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Nasdaq · USD

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TriSalus Life Sciences, Inc.

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Tapewire entity
5872
SEC CIK
0001826667
Parsed reports
163

Last 12 months

Inside the activity.

12 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202660
Mar 2026014
Apr 202600
May 202661
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 7, 2026 20:02 UTC
Cox Bryan F.Chief of Research
SaleCommon Stock 296 $4.39 $1,299.44
Disclosure

SEC source: 0001628280-26-065326 · wk-form4_1791403369.xml · nonDerivative · entry 1

Cox Bryan F. · CIK 0001981787 · Chief of Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,805

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This transaction does not represent a discretionary sale by the Reporting Person.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 20:02 UTC
Marshak RichardChief Commercial Officer
SaleCommon Stock 325 $4.39 $1,426.75
Disclosure

SEC source: 0001628280-26-065325 · wk-form4_1791403362.xml · nonDerivative · entry 1

Marshak Richard · CIK 0001982638 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,994

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This transaction does not represent a discretionary sale by the Reporting Person.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 20:02 UTC
Stevens JenniferChief Regulatory Officer
SaleCommon Stock 316 $4.39 $1,387.24
Disclosure

SEC source: 0001628280-26-065324 · wk-form4_1791403354.xml · nonDerivative · entry 1

Stevens Jennifer · CIK 0001982621 · Chief Regulatory Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,794

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This transaction does not represent a discretionary sale by the Reporting Person.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 20:02 UTC
Szela Mary TDirector · CEO and President
Tax withholdingCommon Stock 2,693 $4.38 $11,795.34
Disclosure

SEC source: 0001628280-26-065323 · wk-form4_1791403347.xml · nonDerivative · entry 1

Szela Mary T · CIK 0001410289 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,074,990

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units previously granted.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:01 UTC
Patience DavidChief Financial Officer
Tax withholdingCommon Stock 14,650 $4.46 $65,339.00
Disclosure

SEC source: 0001628280-26-047217 · wk-form4_1783368070.xml · nonDerivative · entry 1

Patience David · CIK 0001970009 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,107

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units previously granted.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:02 UTC
Marshak RichardChief Commercial Officer
GrantCommon Stock 561 $3.87 $2,171.07
Disclosure

SEC source: 0001628280-26-046507 · wk-form4_1782936164.xml · nonDerivative · entry 1

Marshak Richard · CIK 0001982638 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,319

F1 · shares: Represents shares acquired by the Reporting Person through the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:04 UTC
Szela Mary TDirector · CEO and President
GrantCommon Stock 3,990 $3.87 $15,441.30
Disclosure

SEC source: 0001628280-26-046519 · wk-form4_1782936285.xml · nonDerivative · entry 1

Szela Mary T · CIK 0001410289 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,077,683

F1 · shares: Represents shares acquired by the Reporting Person through the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

Read SEC document
June 29, 2026 Filed Jun 29, 2026 20:33 UTC
Marshall Richard HenryChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $4.74 $0.00
Disclosure

SEC source: 0001628280-26-046015 · wk-form4_1782765207.xml · derivative · entry 2

Marshall Richard Henry · CIK 0002142265 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,000

Underlying: Common Stock · 120,000 shares

Expires 2036-06-29

F2 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option shall vest on the one-year anniversary of the vesting commencement date of June 29, 2026 (the "VCD"), and 1/36th of the remaining shares shall vest each month thereafter on the same day of the month as the VCD (or if there is no corresponding day, on the last day of the month), subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
June 29, 2026 Filed Jun 29, 2026 20:33 UTC
Marshall Richard HenryChief Medical Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-046015 · wk-form4_1782765207.xml · nonDerivative · entry 1

Marshall Richard Henry · CIK 0002142265 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU Award shall vest in four equal annual installments commencing on the one-year anniversary of the grant date of June 29, 2026, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.

