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Nasdaq · USD

TMCI

TREACE MEDICAL CONCEPTS, INC.

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Tapewire entity
5943
SEC CIK
0001630627
Parsed reports
290

Last 12 months

Inside the activity.

14 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202650
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2025 Filed Dec 3, 2025 21:00 UTC
Guglielmino GaetanoChief Commercial Officer
Tax withholdingCommon Stock 20,090 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-307269 · ownership.xml · nonDerivative · entry 1

Guglielmino Guy · CIK 0002047624 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,910

F1 · balance_after: Includes 280,500 restricted stock units.

Read SEC document
October 25, 2025 Filed Oct 28, 2025 21:00 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 984 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-253800 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,281

F1 · balance_after: Includes 426,170 restricted stock units.

Read SEC document
October 24, 2025 Filed Oct 28, 2025 21:00 UTC
Scanlan Sean F.Chief Innovation Officer
Tax withholdingCommon Stock 208 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-253801 · ownership.xml · nonDerivative · entry 1

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,599

F1 · balance_after: Includes 283,948 restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 01:30 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-228960 · ownership.xml · nonDerivative · entry 2

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,265

F2 · balance_after: Includes 428,670 restricted stock units.

Read SEC document
September 30, 2025 Filed Oct 3, 2025 01:30 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 16,234 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-228960 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,915

F1 · balance_after: Includes 429,670 restricted stock units.

Read SEC document
August 09, 2025 Filed Aug 13, 2025 01:30 UTC
Scanlan Sean F.Chief Innovation Officer
Tax withholdingCommon Stock 9,814 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-107555 · ownership.xml · nonDerivative · entry 1

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,807

F1 · balance_after: Includes 284,798 restricted stock units.

Read SEC document
August 09, 2025 Filed Aug 13, 2025 01:30 UTC
Hair MarkChief Financial Officer
Tax withholdingCommon Stock 22,212 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-107556 · ownership.xml · nonDerivative · entry 1

Hair Mark · CIK 0001725070 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,964

F1 · balance_after: Includes 421,228 restricted stock units.

Read SEC document
August 09, 2025 Filed Aug 13, 2025 01:30 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 10,515 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-107557 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,149

F1 · balance_after: Includes 480,103 restricted stock units.

Read SEC document
August 09, 2025 Filed Aug 13, 2025 01:30 UTC
Berutti AaronSVP, Sales
Tax withholdingCommon Stock 4,907 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-107554 · ownership.xml · nonDerivative · entry 1

Berutti Aaron · CIK 0001871334 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,092

F1 · balance_after: Includes 181,955 restricted stock units.

Read SEC document
July 18, 2025 Filed Jul 22, 2025 21:00 UTC
Scanlan Sean F.Chief Innovation Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 33,437 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0000950170-25-097601 · ownership.xml · derivative · entry 2

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,437 shares

Expires 2025-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vested in equal annual installments over 4 years, commencing on July 28, 2015 with the last installment vesting on July 28, 2019.

Read SEC document
July 18, 2025 Filed Jul 22, 2025 21:00 UTC
Scanlan Sean F.Chief Innovation Officer
Exercise / conversionCommon Stock 33,437 $0.72 $24,001.08
Disclosure

SEC source: 0000950170-25-097601 · ownership.xml · nonDerivative · entry 1

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 325,098 restricted stock units.

F2 · balance_after: Reflects the transfer of 13,897 shares of common stock to the reporting person's former spouse pursuant to a domestic relations order.

Read SEC document
May 20, 2025 Filed May 21, 2025 21:30 UTC
Hanna BetsyDirector
GrantCommon Stock 23,917 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-075890 · ownership.xml · nonDerivative · entry 1

Hanna Betsy · CIK 0001885957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,243

F1 · shares: Represents restricted stock units (RSUs) for which the Reporting Person is entitled to receive one (1) share of Issuer's Common Stock for each RSU upon vesting. The RSUs will be 100% vested on the earlier of (a) May 20, 2026 or (b) the date of the 2026 annual meeting of stockholders, subject to Reporting Person's providing continued service to Issuer through the vesting date. The Reporting Person voluntarily elected to defer receipt of the shares of the Issuer's Common Stock issuable upon settlement of the RSUs until the earlier of a change in control or the Reporting Person's separation of service to the Issuer.

