Last 12 months
Inside the activity.
2 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2020 Filed Jul 2, 2020 23:42 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 1,400 | $16.73 | $23,422.00 |
DisclosureSEC source: 0000899243-20-018365 · doc4.xml · nonDerivative · entry 3 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.50 to $17.16 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:42 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 1,106 | $2.21 | $2,444.26 |
DisclosureSEC source: 0000899243-20-018365 · doc4.xml · nonDerivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:42 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 894 | $0.39 | $348.66 |
DisclosureSEC source: 0000899243-20-018365 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 20:28 UTC |
TOBIN JAMES RDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,934 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000899243-20-015443 · doc4.xml · derivative · entry 1 TOBIN JAMES R · CIK 0001190128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,934 Underlying: Common Stock · 15,934 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests in full on the earlier of the first anniversary of the date of grant, June 4, 2021, or the date of the following annual meeting of shareholders of the Company. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 20:37 UTC |
Gunderson Thomas J.Director
|
GrantStock Option (Right to Buy) · Derivative | 15,934 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000899243-20-015473 · doc4.xml · derivative · entry 1 Gunderson Thomas James · CIK 0001708144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,934 Underlying: Common Stock · 15,934 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests in full on the earlier of the first anniversary of the date of grant, June 4, 2021, or the date of the following annual meeting of shareholders of the Company. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 20:27 UTC |
Weill DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,934 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000899243-20-015439 · doc4.xml · derivative · entry 1 Weill David · CIK 0001774270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,934 Underlying: Common Stock · 15,934 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests in full on the earlier of the first anniversary of the date of grant, June 4, 2021, or the date of the following annual meeting of shareholders of the Company. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 20:21 UTC |
Basile Edward MDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,934 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000899243-20-015428 · doc4.xml · derivative · entry 1 Basile Edward M · CIK 0001773661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,934 Underlying: Common Stock · 15,934 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests in full on the earlier of the first anniversary of the date of grant, June 4, 2021, or the date of the following annual meeting of shareholders of the Company. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:10 UTC |
Carey John FVP of Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0000899243-20-014932 · doc4.xml · derivative · entry 3 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,894 Underlying: Common Stock · 2,000 shares Expires 2021-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:10 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 2,000 | $13.21 | $26,420.00 |
DisclosureSEC source: 0000899243-20-014932 · doc4.xml · nonDerivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $13.04 to $13.44 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:10 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 2,000 | $0.39 | $780.00 |
DisclosureSEC source: 0000899243-20-014932 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:04 UTC |
Carey John FVP of Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0000899243-20-011912 · doc4.xml · derivative · entry 4 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,894 Underlying: Common Stock · 2,000 shares Expires 2021-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: The option is fully vested. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:04 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 500 | $17.63 | $8,815.00 |
DisclosureSEC source: 0000899243-20-011912 · doc4.xml · nonDerivative · entry 3 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $17.50 to $17.73, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:04 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 1,500 | $16.86 | $25,290.00 |
DisclosureSEC source: 0000899243-20-011912 · doc4.xml · nonDerivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.45 to $17.39 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:04 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 2,000 | $0.39 | $780.00 |
DisclosureSEC source: 0000899243-20-011912 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 20:22 UTC |
Gordon StephenChief Financial Officer
|
SaleCommon Stock | 9,900 | $18.00 | $178,200.00 |
DisclosureSEC source: 0000899243-20-011556 · doc4.xml · nonDerivative · entry 1 Gordon Stephen · CIK 0001774274 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,571 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:54 UTC |
Gordon StephenChief Financial Officer
|
SaleCommon Stock | 100 | $18.00 | $1,800.00 |
DisclosureSEC source: 0000899243-20-011314 · doc4.xml · nonDerivative · entry 1 Gordon Stephen · CIK 0001774274 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,471 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:33 UTC |
Carey John FVP of Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0000899243-20-010608 · doc4.xml · derivative · entry 3 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,894 Underlying: Common Stock · 2,000 shares Expires 2021-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:33 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 2,000 | $13.10 | $26,200.00 |
DisclosureSEC source: 0000899243-20-010608 · doc4.xml · nonDerivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $13.00 to $13.83, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:33 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 2,000 | $0.39 | $780.00 |
