TKO

SEC source: 0000899243-23-018808 · doc4.xml · derivative · entry 5

Emanuel Ariel · CIK 0001320234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By January Capital Holdco, LLC

Disclosed balance after: 6,362,799

Underlying: Class A Common Stock · 6,362,799 shares

Expires not disclosed

F3 · derivative.exercise_price: The Common Units are redeemable by the holder for, at the election of the Issuer, (i) newly-issued shares of Class A common stock of the Issuer on a one-for-one basis, subject to appropriate and equitable adjustment for any stock splits, reverse splits, stock dividends or similar events, and (ii) subject to certain conditions, an equivalent amount of cash. Upon the redemption of any Common Units, a number of shares of Class B common stock equal to the number of Common Units that are redeemed will be cancelled by the Issuer for no consideration.

F1 · price: Represents securities received as part of the Issuer's reorganization in connection with Merger, as defined in the Transasction Agreement (as defined and described in the Issuer's prospectus filed with the Securities and Exchange Commission on May 12, 2023). These securities were previously reported on a Form 3 filed by the Reporting Person.

F3 · derivative.exercise_date: The Common Units are redeemable by the holder for, at the election of the Issuer, (i) newly-issued shares of Class A common stock of the Issuer on a one-for-one basis, subject to appropriate and equitable adjustment for any stock splits, reverse splits, stock dividends or similar events, and (ii) subject to certain conditions, an equivalent amount of cash. Upon the redemption of any Common Units, a number of shares of Class B common stock equal to the number of Common Units that are redeemed will be cancelled by the Issuer for no consideration.

F3 · derivative.expiration_date: The Common Units are redeemable by the holder for, at the election of the Issuer, (i) newly-issued shares of Class A common stock of the Issuer on a one-for-one basis, subject to appropriate and equitable adjustment for any stock splits, reverse splits, stock dividends or similar events, and (ii) subject to certain conditions, an equivalent amount of cash. Upon the redemption of any Common Units, a number of shares of Class B common stock equal to the number of Common Units that are redeemed will be cancelled by the Issuer for no consideration.

F2 · ownership.nature: Endeavor Group Holdings, Inc. ("EGH") is the managing member of Endeavor Manager, LLC, which in turn is the managing member of Endeavor Operating Company, LLC ("EOC"). EOC is the managing member of January Capital HoldCo, LLC, which in turn is the managing member of January Capital Sub, LLC. Mr. Emanuel is a member of the governing body of EGH and as a result may be deemed to share beneficial ownership of the securities beneficially owned by EGH. Mr. Emanuel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-23-018808 · doc4.xml · derivative · entry 4

Emanuel Ariel · CIK 0001320234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Endeavor Operating Company, LLC

Disclosed balance after: 76,712,059

Underlying: Class A Common Stock · 76,712,059 shares

Expires not disclosed

F3 · derivative.exercise_price: The Common Units are redeemable by the holder for, at the election of the Issuer, (i) newly-issued shares of Class A common stock of the Issuer on a one-for-one basis, subject to appropriate and equitable adjustment for any stock splits, reverse splits, stock dividends or similar events, and (ii) subject to certain conditions, an equivalent amount of cash. Upon the redemption of any Common Units, a number of shares of Class B common stock equal to the number of Common Units that are redeemed will be cancelled by the Issuer for no consideration.

F1 · price: Represents securities received as part of the Issuer's reorganization in connection with Merger, as defined in the Transasction Agreement (as defined and described in the Issuer's prospectus filed with the Securities and Exchange Commission on May 12, 2023). These securities were previously reported on a Form 3 filed by the Reporting Person.

F3 · derivative.exercise_date: The Common Units are redeemable by the holder for, at the election of the Issuer, (i) newly-issued shares of Class A common stock of the Issuer on a one-for-one basis, subject to appropriate and equitable adjustment for any stock splits, reverse splits, stock dividends or similar events, and (ii) subject to certain conditions, an equivalent amount of cash. Upon the redemption of any Common Units, a number of shares of Class B common stock equal to the number of Common Units that are redeemed will be cancelled by the Issuer for no consideration.

F3 · derivative.expiration_date: The Common Units are redeemable by the holder for, at the election of the Issuer, (i) newly-issued shares of Class A common stock of the Issuer on a one-for-one basis, subject to appropriate and equitable adjustment for any stock splits, reverse splits, stock dividends or similar events, and (ii) subject to certain conditions, an equivalent amount of cash. Upon the redemption of any Common Units, a number of shares of Class B common stock equal to the number of Common Units that are redeemed will be cancelled by the Issuer for no consideration.