F2 · balance_after: Includes 23,917 restricted stock units.

Read SEC document
May 20, 2025 Filed May 21, 2025 21:30 UTC GrantCommon Stock 23,917 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-075893 · ownership.xml · nonDerivative · entry 1

Berry Lance A · CIK 0001478716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,593

F1 · shares: Represents restricted stock units (RSUs) for which the Reporting Person is entitled to receive one (1) share of Issuer's Common Stock for each RSU upon vesting. The RSUs will be 100% vested on the earlier of (a) May 20, 2026 or (b) the date of the 2026 annual meeting of stockholders, subject to Reporting Person's providing continued service to Issuer through the vesting date. The Reporting Person voluntarily elected to defer receipt of the shares of the Issuer's Common Stock issuable upon settlement of the RSUs until the earlier of a change in control or the Reporting Person's separation of service to the Issuer.

F2 · balance_after: Includes 24,861 restricted stock units.

Read SEC document
May 20, 2025 Filed May 21, 2025 21:30 UTC GrantCommon Stock 23,917 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-075888 · ownership.xml · nonDerivative · entry 1

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,056

F1 · shares: Represents restricted stock units (RSUs) for which the Reporting Person is entitled to receive one (1) share of Issuer's Common Stock for each RSU upon vesting. The RSUs will be 100% vested on the earlier of (a) May 20, 2026 or (b) the date of the 2026 annual meeting of stockholders, subject to Reporting Person's providing continued service to Issuer through the vesting date. The Reporting Person voluntarily elected to defer receipt of the shares of the issuer's Common Stock issuable upon settlement of the RSUs until the earlier of (a) a change in control, (b) the Reporting Person's separation of service to the Issuer, or (c) the fifth anniversary of the RSU's grant date.

F2 · balance_after: Includes 23,917 restricted stock units.

Read SEC document
May 20, 2025 Filed May 21, 2025 17:30 UTC GrantCommon Stock 23,917 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-075889 · ownership.xml · nonDerivative · entry 1

MOTT RICHARD W · CIK 0001210226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,096,861

F1 · shares: Represents restricted stock units (RSUs) for which the Reporting Person is entitled to receive one (1) share of Issuer's Common Stock for each RSU upon vesting. The RSUs will be 100% vested on the earlier of (a) May 20, 2026 or (b) the date of the 2026 annual meeting of stockholders, subject to Reporting Person's providing continued service to Issuer through the vesting date. The Reporting Person voluntarily elected to defer receipt of the shares of the Issuer's Common Stock issuable upon settlement of the RSUs until the earlier of a change in control or the Reporting Person's separation of service to the Issuer.

F2 · balance_after: Includes 23,917 restricted stock units.

Read SEC document
May 20, 2025 Filed May 21, 2025 21:30 UTC GrantCommon Stock 23,917 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-075892 · ownership.xml · nonDerivative · entry 1

HAMILTON LAWRENCE W · CIK 0001326586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,056

F1 · shares: Represents restricted stock units (RSUs) for which the Reporting Person is entitled to receive one (1) share of Issuer's Common Stock for each RSU upon vesting. The RSUs will be 100% vested on the earlier of (a) May 20, 2026 or (b) the date of the 2026 annual meeting of stockholders, subject to Reporting Person's providing continued service to Issuer through the vesting date. The Reporting Person voluntarily elected to defer receipt of the shares of the Issuer's Common Stock issuable upon settlement of the RSUs until the earlier of a change in control or the Reporting Person's separation of service to the Issuer.

F2 · balance_after: Includes 23,917 restricted stock units.

Read SEC document
May 20, 2025 Filed May 21, 2025 21:30 UTC GrantCommon Stock 23,917 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-075891 · ownership.xml · nonDerivative · entry 1

Kiernan Jane E · CIK 0001379171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,949

F1 · shares: Represents restricted stock units (RSUs) for which the Reporting Person is entitled to receive one (1) share of Issuer's Common Stock for each RSU upon vesting. The RSUs will be 100% vested on the earlier of (a) May 20, 2026 or (b) the date of the 2026 annual meeting of stockholders, subject to Reporting Person's providing continued service to Issuer through the vesting date. The Reporting Person voluntarily elected to defer receipt of the shares of the Issuer's Common Stock issuable upon settlement of the RSUs until the earlier of a change in control or the Reporting Person's separation of service to the Issuer.