DisclosureSEC source: 0000899243-20-010608 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:57 UTC |
Hassanein Waleed HDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0000899243-20-009647 · doc4.xml · derivative · entry 2 Hassanein Waleed H · CIK 0001430466 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,414 Underlying: Common Stock · 100,000 shares Expires 2021-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:57 UTC |
Hassanein Waleed HDirector · President & CEO
|
Exercise / conversionCommon Stock | 100,000 | $0.39 | $39,000.00 |
DisclosureSEC source: 0000899243-20-009647 · doc4.xml · nonDerivative · entry 1 Hassanein Waleed H · CIK 0001430466 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:30 UTC |
Carey John FVP of Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0000899243-20-006952 · doc4.xml · derivative · entry 4 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,894 Underlying: Common Stock · 2,000 shares Expires 2021-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:30 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 100 | $15.98 | $1,598.00 |
DisclosureSEC source: 0000899243-20-006952 · doc4.xml · nonDerivative · entry 3 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:30 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 1,900 | $15.13 | $28,747.00 |
DisclosureSEC source: 0000899243-20-006952 · doc4.xml · nonDerivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $14.77 to $15.76, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:30 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 2,000 | $0.39 | $780.00 |
DisclosureSEC source: 0000899243-20-006952 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 27, 2020 Filed Mar 6, 2020 23:10 UTC |
Hassanein Waleed HDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 178,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0000899243-20-007510 · doc4.xml · derivative · entry 1 Hassanein Waleed H · CIK 0001430466 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,000 Underlying: Common Stock · 178,000 shares Expires 2030-02-27 F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020. Read SEC document |
| February 27, 2020 Filed Mar 6, 2020 18:13 UTC |
Khayal Tamer IChief Commercial Officer
|
GrantStock Option (Right to Buy · Derivative | 50,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0000899243-20-007515 · doc4.xml · derivative · entry 1 Khayal Tamer I · CIK 0001430462 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-02-27 F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020. Read SEC document |
| February 27, 2020 Filed Mar 6, 2020 23:15 UTC |
Gordon StephenChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0000899243-20-007520 · doc4.xml · derivative · entry 1 Gordon Stephen · CIK 0001774274 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-02-27 F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020. Read SEC document |
| February 27, 2020 Filed Mar 6, 2020 23:14 UTC |
Carey John FVP of Operations
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0000899243-20-007519 · doc4.xml · derivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-02-27 F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020. Read SEC document |
| February 27, 2020 Filed Mar 6, 2020 23:14 UTC |
Sullivan John FVP of Quality & Engineering
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0000899243-20-007517 · doc4.xml · derivative · entry 1 Sullivan John F · CIK 0001774273 · VP of Quality & Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-02-27 F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020. Read SEC document |
| February 27, 2020 Filed Mar 6, 2020 23:11 UTC |
DAMME LAURAVP, Clinical Affairs
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0000899243-20-007513 · doc4.xml · derivative · entry 1 DAMME LAURA · CIK 0001784433 · VP, Clinical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-02-27 F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020. Read SEC document |
| February 27, 2020 Filed Mar 6, 2020 23:11 UTC |
Provost MiriamVP of US Regulatory & FDA Rel.
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0000899243-20-007511 · doc4.xml · derivative · entry 1 Provost Miriam · CIK 0001773663 · VP of US Regulatory & FDA Rel. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-02-27 F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:43 UTC |
Carey John FVP of Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0000899243-20-003282 · doc4.xml · derivative · entry 3 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,894 Underlying: Common Stock · 2,000 shares Expires 2021-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:43 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 2,000 | $17.71 | $35,420.00 |
DisclosureSEC source: 0000899243-20-003282 · doc4.xml · nonDerivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $17.54 to $17.91, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:43 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 2,000 | $0.39 | $780.00 |
DisclosureSEC source: 0000899243-20-003282 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 16:20 UTC |
Khayal Tamer IChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0000899243-20-001634 · doc4.xml · derivative · entry 3 Khayal Tamer I · CIK 0001430462 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,548 Underlying: Common Stock · 5,000 shares Expires 2021-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 16:20 UTC |
Khayal Tamer IChief Commercial Officer
|
SaleCommon Stock | 5,000 | $20.02 | $100,100.00 |
DisclosureSEC source: 0000899243-20-001634 · doc4.xml · nonDerivative · entry 2 Khayal Tamer I · CIK 0001430462 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,076 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.10, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 16:20 UTC |
Khayal Tamer IChief Commercial Officer
|
Exercise / conversionCommon Stock | 5,000 | $0.39 | $1,950.00 |
DisclosureSEC source: 0000899243-20-001634 · doc4.xml · nonDerivative · entry 1 Khayal Tamer I · CIK 0001430462 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 21:19 UTC |
Carey John FVP of Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0000899243-20-001632 · doc4.xml · derivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 2,000 shares Expires 2023-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 21:19 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 2,000 | $0.28 | $560.00 |