Read SEC document
May 15, 2026 Filed May 18, 2026 16:42 UTC PurchaseCommon Stock 10,000 $2.46 $24,600.00
Disclosure

SEC source: 0001628280-26-035991 · wk-form4_1779136936.xml · nonDerivative · entry 1

Gordon Gary B. · CIK 0001811354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,510

Read SEC document
May 15, 2026 Filed May 18, 2026 20:42 UTC PurchaseCommon Stock 60,000 $2.53 $151,800.00
Disclosure

SEC source: 0001628280-26-035996 · wk-form4_1779136958.xml · nonDerivative · entry 1

Wahlstrom Mats · CIK 0001459154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.52 to $2.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 15, 2026 Filed May 18, 2026 16:42 UTC PurchaseCommon Stock 200,000 $2.50 $500,000.00
Disclosure

SEC source: 0001628280-26-035995 · wk-form4_1779136952.xml · nonDerivative · entry 2

Stansky Michael P · CIK 0001424204 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Skyview Investments LLC

Disclosed balance after: 399,698

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.46 to $2.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F3 · ownership.nature: The securities reported herein are owned by Skyview Investments LLC. Mr. Stansky serves as managing member of Skyview Investments LLC (and in such capacity may be deemed to beneficially own the securities reported herein). Voting and dispositive power over the securities owned by Skyview Investments LLC is exercised in his capacity as managing member.

Read SEC document
May 15, 2026 Filed May 18, 2026 16:42 UTC PurchaseCommon Stock 410,000 $2.50 $1,025,000.00
Disclosure

SEC source: 0001628280-26-035995 · wk-form4_1779136952.xml · nonDerivative · entry 1

Stansky Michael P · CIK 0001424204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,240,722

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.47 to $2.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 15, 2026 Filed May 18, 2026 20:42 UTC
Szela Mary TDirector · CEO and President
PurchaseCommon Stock 39,682 $2.59 $102,776.38
Disclosure

SEC source: 0001628280-26-035994 · wk-form4_1779136946.xml · nonDerivative · entry 1

Szela Mary T · CIK 0001410289 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,065,215

F1 · kind: The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 39,682 shares at a weighted average price of $2.59, with the Reporting Person's sales of 4,358 shares of common stock at a price per share of $4.13 on March 11, 2026 and of 15,944 shares of common stock at a price per share of $3.85. The prior sales represented shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person, and did not represent discretionary sales by the Reporting Person. The Reporting Person paid $27,573.70 to the Issuer, representing the full amount of profit realized in connection with the short-swing transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.48 to $2.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 15, 2026 Filed May 18, 2026 20:42 UTC
Patience DavidChief Financial Officer
PurchaseCommon Stock 7,100 $2.43 $17,253.00
Disclosure

SEC source: 0001628280-26-035992 · wk-form4_1779136942.xml · nonDerivative · entry 1

Patience David · CIK 0001970009 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,757

Read SEC document
May 15, 2026 Filed May 19, 2026 20:08 UTC
Marshak RichardChief Commercial Officer
SaleCommon Stock 543 $2.67 $1,449.81
Disclosure

SEC source: 0001628280-26-036427 · wk-form4_1779221287.xml · nonDerivative · entry 1

Marshak Richard · CIK 0001982638 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,101

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This transaction does not represent a discretionary sale by the Reporting Person.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantDirector Stock Option (right to buy) · Derivative 56,403 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001628280-26-035669 · wk-form4_1778877571.xml · derivative · entry 5

HICKS KERRY R · CIK 0001110473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,625

Underlying: Common Stock · 56,403 shares

Expires 2036-05-13

F5 · derivative.exercise_date: The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 28,201 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035669 · wk-form4_1778877571.xml · nonDerivative · entry 1

HICKS KERRY R · CIK 0001110473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,790

F1 · shares: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantDirector Stock Option (right to buy) · Derivative 56,403 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001628280-26-035663 · wk-form4_1778877546.xml · derivative · entry 3