F2 · balance_after: Includes 24,861 restricted stock units.

Read SEC document
May 20, 2025 Filed May 21, 2025 21:30 UTC
Jain DeeptiDirector
GrantCommon Stock 23,917 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-075894 · ownership.xml · nonDerivative · entry 1

Jain Deepti · CIK 0001840203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,243

F1 · shares: Represents restricted stock units (RSUs) for which the Reporting Person is entitled to receive one (1) share of Issuer's Common Stock for each RSU upon vesting. The RSUs will be 100% vested on the earlier of (a) May 20, 2026 or (b) the date of the 2026 annual meeting of stockholders, subject to Reporting Person's providing continued service to Issuer through the vesting date.

F2 · balance_after: Includes 23,917 restricted stock units.

Read SEC document
May 08, 2025 Filed May 12, 2025 21:30 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 1,894 $7.54 $14,280.76
Disclosure

SEC source: 0000950170-25-069492 · ownership.xml · nonDerivative · entry 2

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,664

F2 · balance_after: Includes 523,283 restricted stock units.

Read SEC document
May 08, 2025 Filed May 12, 2025 21:30 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
GrantCommon Stock 7,775 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-069492 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,558

F1 · shares: Represents performance stock units ("PSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each PSU upon vesting. The PSUs vested upon the accomplishment of a performance goal related to enforcement of the Company's intellectual property rights.

F2 · balance_after: Includes 523,283 restricted stock units.

Read SEC document
March 17, 2025 Filed Mar 20, 2025 01:30 UTC
Scanlan Sean F.Chief Innovation Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0000950170-25-042291 · ownership.xml · derivative · entry 3

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,875

Underlying: Common Stock · 50,000 shares

Expires 2027-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested in equal annual installments over 4 years, commencing on January 30, 2017 with the last installment vesting on January 30, 2021.

Read SEC document
March 17, 2025 Filed Mar 20, 2025 01:30 UTC
Scanlan Sean F.Chief Innovation Officer
SaleCommon Stock 50,000 $7.97 $398,460.00
Disclosure

SEC source: 0000950170-25-042291 · ownership.xml · nonDerivative · entry 2

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 364,081

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.8800 to $8.0900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 325,098 restricted stock units.

Read SEC document
March 17, 2025 Filed Mar 20, 2025 01:30 UTC
Scanlan Sean F.Chief Innovation Officer
Exercise / conversionCommon Stock 50,000 $1.05 $52,500.00
Disclosure

SEC source: 0000950170-25-042291 · ownership.xml · nonDerivative · entry 1

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 414,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 325,098 restricted stock units.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 01:00 UTC
Scanlan Sean F.Chief Innovation Officer
Tax withholdingCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037572 · ownership.xml · nonDerivative · entry 2

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,081

F2 · balance_after: Includes 325,098 restricted stock units.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 01:00 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 5,021 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037574 · ownership.xml · nonDerivative · entry 2

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,789,106

F2 · balance_after: Includes 408,448 restricted stock units

Read SEC document
March 10, 2025 Filed Mar 12, 2025 01:00 UTC
Hair MarkChief Financial Officer
Tax withholdingCommon Stock 3,684 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037566 · ownership.xml · nonDerivative · entry 2

Hair Mark · CIK 0001725070 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,176

F2 · balance_after: Includes 490,315 restricted stock units.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 01:00 UTC
Berutti AaronSVP, Sales
Tax withholdingCommon Stock 1,815 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037575 · ownership.xml · nonDerivative · entry 2

Berutti Aaron · CIK 0001871334 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,999

F2 · balance_after: Includes 202,105 restricted stock units

Read SEC document
March 10, 2025 Filed Mar 12, 2025 01:00 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037569 · ownership.xml · nonDerivative · entry 2

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,783

F2 · balance_after: Includes 523,283 restricted stock units.

Read SEC document
March 08, 2025 Filed Mar 12, 2025 01:00 UTC
Scanlan Sean F.Chief Innovation Officer
Tax withholdingCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037572 · ownership.xml · nonDerivative · entry 1

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,477

F1 · balance_after: Includes 330,829 restricted stock units.

