TJX

SEC source: 0001209191-23-047752 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,050

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $91.07 to $91.22. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-047217 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,223

SEC source: 0001209191-23-046918 · doc4.xml · derivative · entry 3

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,240 shares

Expires 2025-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-23-046918 · doc4.xml · nonDerivative · entry 2

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,600

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $89.23 to $89.30. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-046918 · doc4.xml · nonDerivative · entry 1

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,840

SEC source: 0001209191-23-046734 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,098

F2 · kind: Represents gift on August 18, 2023 by reported individual to a charitable foundation of which the individual is a trustee or officer.

SEC source: 0001209191-23-046734 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,098

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $89.00 to $89.14. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-035471 · doc4.xml · derivative · entry 4

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,173.15

Underlying: Common Stock · 60.92 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035471 · doc4.xml · derivative · entry 3

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,112.23

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035471 · doc4.xml · derivative · entry 2

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,173.15

Underlying: Common Stock · 60.92 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035471 · doc4.xml · derivative · entry 1

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,112.23

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035472 · doc4.xml · derivative · entry 6

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,173.05

Underlying: Common Stock · 1,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035472 · doc4.xml · derivative · entry 5

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,712.05

Underlying: Common Stock · 23.41 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035472 · doc4.xml · derivative · entry 4

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,688.64

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035472 · doc4.xml · derivative · entry 3

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,415.74

Underlying: Common Stock · 110.34 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035472 · doc4.xml · derivative · entry 2

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,305.4

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035472 · doc4.xml · nonDerivative · entry 1

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · price: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035473 · doc4.xml · derivative · entry 6

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,446.05

Underlying: Common Stock · 1,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035473 · doc4.xml · derivative · entry 5

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,985.05

Underlying: Common Stock · 301.9 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035473 · doc4.xml · derivative · entry 4

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,683.15

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035473 · doc4.xml · derivative · entry 3

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,961.64

Underlying: Common Stock · 1,139.75 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035473 · doc4.xml · derivative · entry 2

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,821.89

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035473 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · price: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035474 · doc4.xml · derivative · entry 6

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,759.72

Underlying: Common Stock · 1,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035474 · doc4.xml · derivative · entry 5

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,298.72

Underlying: Common Stock · 154.28 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035474 · doc4.xml · derivative · entry 4

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,144.44

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035474 · doc4.xml · derivative · entry 3

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,683.51

Underlying: Common Stock · 906.91 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035474 · doc4.xml · derivative · entry 2

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,776.6

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035474 · doc4.xml · nonDerivative · entry 1

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · price: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035475 · doc4.xml · derivative · entry 6

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,174

Underlying: Common Stock · 1,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035475 · doc4.xml · derivative · entry 5

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,713

Underlying: Common Stock · 23.43 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035475 · doc4.xml · derivative · entry 4

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,689.57

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035475 · doc4.xml · derivative · entry 3

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043.45

Underlying: Common Stock · 58.94 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035475 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,984.51

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035475 · doc4.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · price: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035476 · doc4.xml · derivative · entry 6

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,842.08

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035476 · doc4.xml · derivative · entry 5

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,612.08

Underlying: Common Stock · 174.29 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035476 · doc4.xml · derivative · entry 4

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,437.79

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035476 · doc4.xml · derivative · entry 3

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,612.08

Underlying: Common Stock · 174.29 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035476 · doc4.xml · derivative · entry 2

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,437.79

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered following the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035476 · doc4.xml · nonDerivative · entry 1

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · price: Receipt of shares from an additional deferred share award granted on June 7, 2022 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035482 · doc4.xml · derivative · entry 6

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from a deferred share award (and corresponding disposition of a deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · derivative.expiration_date: Receipt of shares from a deferred share award (and corresponding disposition of a deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035482 · doc4.xml · derivative · entry 5

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,596.5

Underlying: Common Stock · 862.54 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035482 · doc4.xml · derivative · entry 4

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from a deferred share award (and corresponding disposition of a deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · derivative.expiration_date: Receipt of shares from a deferred share award (and corresponding disposition of a deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035482 · doc4.xml · derivative · entry 3

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,507.71

Underlying: Common Stock · 906.91 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035482 · doc4.xml · nonDerivative · entry 2

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from a deferred share award (and corresponding disposition of a deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · price: Receipt of shares from a deferred share award (and corresponding disposition of a deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035482 · doc4.xml · nonDerivative · entry 1

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from a deferred share award (and corresponding disposition of a deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

F1 · price: Receipt of shares from a deferred share award (and corresponding disposition of a deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2022.

SEC source: 0001209191-23-035485 · doc4.xml · derivative · entry 4

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,188.77

Underlying: Common Stock · 868.89 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, and for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035485 · doc4.xml · derivative · entry 3

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,319.88

Underlying: Common Stock · 1,175.8 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or following the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-23-035485 · doc4.xml · derivative · entry 2

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,188.77

Underlying: Common Stock · 868.89 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2022. Deferred shares will be delivered at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.