Valle William · CIK 0002018493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,653

Underlying: Common Stock · 56,403 shares

Expires 2036-05-13

F3 · derivative.exercise_date: The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 24,553 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035663 · wk-form4_1778877546.xml · nonDerivative · entry 2

Valle William · CIK 0002018493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,241

F2 · shares: Represents grant of restricted stock units (the "Retainer RSU Award") payable solely in common stock of the Issuer. The Reporting Person elected to receive the Retainer RSU Award in lieu of 2026 board service retainer cash fees provided for under the Issuer's Non-Employee Director Compensation Policy. The shares subject to the Retainer RSU Award shall vest quarterly in equal one-third installments through the remainder of 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 28,201 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035663 · wk-form4_1778877546.xml · nonDerivative · entry 1

Valle William · CIK 0002018493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,688

F1 · shares: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantDirector Stock Option (right to buy) · Derivative 56,403 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001628280-26-035665 · wk-form4_1778877558.xml · derivative · entry 3

Gordon Gary B. · CIK 0001811354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,653

Underlying: Common Stock · 56,403 shares

Expires 2036-05-13

F3 · derivative.exercise_date: The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 24,553 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035665 · wk-form4_1778877558.xml · nonDerivative · entry 2

Gordon Gary B. · CIK 0001811354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,510

F2 · shares: Represents grant of restricted stock units (the "Retainer RSU Award") payable solely in common stock of the Issuer. The Reporting Person elected to receive the Retainer RSU Award in lieu of 2026 board service retainer cash fees provided for under the Issuer's Non-Employee Director Compensation Policy. The shares subject to the Retainer RSU Award shall vest quarterly in equal one-third installments through the remainder of 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 28,201 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035665 · wk-form4_1778877558.xml · nonDerivative · entry 1

Gordon Gary B. · CIK 0001811354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,957

F1 · shares: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantDirector Stock Option (right to buy) · Derivative 75,204 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001628280-26-035667 · wk-form4_1778877563.xml · derivative · entry 5

Wahlstrom Mats · CIK 0001459154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,149

Underlying: Common Stock · 75,204 shares

Expires 2036-05-13

F5 · derivative.exercise_date: The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 34,226 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035667 · wk-form4_1778877563.xml · nonDerivative · entry 2

Wahlstrom Mats · CIK 0001459154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,555

F2 · shares: Represents grant of restricted stock units (the "Retainer RSU Award") payable solely in common stock of the Issuer. The Reporting Person elected to receive the Retainer RSU Award in lieu of 2026 board service retainer cash fees provided for under the Issuer's Non-Employee Director Compensation Policy. The shares subject to the Retainer RSU Award shall vest quarterly in equal one-third installments through the remainder of 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 37,602 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035667 · wk-form4_1778877563.xml · nonDerivative · entry 1

Wahlstrom Mats · CIK 0001459154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,329

F1 · shares: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantDirector Stock Option (right to buy) · Derivative 47,003 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001628280-26-035662 · wk-form4_1778877538.xml · derivative · entry 4

Stansky Michael P · CIK 0001424204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,540

Underlying: Common Stock · 47,003 shares

Expires 2036-05-13

F4 · derivative.exercise_date: The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 20,089 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035662 · wk-form4_1778877538.xml · nonDerivative · entry 2

Stansky Michael P · CIK 0001424204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830,722

F2 · shares: Represents grant of restricted stock units (the "Retainer RSU Award") payable solely in common stock of the Issuer. The Reporting Person elected to receive the Retainer RSU Award in lieu of 2026 board service retainer cash fees provided for under the Issuer's Non-Employee Director Compensation Policy. The shares subject to the Retainer RSU Award shall vest quarterly in equal one-third installments through the remainder of 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 23,501 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035662 · wk-form4_1778877538.xml · nonDerivative · entry 1

Stansky Michael P · CIK 0001424204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,633

