1

Williamson Stephen · CIK 0001648929 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,121

F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 23, 2021. The Company's Compensation Committee determined on February 23, 2022, that the performance criteria related to this award were satisfied. One-third of the shares vested on February 23, 2022, and one-third of the shares vest on February 23, 2023. The remaining one-third will vest on February 23, 2024, and is subject to adjustment (positive or negative) for long-term performance which is based on the comparison of the Company's total shareholder return compound annual growth rate ("CAGR") to the total shareholder return CAGR of each of the companies in the peer group, as specified within the award agreement, over the measurement period starting on January 1, 2021, through to December 31, 2023.

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February 23, 2022 Filed Feb 25, 2022 22:25 UTC
Lagarde MichelExecutive Vice President & COO
GrantStock Option (Right to Buy) · Derivative 13,941 $0.00 Strike: $528.58 $0.00
Disclosure

SEC source: 0001127602-22-006851 · form4.xml · derivative · entry 5

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,941

Underlying: Common Stock · 13,941 shares

Expires 2030-02-23

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 28, 2023.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:25 UTC
Lagarde MichelExecutive Vice President & COO
Tax withholdingCommon Stock 864 $528.58 $456,693.12
Disclosure

SEC source: 0001127602-22-006851 · form4.xml · nonDerivative · entry 4

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,003.205

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February 23, 2022 Filed Feb 25, 2022 22:25 UTC
Lagarde MichelExecutive Vice President & COO
GrantCommon Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006851 · form4.xml · nonDerivative · entry 3

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,867.205

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:25 UTC
Lagarde MichelExecutive Vice President & COO
Tax withholdingCommon Stock 899 $528.58 $475,193.42
Disclosure

SEC source: 0001127602-22-006851 · form4.xml · nonDerivative · entry 2

Lagarde Michel · CIK 0001518973 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,061.205

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.