TMDX

SEC source: 0000899243-21-010701 · doc4.xml · nonDerivative · entry 2

Khayal Tamer I · CIK 0001430462 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-010701 · doc4.xml · nonDerivative · entry 1

Khayal Tamer I · CIK 0001430462 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-008448 · doc4.xml · derivative · entry 1

Khayal Tamer I · CIK 0001430462 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2031-02-24

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

SEC source: 0000899243-21-008457 · doc4.xml · derivative · entry 1

Hassanein Waleed H · CIK 0001430466 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 310,000 shares

Expires 2031-02-24

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

SEC source: 0000899243-21-008458 · doc4.xml · derivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2031-02-24

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

SEC source: 0000899243-21-008450 · doc4.xml · derivative · entry 1

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-02-24

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

SEC source: 0000899243-21-008456 · doc4.xml · derivative · entry 1

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-02-24

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

SEC source: 0000899243-21-008444 · doc4.xml · derivative · entry 1

Provost Miriam · CIK 0001773663 · VP of US Regulatory & FDA Rel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-02-24

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

SEC source: 0000899243-21-008443 · doc4.xml · derivative · entry 1

DAMME LAURA · CIK 0001784433 · VP, Clinical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-02-24

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

SEC source: 0000899243-21-006942 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,713

Underlying: Common Stock · 10,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-21-006942 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $31.00 to $31.82, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-006942 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-005693 · doc4.xml · nonDerivative · entry 2

ABRAMS CAPITAL MANAGEMENT, L.P. · CIK 0001358706 · 10% owner

ABRAMS CAPITAL MANAGEMENT, LLC · CIK 0001165407 · 10% owner

Abrams Capital Partners II, L.P. · CIK 0001292420 · 10% owner

ABRAMS CAPITAL, LLC · CIK 0001112443 · 10% owner

Abrams David C · CIK 0001292250 · 10% owner

Riva Capital Partners III, L.P. · CIK 0001525135 · 10% owner

Riva Capital Management III, LLC · CIK 0001775371 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,624,712

F5 · price: Represents the weighted average sale price of shares sold in a series of open market transactions on the transaction date at prices ranging from $33.04461 to $33.31643 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Shares reported herein as beneficially owned by (i) Abrams Capital, LLC ("Abrams Capital") represent shares held for the account of Abrams Capital Partners II, L.P. ("ACP II") and other private investment funds for which Abrams Capital serves as general partner; and (ii) Riva Capital Management III, LLC ("RCM III") represent shares held for the account of Riva Capital Partners III, L.P. ("Riva III"), for which RCM III serves as general partner. Shares reported herein for Abrams Capital Management, L.P. (the "LP") and Abrams Capital Management, LLC (the "LLC") represent shares beneficially owned by private investment funds for which the LP serves as investment manager, including ACP II and Riva III. The LLC is the general partner of the LP. Shares reported herein for Mr. Abrams represent the above referenced shares reported for Abrams Capital, RCM III and the LLC. Mr. Abrams is the managing member of Abrams Capital, RCM III, and the LLC.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: Of the shares sold on February 9, 2021, 365,078 shares were held for the account of ACP II; 327,777 shares were held for the account of Riva III; RCM III may be deemed to beneficially own 327,777 shares; Abrams Capital may be deemed to beneficially own 432,043 shares; and all such shares may be deemed to have been beneficially owned by Mr. Abrams, the LP and the LLC.

SEC source: 0000899243-21-005746 · doc4.xml · nonDerivative · entry 2

TOBIN JAMES R · CIK 0001190128 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the James R. Tobin 2012 Trust

Disclosed balance after: 424,637

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-005746 · doc4.xml · nonDerivative · entry 1

TOBIN JAMES R · CIK 0001190128 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the James R. Tobin 2012 Trust

Disclosed balance after: 424,837

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $32.50 to $33.30 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-005847 · doc4.xml · derivative · entry 4

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,600 shares

Expires 2023-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-21-005847 · doc4.xml · nonDerivative · entry 3

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,828

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-005847 · doc4.xml · nonDerivative · entry 2

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,028

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $32.50 to $33.41 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-005847 · doc4.xml · nonDerivative · entry 1

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-005693 · doc4.xml · nonDerivative · entry 1

ABRAMS CAPITAL MANAGEMENT, L.P. · CIK 0001358706 · 10% owner

ABRAMS CAPITAL MANAGEMENT, LLC · CIK 0001165407 · 10% owner

Abrams Capital Partners II, L.P. · CIK 0001292420 · 10% owner

ABRAMS CAPITAL, LLC · CIK 0001112443 · 10% owner

Abrams David C · CIK 0001292250 · 10% owner

Riva Capital Partners III, L.P. · CIK 0001525135 · 10% owner

Riva Capital Management III, LLC · CIK 0001775371 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,411,376