F1 · shares: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantDirector Stock Option (right to buy) · Derivative 56,403 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001628280-26-035664 · wk-form4_1778877552.xml · derivative · entry 3

MATLIN DAVID J · CIK 0001251956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,403

Underlying: Common Stock · 56,403 shares

Expires 2036-05-13

F3 · derivative.exercise_date: The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 23,065 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035664 · wk-form4_1778877552.xml · nonDerivative · entry 2

MATLIN DAVID J · CIK 0001251956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,323,210

F2 · shares: Represents grant of restricted stock units (the "Retainer RSU Award") payable solely in common stock of the Issuer. The Reporting Person elected to receive the Retainer RSU Award in lieu of 2026 board service retainer cash fees provided for under the Issuer's Non-Employee Director Compensation Policy. The shares subject to the Retainer RSU Award shall vest quarterly in equal one-third installments through the remainder of 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:39 UTC GrantCommon Stock 28,201 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035664 · wk-form4_1778877552.xml · nonDerivative · entry 1

MATLIN DAVID J · CIK 0001251956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,145

F1 · shares: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
March 17, 2026 Filed Mar 20, 2026 20:25 UTC
Szela Mary TDirector · CEO and President
SaleCommon Stock 15,944 $3.85 $61,384.40
Disclosure

SEC source: 0001628280-26-020186 · wk-form4_1774038323.xml · nonDerivative · entry 2

Szela Mary T · CIK 0001410289 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,987

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

Read SEC document
March 16, 2026 Filed Mar 20, 2026 16:25 UTC
Devlin JodiChief of Clinical Operations
SaleCommon Stock 273 $4.12 $1,124.76
Disclosure

SEC source: 0001628280-26-020190 · wk-form4_1774038352.xml · nonDerivative · entry 3

Devlin Jodi · CIK 0001992151 · Chief of Clinical Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,364

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

Read SEC document
March 16, 2026 Filed Mar 20, 2026 16:25 UTC
Stevens JenniferChief Regulatory Officer
SaleCommon Stock 774 $4.12 $3,188.88
Disclosure

SEC source: 0001628280-26-020187 · wk-form4_1774038332.xml · nonDerivative · entry 3

Stevens Jennifer · CIK 0001982621 · Chief Regulatory Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,110

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

Read SEC document
March 16, 2026 Filed Mar 20, 2026 20:25 UTC
Marshak RichardChief Commercial Officer
SaleCommon Stock 419 $4.12 $1,726.28
Disclosure

SEC source: 0001628280-26-020188 · wk-form4_1774038338.xml · nonDerivative · entry 3

Marshak Richard · CIK 0001982638 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,397

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

Read SEC document
March 16, 2026 Filed Mar 20, 2026 20:25 UTC
Cox Bryan F.Chief of Research
SaleCommon Stock 579 $4.12 $2,385.48
Disclosure

SEC source: 0001628280-26-020189 · wk-form4_1774038346.xml · nonDerivative · entry 3

Cox Bryan F. · CIK 0001981787 · Chief of Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,415

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

Read SEC document
March 12, 2026 Filed Mar 20, 2026 16:25 UTC
Devlin JodiChief of Clinical Operations
SaleCommon Stock 1,772 $4.09 $7,247.48
Disclosure

SEC source: 0001628280-26-020190 · wk-form4_1774038352.xml · nonDerivative · entry 2

Devlin Jodi · CIK 0001992151 · Chief of Clinical Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,637

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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March 12, 2026 Filed Mar 20, 2026 16:25 UTC
Stevens JenniferChief Regulatory Officer
SaleCommon Stock 1,552 $4.09 $6,347.68
Disclosure

SEC source: 0001628280-26-020187 · wk-form4_1774038332.xml · nonDerivative · entry 2

Stevens Jennifer · CIK 0001982621 · Chief Regulatory Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,884

