TLS

SEC source: 0001567619-21-006979 · doc1.xml · nonDerivative · entry 3

MALLOY BRENDAN D · CIK 0001432501 · SVP, Cyber Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 225,000

F2 · balance_after: The shares are held by 33 Black, LLC, a limited liability company of which the reporting person is the manager and of which the reporting person and his spouse are the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

SEC source: 0001567619-21-006979 · doc1.xml · nonDerivative · entry 2

MALLOY BRENDAN D · CIK 0001432501 · SVP, Cyber Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 175,000

F1 · balance_after: This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001567619-21-006979 · doc1.xml · nonDerivative · entry 1

MALLOY BRENDAN D · CIK 0001432501 · SVP, Cyber Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,263

SEC source: 0001567619-21-006905 · doc1.xml · nonDerivative · entry 5

Easley David S · CIK 0001357716 · VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 261,699

F2 · balance_after: The shares are held by EFIT, LLC, a limited liability company of which the reporting person is the manager and of which the reporting person and his spouse are the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

SEC source: 0001567619-21-006905 · doc1.xml · nonDerivative · entry 4

Easley David S · CIK 0001357716 · VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

F2 · balance_after: The shares are held by EFIT, LLC, a limited liability company of which the reporting person is the manager and of which the reporting person and his spouse are the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

SEC source: 0001567619-21-006905 · doc1.xml · nonDerivative · entry 3

Easley David S · CIK 0001357716 · VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 128,232

F2 · balance_after: The shares are held by EFIT, LLC, a limited liability company of which the reporting person is the manager and of which the reporting person and his spouse are the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

SEC source: 0001567619-21-006905 · doc1.xml · nonDerivative · entry 2

Easley David S · CIK 0001357716 · VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 133,467

F1 · balance_after: This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001567619-21-006905 · doc1.xml · nonDerivative · entry 1

Easley David S · CIK 0001357716 · VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,818

SEC source: 0001567619-21-001838 · doc1.xml · derivative · entry 5

Nakazawa Michele · CIK 0001356840 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,179

Underlying: Common Stock · 36,179 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001838 · doc1.xml · nonDerivative · entry 2

Nakazawa Michele · CIK 0001356840 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,377

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001838 · doc1.xml · nonDerivative · entry 1

Nakazawa Michele · CIK 0001356840 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,377

F1 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

SEC source: 0001567619-21-001834 · doc1.xml · derivative · entry 4

WOOD EMMETT J. · CIK 0001504614 · EVP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,118

Underlying: Common Stock · 29,118 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001834 · doc1.xml · nonDerivative · entry 2

WOOD EMMETT J. · CIK 0001504614 · EVP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,621

F3 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001834 · doc1.xml · nonDerivative · entry 1

WOOD EMMETT J. · CIK 0001504614 · EVP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,621

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

SEC source: 0001567619-21-001833 · doc1.xml · derivative · entry 4

Tracy Richard P · CIK 0001357162 · VP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,382

Underlying: Common Stock · 18,382 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001833 · doc1.xml · nonDerivative · entry 2

Tracy Richard P · CIK 0001357162 · VP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,168

F3 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001833 · doc1.xml · nonDerivative · entry 1

Tracy Richard P · CIK 0001357162 · VP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,168

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

SEC source: 0001567619-21-001825 · doc1.xml · derivative · entry 4

MALLOY BRENDAN D · CIK 0001432501 · SVP, Cyber Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001825 · doc1.xml · nonDerivative · entry 2

MALLOY BRENDAN D · CIK 0001432501 · SVP, Cyber Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070,263

F3 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001825 · doc1.xml · nonDerivative · entry 1

MALLOY BRENDAN D · CIK 0001432501 · SVP, Cyber Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,263

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

SEC source: 0001567619-21-001829 · doc1.xml · derivative · entry 4

Pisani Rinaldi D · CIK 0001480574 · SVP, Sales & Alliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,059

Underlying: Common Stock · 22,059 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001829 · doc1.xml · nonDerivative · entry 2

Pisani Rinaldi D · CIK 0001480574 · SVP, Sales & Alliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,195

F3 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001829 · doc1.xml · nonDerivative · entry 1

Pisani Rinaldi D · CIK 0001480574 · SVP, Sales & Alliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,195

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

SEC source: 0001567619-21-001822 · doc1.xml · derivative · entry 4

Griffin Mark D · CIK 0001357717 · President, Telos ID

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,882

Underlying: Common Stock · 30,882 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001822 · doc1.xml · nonDerivative · entry 2

Griffin Mark D · CIK 0001357717 · President, Telos ID

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,319

F3 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001822 · doc1.xml · nonDerivative · entry 1

Griffin Mark D · CIK 0001357717 · President, Telos ID

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,319

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

SEC source: 0001567619-21-001820 · doc1.xml · derivative · entry 4

Fagan Kenneth F Jr. · CIK 0001697688 · VP, Secure Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293

Underlying: Common Stock · 8,293 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001820 · doc1.xml · nonDerivative · entry 2

Fagan Kenneth F Jr. · CIK 0001697688 · VP, Secure Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,590