F1 · price: Represents the weighted average sale price of shares sold in a series of open market transactions on the transaction date at prices ranging from $26.23646 to $26.2918 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Shares reported herein as beneficially owned by (i) Abrams Capital, LLC ("Abrams Capital") represent shares held for the account of Abrams Capital Partners II, L.P. ("ACP II") and other private investment funds for which Abrams Capital serves as general partner; and (ii) Riva Capital Management III, LLC ("RCM III") represent shares held for the account of Riva Capital Partners III, L.P. ("Riva III"), for which RCM III serves as general partner. Shares reported herein for Abrams Capital Management, L.P. (the "LP") and Abrams Capital Management, LLC (the "LLC") represent shares beneficially owned by private investment funds for which the LP serves as investment manager, including ACP II and Riva III. The LLC is the general partner of the LP. Shares reported herein for Mr. Abrams represent the above referenced shares reported for Abrams Capital, RCM III and the LLC. Mr. Abrams is the managing member of Abrams Capital, RCM III, and the LLC.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Of the shares sold on February 8, 2021, 41,063 shares were held for the account of ACP II; 36,868 shares were held for the account of Riva III; RCM III may be deemed to beneficially own 36,868 shares; Abrams Capital may be deemed to beneficially own 48,595 shares; and all such shares may be deemed to have been beneficially owned by Mr. Abrams, the LP and the LLC.

SEC source: 0000899243-21-005748 · doc4.xml · derivative · entry 4

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,713

Underlying: Common Stock · 1,429 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-21-005748 · doc4.xml · nonDerivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-005748 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-005748 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-002615 · doc4.xml · derivative · entry 3

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 9,617 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-21-002615 · doc4.xml · nonDerivative · entry 2

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,828

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $21.99 to $22.55 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-002615 · doc4.xml · nonDerivative · entry 1

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-002088 · doc4.xml · derivative · entry 2

Hassanein Waleed H · CIK 0001430466 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123,414 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-21-002088 · doc4.xml · nonDerivative · entry 1

Hassanein Waleed H · CIK 0001430466 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-000439 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-21-000436 · doc4.xml · derivative · entry 1

RAINES MERILEE · CIK 0001023869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2031-01-01

F1 · derivative.exercise_date: The option vests as to one-third of the shares subject to the option on the first anniversary of the date of grant and in equal monthly installments as to the remainder of the shares for two years thereafter.

SEC source: 0000899243-21-000439 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,755

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-034833 · doc4.xml · nonDerivative · entry 1

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,828

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $17.66 to $18.35 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-20-034318 · doc4.xml · derivative · entry 5

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,617

Underlying: Common Stock · 1,000 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-20-034318 · doc4.xml · nonDerivative · entry 3

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-034318 · doc4.xml · derivative · entry 4

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,617

Underlying: Common Stock · 3,000 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-20-034318 · doc4.xml · nonDerivative · entry 2

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,828

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.50 to $16.81 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-20-034318 · doc4.xml · nonDerivative · entry 1

Sullivan John F · CIK 0001774273 · VP of Quality & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-033750 · doc4.xml · derivative · entry 2

Provost Miriam · CIK 0001773663 · VP of US Regulatory & FDA Rel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,971

Underlying: Common Stock · 4,600 shares

Expires 2028-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested 25% on the first anniversary of the vesting commencement date, February 20, 2018, and will vest at a rate of 2.0833% each month thereafter until the option is fully vested on the fourth anniversary of the vesting date.

SEC source: 0000899243-20-033750 · doc4.xml · nonDerivative · entry 1

Provost Miriam · CIK 0001773663 · VP of US Regulatory & FDA Rel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-024190 · doc4.xml · derivative · entry 3

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-20-024190 · doc4.xml · nonDerivative · entry 2

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $17.23 to $17.90 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-20-024190 · doc4.xml · nonDerivative · entry 1

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-021569 · doc4.xml · derivative · entry 4

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,331

Underlying: Common Stock · 2,000 shares

Expires 2027-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: The option vests as a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, June 22, 2017.

SEC source: 0000899243-20-021569 · doc4.xml · nonDerivative · entry 3

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $18.90 to $19.02 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-20-021569 · doc4.xml · nonDerivative · entry 2

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $17.90 to $18.88 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-20-021569 · doc4.xml · nonDerivative · entry 1

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-018365 · doc4.xml · derivative · entry 6

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,331

Underlying: Common Stock · 1,106 shares

Expires 2027-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: The option vests as a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, June 22, 2017.

SEC source: 0000899243-20-018365 · doc4.xml · derivative · entry 5

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 894 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-20-018365 · doc4.xml · nonDerivative · entry 4

Carey John F · CIK 0001774272 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $17.59 to $18.27 inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.