DisclosureSEC source: 0000899243-20-001632 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:55 UTC |
Carey John FVP of Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0000899243-20-000554 · doc4.xml · derivative · entry 3 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,894 Underlying: Common Stock · 2,000 shares Expires 2021-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:55 UTC |
Carey John FVP of Operations
|
SaleCommon Stock | 2,000 | $18.95 | $37,900.00 |
DisclosureSEC source: 0000899243-20-000554 · doc4.xml · nonDerivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $18.80 to $19.12, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:55 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 2,000 | $0.39 | $780.00 |
DisclosureSEC source: 0000899243-20-000554 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 22:01 UTC |
Kania EdwinDirector
|
OtherCommon Stock | 3,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-029044 · doc4.xml · nonDerivative · entry 2 KANIA EDWIN M JR · CIK 0001255927 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By OneLiberty Partners 2000, LLC Disclosed balance after: 3,873 F1 · kind: On December 12, 2019, OneLiberty Ventures Fund 2000, L.P. ("OneLiberty 2000") distributed to its limited partners and sole general partner, OneLiberty Partners 2000, LLC ("OneLiberty GP"), pro rata and without consideration, 390,000 shares of the Issuer's common stock. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act, as amended. F1 · price: On December 12, 2019, OneLiberty Ventures Fund 2000, L.P. ("OneLiberty 2000") distributed to its limited partners and sole general partner, OneLiberty Partners 2000, LLC ("OneLiberty GP"), pro rata and without consideration, 390,000 shares of the Issuer's common stock. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act, as amended. F2 · ownership.nature: Edwin M. Kania, Jr. is a manager of OneLiberty GP, which is the general partner of OneLiberty 2000 and OneLiberty Advisors Fund 2000, L.P. ("OneLiberty Advisors 2000" and together with OneLiberty 2000, the "OneLiberty Funds"). Mr. Kania is also the principal of OneLiberty Ventures, Inc., which is the management company for, and provides services in connection with the investment activities of, the OneLiberty Funds. By virtue of the foregoing relationships, Mr. Kania may be deemed to indirectly beneficially own the securities held by OneLiberty GP, the OneLiberty Funds and OneLiberty Ventures, Inc., however he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 22:01 UTC |
Kania EdwinDirector
|
OtherCommon Stock | 390,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-029044 · doc4.xml · nonDerivative · entry 1 KANIA EDWIN M JR · CIK 0001255927 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By OneLiberty Ventures 2000, L.P. Disclosed balance after: 779,571 F1 · kind: On December 12, 2019, OneLiberty Ventures Fund 2000, L.P. ("OneLiberty 2000") distributed to its limited partners and sole general partner, OneLiberty Partners 2000, LLC ("OneLiberty GP"), pro rata and without consideration, 390,000 shares of the Issuer's common stock. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act, as amended. F1 · price: On December 12, 2019, OneLiberty Ventures Fund 2000, L.P. ("OneLiberty 2000") distributed to its limited partners and sole general partner, OneLiberty Partners 2000, LLC ("OneLiberty GP"), pro rata and without consideration, 390,000 shares of the Issuer's common stock. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act, as amended. F2 · ownership.nature: Edwin M. Kania, Jr. is a manager of OneLiberty GP, which is the general partner of OneLiberty 2000 and OneLiberty Advisors Fund 2000, L.P. ("OneLiberty Advisors 2000" and together with OneLiberty 2000, the "OneLiberty Funds"). Mr. Kania is also the principal of OneLiberty Ventures, Inc., which is the management company for, and provides services in connection with the investment activities of, the OneLiberty Funds. By virtue of the foregoing relationships, Mr. Kania may be deemed to indirectly beneficially own the securities held by OneLiberty GP, the OneLiberty Funds and OneLiberty Ventures, Inc., however he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:31 UTC |
UNITED THERAPEUTICS Corp10% owner
Lung Biotechnology PBC10% owner
|
SaleCommon Stock | 500,000 | $18.75 | $9,375,000.00 |
DisclosureSEC source: 0001104659-19-071451 · a4.xml · nonDerivative · entry 1 UNITED THERAPEUTICS Corp · CIK 0001082554 · 10% owner Lung Biotechnology PBC · CIK 0001774528 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lung Biotechnology PBC Disclosed balance after: 2,053,240 F1 · ownership.nature: The securities reported as being indirectly beneficially owned by United Therapeutics Corporation are directly beneficially owned by Lung Biotechnology PBC. Lung Biotechnology PBC is a wholly-owned subsidiary of United Therapeutics Corporation. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:38 UTC |
Sullivan John FVP of Quality & Engineering
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0000899243-19-027523 · doc4.xml · derivative · entry 2 Sullivan John F · CIK 0001774273 · VP of Quality & Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,600 Underlying: Common Stock · 1,400 shares Expires 2023-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:38 UTC |
Sullivan John FVP of Quality & Engineering
|
Exercise / conversionCommon Stock | 1,400 | $0.28 | $392.00 |
DisclosureSEC source: 0000899243-19-027523 · doc4.xml · nonDerivative · entry 1 Sullivan John F · CIK 0001774273 · VP of Quality & Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:39 UTC |
Carey John FVP of Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0000899243-19-027524 · doc4.xml · derivative · entry 2 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 1,200 shares Expires 2023-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:39 UTC |
Carey John FVP of Operations
|
Exercise / conversionCommon Stock | 1,200 | $0.28 | $336.00 |
DisclosureSEC source: 0000899243-19-027524 · doc4.xml · nonDerivative · entry 1 Carey John F · CIK 0001774272 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.