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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March 12, 2026 Filed Mar 20, 2026 20:25 UTC
Marshak RichardChief Commercial Officer
SaleCommon Stock 1,589 $4.09 $6,499.01
Disclosure

SEC source: 0001628280-26-020188 · wk-form4_1774038338.xml · nonDerivative · entry 2

Marshak Richard · CIK 0001982638 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,816

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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March 12, 2026 Filed Mar 20, 2026 20:25 UTC
Cox Bryan F.Chief of Research
SaleCommon Stock 1,467 $4.09 $6,000.03
Disclosure

SEC source: 0001628280-26-020189 · wk-form4_1774038346.xml · nonDerivative · entry 2

Cox Bryan F. · CIK 0001981787 · Chief of Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,994

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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March 11, 2026 Filed Mar 20, 2026 16:25 UTC
Devlin JodiChief of Clinical Operations
SaleCommon Stock 1,162 $4.13 $4,799.06
Disclosure

SEC source: 0001628280-26-020190 · wk-form4_1774038352.xml · nonDerivative · entry 1

Devlin Jodi · CIK 0001992151 · Chief of Clinical Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,409

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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March 11, 2026 Filed Mar 20, 2026 16:25 UTC
Stevens JenniferChief Regulatory Officer
SaleCommon Stock 1,204 $4.13 $4,972.52
Disclosure

SEC source: 0001628280-26-020187 · wk-form4_1774038332.xml · nonDerivative · entry 1

Stevens Jennifer · CIK 0001982621 · Chief Regulatory Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,436

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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March 11, 2026 Filed Mar 20, 2026 20:25 UTC
Marshak RichardChief Commercial Officer
SaleCommon Stock 1,449 $4.13 $5,984.37
Disclosure

SEC source: 0001628280-26-020188 · wk-form4_1774038338.xml · nonDerivative · entry 1

Marshak Richard · CIK 0001982638 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,405

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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March 11, 2026 Filed Mar 20, 2026 20:25 UTC
Szela Mary TDirector · CEO and President
SaleCommon Stock 4,358 $4.13 $17,998.54
Disclosure

SEC source: 0001628280-26-020186 · wk-form4_1774038323.xml · nonDerivative · entry 1

Szela Mary T · CIK 0001410289 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 768,931

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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March 11, 2026 Filed Mar 20, 2026 20:25 UTC
Cox Bryan F.Chief of Research
SaleCommon Stock 1,138 $4.13 $4,699.94
Disclosure

SEC source: 0001628280-26-020189 · wk-form4_1774038346.xml · nonDerivative · entry 1

Cox Bryan F. · CIK 0001981787 · Chief of Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,461

F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. This transaction does not represent a discretionary sale by the reporting person.

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February 23, 2026 Filed Feb 23, 2026 21:08 UTC PurchaseCommon Stock 30,487 $4.10 $124,996.70
Disclosure

SEC source: 0001628280-26-010604 · wk-form4_1771880892.xml · nonDerivative · entry 1

Valle William · CIK 0002018493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,487

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February 23, 2026 Filed Feb 23, 2026 21:08 UTC PurchaseCommon Stock 9,756 $4.10 $39,999.60
Disclosure

SEC source: 0001628280-26-010605 · wk-form4_1771880900.xml · nonDerivative · entry 1

Gordon Gary B. · CIK 0001811354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,756

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February 23, 2026 Filed Feb 23, 2026 21:08 UTC PurchaseCommon Stock 117,198 $4.10 $480,511.80
Disclosure

SEC source: 0001628280-26-010602 · wk-form4_1771880877.xml · nonDerivative · entry 2

Stansky Michael P · CIK 0001424204 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 199,698

F1 · ownership.nature: These securities were purchased by Skyview Investments LLC. Mr. Stansky serves as managing member of Skyview Investments LLC (and in such capacity may be deemed to beneficially own the securities reported herein). Voting and dispositive power over the securities owned by Skyview Investments LLC is exercised in his capacity as managing member.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.