F3 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001820 · doc1.xml · nonDerivative · entry 1

Fagan Kenneth F Jr. · CIK 0001697688 · VP, Secure Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,590

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

SEC source: 0001567619-21-001816 · doc1.xml · derivative · entry 4

Easley David S · CIK 0001357716 · VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,176

Underlying: Common Stock · 16,176 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001816 · doc1.xml · nonDerivative · entry 2

Easley David S · CIK 0001357716 · VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,693

F3 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001816 · doc1.xml · nonDerivative · entry 1

Easley David S · CIK 0001357716 · VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,693

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

SEC source: 0001567619-21-001813 · doc1.xml · derivative · entry 6

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,971

Underlying: Common Stock · 33,971 shares

Expires 2023-12-31

F5 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F5 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001813 · doc1.xml · nonDerivative · entry 2

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,045

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001813 · doc1.xml · nonDerivative · entry 1

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,045

F1 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

SEC source: 0001567619-21-001807 · doc1.xml · derivative · entry 5

Wood John B · CIK 0001356849 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,118

Underlying: Common Stock · 144,118 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001807 · doc1.xml · nonDerivative · entry 2

Wood John B · CIK 0001356849 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,658,717

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001807 · doc1.xml · nonDerivative · entry 1

Wood John B · CIK 0001356849 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,608,717

F1 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

SEC source: 0001567619-21-001803 · doc1.xml · derivative · entry 5

Williams Edward L · CIK 0001357123 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,941

Underlying: Common Stock · 52,941 shares

Expires 2023-12-31

F4 · derivative.exercise_price: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

F4 · derivative.exercise_date: Each performance-based RSU represents a contingent right to receive one share of Issuer common stock. The performance-based RSUs will vest and be settled in shares of Issuer common stock upon Issuer's common stock (a) trading at or above a market price of $42.50 per share as reported by the NASDAQ Global Market for 20 of 30 consecutive trading days before December 31, 2023, or (b) having a weighted average market price of $42.50 per share as reported by the NASDAQ Global Market over any 30 consecutive trading days before December 31, 2023.

SEC source: 0001567619-21-001803 · doc1.xml · nonDerivative · entry 2

Williams Edward L · CIK 0001357123 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,752

F2 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 50% will vest on January 21, 2022, and (2) 50% will vest on January 20, 2023.

SEC source: 0001567619-21-001803 · doc1.xml · nonDerivative · entry 1

Williams Edward L · CIK 0001357123 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,752

F1 · shares: These shares of common stock represent restricted share units granted pursuant to an award agreement between the reporting person and the Issuer and are subject to forfeiture. The restricted share units awarded will vest and be settled in shares of Issuer common stock in installments as follows: (1) 30% will vest on January 21, 2022, (2) 30% will vest on January 20, 2023, and (3) 40% will vest on January 19, 2024.

SEC source: 0001567619-20-021620 · doc1.xml · nonDerivative · entry 2

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 300,000

F1 · balance_after: This transaction involved a gift of securities by the spouse of the reporting person to the 2020 Denise Wright Family Irrevocable Trust, and the reporting person is the trustee and the sole beneficiary. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

SEC source: 0001567619-20-021620 · doc1.xml · nonDerivative · entry 1

Wright Jefferson V. · CIK 0001565994 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F1 · balance_after: This transaction involved a gift of securities by the spouse of the reporting person to the 2020 Denise Wright Family Irrevocable Trust, and the reporting person is the trustee and the sole beneficiary. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

SEC source: 0001567619-20-021573 · doc1.xml · nonDerivative · entry 5

Wood John B · CIK 0001356849 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 924,000

SEC source: 0001567619-20-021573 · doc1.xml · nonDerivative · entry 4

Wood John B · CIK 0001356849 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

F3 · balance_after: The shares are held by JJJJJV, LLC, a limited liability company of which the reporting person is the manager and of which the reporting person and his spouse are the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

F2 · ownership.nature: This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001567619-20-021573 · doc1.xml · nonDerivative · entry 3

Wood John B · CIK 0001356849 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 462,000

F3 · balance_after: The shares are held by JJJJJV, LLC, a limited liability company of which the reporting person is the manager and of which the reporting person and his spouse are the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.

SEC source: 0001567619-20-021573 · doc1.xml · nonDerivative · entry 2

Wood John B · CIK 0001356849 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 462,000

F2 · balance_after: This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001567619-20-021573 · doc1.xml · nonDerivative · entry 1

Wood John B · CIK 0001356849 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,464,599

F1 · balance_after: Reflects approximately 0.794 to 1 reverse stock split effective November 12, 2020.

SEC source: 0001567619-20-021572 · doc1.xml · nonDerivative · entry 5

Williams Edward L · CIK 0001357123 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 927,000

SEC source: 0001567619-20-021572 · doc1.xml · nonDerivative · entry 4

Williams Edward L · CIK 0001357123 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

F3 · balance_after: The shares are held by Old Landing Ohana, LLC, a limited liability company of which the reporting person is the manager and of which the reporting person and his spouse are the only members. The reporting person disclaims beneficial ownership of the securities and the filing of the report is not an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or otherwise.