Read SEC document
March 08, 2025 Filed Mar 12, 2025 01:00 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,063 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037574 · ownership.xml · nonDerivative · entry 1

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,794,127

F1 · balance_after: Includes 429,067 restricted stock units

Read SEC document
March 08, 2025 Filed Mar 12, 2025 01:00 UTC
Hair MarkChief Financial Officer
Tax withholdingCommon Stock 961 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037566 · ownership.xml · nonDerivative · entry 1

Hair Mark · CIK 0001725070 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,860

F1 · balance_after: Includes 501,771 restricted stock units.

Read SEC document
March 08, 2025 Filed Mar 12, 2025 01:00 UTC
Berutti AaronSVP, Sales
Tax withholdingCommon Stock 728 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037575 · ownership.xml · nonDerivative · entry 1

Berutti Aaron · CIK 0001871334 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,814

F1 · balance_after: Includes 209,555 restricted stock units

Read SEC document
March 08, 2025 Filed Mar 12, 2025 01:00 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037569 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,458

F1 · balance_after: Includes 530,158 restricted stock units.

Read SEC document
March 04, 2025 Filed Mar 4, 2025 23:30 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 60,000 $8.73 $524,064.00
Disclosure

SEC source: 0000950170-25-032626 · ownership.xml · nonDerivative · entry 1

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,796,190

F1 · price: The price reported in Column 4 is a weighted average purchase price. These shares were bought in multiple transactions at prices ranging from $8.3150 to $8.9400 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 437,536 restricted stock units

Read SEC document
January 22, 2025 Filed Jan 25, 2025 02:30 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-008971 · ownership.xml · nonDerivative · entry 1

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,736,190

F1 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each RSU upon vesting. The RSUs vest in equal annual installments over 4 years, with the first installment vesting on January 22, 2026 and the last installment vesting on January 22, 2029; subject to Reporting Person's providing continued service to Issuer through each vesting date.

F2 · balance_after: Includes 437,536 restricted stock units

Read SEC document
January 22, 2025 Filed Jan 25, 2025 02:30 UTC
Scanlan Sean F.Chief Innovation Officer
GrantCommon Stock 140,625 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-008973 · ownership.xml · nonDerivative · entry 1

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,878

F1 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each RSU upon vesting. The RSUs vest in equal annual installments over 4 years, with the first installment vesting on January 22, 2026 and the last installment vesting on January 22, 2029; subject to Reporting Person's providing continued service to Issuer through each vesting date.

F2 · balance_after: Includes 332,473 restricted stock units.

Read SEC document
January 22, 2025 Filed Jan 25, 2025 02:30 UTC
Hair MarkChief Financial Officer
GrantCommon Stock 187,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-008970 · ownership.xml · nonDerivative · entry 1

Hair Mark · CIK 0001725070 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,821

F1 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each RSU upon vesting. The RSUs vest in equal annual installments over 4 years, with the first installment vesting on January 22, 2026 and the last installment vesting on January 22, 2029; subject to Reporting Person's providing continued service to Issuer through each vesting date.

F2 · balance_after: Holdings include 504,758 restricted stock units and reflect that the Reporting Person no longer has any indirect ownership through dependent children.

Read SEC document
January 22, 2025 Filed Jan 25, 2025 02:30 UTC
Berutti AaronSVP, Sales
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-008974 · ownership.xml · nonDerivative · entry 1

Berutti Aaron · CIK 0001871334 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,542

F1 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each RSU upon vesting. The RSUs vest in equal annual installments over 4 years, with the first installment vesting on January 22, 2026 and the last installment vesting on January 22, 2029; subject to Reporting Person's providing continued service to Issuer through each vesting date.

F2 · balance_after: Includes 212,542 restricted stock units.

Read SEC document
January 22, 2025 Filed Jan 25, 2025 02:30 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
GrantCommon Stock 127,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-008972 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,634

F1 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each RSU upon vesting. The RSUs vest in equal annual installments over 4 years, with the first installment vesting on January 22, 2026 and the last installment vesting on January 22, 2029; subject to Reporting Person's providing continued service to Issuer through each vesting date.