F2 · ownership.nature: Endeavor Group Holdings, Inc. ("EGH") is the managing member of Endeavor Manager, LLC, which in turn is the managing member of Endeavor Operating Company, LLC ("EOC"). EOC is the managing member of January Capital HoldCo, LLC, which in turn is the managing member of January Capital Sub, LLC. Mr. Emanuel is a member of the governing body of EGH and as a result may be deemed to share beneficial ownership of the securities beneficially owned by EGH. Mr. Emanuel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-23-018808 · doc4.xml · nonDerivative · entry 3

Emanuel Ariel · CIK 0001320234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By January Capital Sub, LLC

Disclosed balance after: 6,542,033

F1 · price: Represents securities received as part of the Issuer's reorganization in connection with Merger, as defined in the Transasction Agreement (as defined and described in the Issuer's prospectus filed with the Securities and Exchange Commission on May 12, 2023). These securities were previously reported on a Form 3 filed by the Reporting Person.

F2 · ownership.nature: Endeavor Group Holdings, Inc. ("EGH") is the managing member of Endeavor Manager, LLC, which in turn is the managing member of Endeavor Operating Company, LLC ("EOC"). EOC is the managing member of January Capital HoldCo, LLC, which in turn is the managing member of January Capital Sub, LLC. Mr. Emanuel is a member of the governing body of EGH and as a result may be deemed to share beneficial ownership of the securities beneficially owned by EGH. Mr. Emanuel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-23-018808 · doc4.xml · nonDerivative · entry 2

Emanuel Ariel · CIK 0001320234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By January Capital HoldCo, LLC

Disclosed balance after: 6,362,799

F1 · price: Represents securities received as part of the Issuer's reorganization in connection with Merger, as defined in the Transasction Agreement (as defined and described in the Issuer's prospectus filed with the Securities and Exchange Commission on May 12, 2023). These securities were previously reported on a Form 3 filed by the Reporting Person.

F2 · ownership.nature: Endeavor Group Holdings, Inc. ("EGH") is the managing member of Endeavor Manager, LLC, which in turn is the managing member of Endeavor Operating Company, LLC ("EOC"). EOC is the managing member of January Capital HoldCo, LLC, which in turn is the managing member of January Capital Sub, LLC. Mr. Emanuel is a member of the governing body of EGH and as a result may be deemed to share beneficial ownership of the securities beneficially owned by EGH. Mr. Emanuel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-23-018808 · doc4.xml · nonDerivative · entry 1

Emanuel Ariel · CIK 0001320234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Endeavor Operating Company, LLC

Disclosed balance after: 76,712,059

F1 · price: Represents securities received as part of the Issuer's reorganization in connection with Merger, as defined in the Transasction Agreement (as defined and described in the Issuer's prospectus filed with the Securities and Exchange Commission on May 12, 2023). These securities were previously reported on a Form 3 filed by the Reporting Person.

F2 · ownership.nature: Endeavor Group Holdings, Inc. ("EGH") is the managing member of Endeavor Manager, LLC, which in turn is the managing member of Endeavor Operating Company, LLC ("EOC"). EOC is the managing member of January Capital HoldCo, LLC, which in turn is the managing member of January Capital Sub, LLC. Mr. Emanuel is a member of the governing body of EGH and as a result may be deemed to share beneficial ownership of the securities beneficially owned by EGH. Mr. Emanuel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-23-018805 · doc4.xml · derivative · entry 1

KRAFT JONATHAN · CIK 0001232428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,767

Underlying: Class A Common Stock · 1,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs were granted on September 12, 2023 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

F2 · derivative.expiration_date: The RSUs were granted on September 12, 2023 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

SEC source: 0000899243-23-018802 · doc4.xml · derivative · entry 1

BYNOE PETER C B · CIK 0001253889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,767

Underlying: Class A Common Stock · 1,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs were granted on September 12, 2023 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

F2 · derivative.expiration_date: The RSUs were granted on September 12, 2023 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

SEC source: 0000899243-23-018810 · doc4.xml · derivative · entry 1

SHAPIRO MARK S · CIK 0001345978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,651

Underlying: Class A Common Stock · 60,651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs will vest on 9/12/2024.

F2 · derivative.expiration_date: The RSUs will vest on 9/12/2024.

SEC source: 0000899243-23-018804 · doc4.xml · derivative · entry 1

Medina Sonya E · CIK 0001653929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,767

Underlying: Class A Common Stock · 1,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs were granted on September 12, 2023 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

F2 · derivative.expiration_date: The RSUs were granted on September 12, 2023 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

SEC source: 0000899243-23-018809 · doc4.xml · derivative · entry 1

Tellem Nancy · CIK 0001797895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,767

Underlying: Class A Common Stock · 1,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs were granted on September 12, 2023 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

F2 · derivative.expiration_date: The RSUs were granted on September 12, 2023 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.