F2 · balance_after: Includes 530,877 restricted stock units

Read SEC document
January 10, 2025 Filed Jan 15, 2025 02:30 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 11,905 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-005577 · ownership.xml · nonDerivative · entry 1

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,511,190

F1 · balance_after: Includes 151,882 restricted stock units

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January 10, 2025 Filed Jan 15, 2025 02:30 UTC
Scanlan Sean F.Chief Innovation Officer
Tax withholdingCommon Stock 4,821 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-005580 · ownership.xml · nonDerivative · entry 1

Scanlan Sean F. · CIK 0001856371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,253

F1 · balance_after: Includes 198,078 restricted stock units.

F2 · balance_after: Reflects the transfer of 20,000 shares of common stock to the reporting person's former spouse pursuant to a domestic relations order.

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January 10, 2025 Filed Jan 15, 2025 02:30 UTC
Hair MarkChief Financial Officer
Tax withholdingCommon Stock 8,594 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-005582 · ownership.xml · nonDerivative · entry 1

Hair Mark · CIK 0001725070 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,321

F1 · balance_after: Includes 326,548 restricted stock units.

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January 10, 2025 Filed Jan 15, 2025 02:30 UTC
Berutti AaronSVP, Sales
Tax withholdingCommon Stock 4,821 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-005578 · ownership.xml · nonDerivative · entry 1

Berutti Aaron · CIK 0001871334 · SVP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,970

F1 · balance_after: Includes 145,454 restricted stock units

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January 10, 2025 Filed Jan 15, 2025 02:30 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 4,544 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-005579 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,134

F1 · balance_after: Includes 403,327 restricted stock units.

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December 01, 2024 Filed Dec 5, 2024 16:30 UTC
Guglielmino GaetanoChief Commercial Officer
GrantCommon Stock 33,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133720 · ownership.xml · nonDerivative · entry 2

Guglielmino Guy · CIK 0002047624 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,000

F3 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each RSU upon vesting. The RSUs vest in four equal annual installments on the first, second, third and fourth anniversaries of the grant date; subject to Reporting Person's providing continued service to Issuer through each vesting date. These RSUs represented a portion of the executive's signing bonus which was granted in equity rather than in cash.

F4 · balance_after: Includes 363,000 RSUs.

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December 01, 2024 Filed Dec 5, 2024 16:30 UTC
Guglielmino GaetanoChief Commercial Officer
GrantCommon Stock 330,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133720 · ownership.xml · nonDerivative · entry 1

Guglielmino Guy · CIK 0002047624 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,000

F1 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each RSU upon vesting. The RSUs vest in four equal annual installments on the first, second, third and fourth anniversaries of the grant date; subject to Reporting Person's providing continued service to Issuer through each vesting date.

F2 · balance_after: includes 330,000 RSUs.

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November 11, 2024 Filed Nov 13, 2024 23:19 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
Tax withholdingCommon Stock 3,787 $8.29 $31,394.23
Disclosure

SEC source: 0000950170-24-126551 · ownership.xml · nonDerivative · entry 2

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,678

F2 · balance_after: Includes 418,702 restricted stock units.

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November 11, 2024 Filed Nov 13, 2024 23:19 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
GrantCommon Stock 15,550 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-126551 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,654

F1 · shares: Represents performance stock units ("PSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each PSU upon vesting. The PSUs vested upon the accomplishment of a performance goal related to enforcement of the Company's intellectual property rights.

F2 · balance_after: Includes 418,702 restricted stock units.

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September 30, 2024 Filed Oct 2, 2024 23:30 UTC
Elder Scot MichaelChief Legl & Comp Off, CorpSec
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111853 · ownership.xml · nonDerivative · entry 1

Elder Scot Michael · CIK 0001916619 · Chief Legl & Comp Off, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,915

F1 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for each RSU upon vesting. The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date; subject to Reporting Person's providing continued service to Issuer through each vesting date.

F2 · balance_after: Includes 433,637 restricted stock units.

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September 16, 2024 Filed Sep 17, 2024 21:17 UTC
Treace John T.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 50,000 $5.31 $265,630.00
Disclosure

SEC source: 0000950170-24-107401 · ownership.xml · nonDerivative · entry 1

Treace John T. · CIK 0001856380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,523,095

F1 · price: The price reported in Column 4 is a weighted average purchase price. These shares were bought in multiple transactions at prices ranging from $5.0550 to $5.5000 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 196,464 restricted stock units

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.