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TJX

TJX COMPANIES INC /DE/

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2870
SEC CIK
0000109198
Parsed reports
1,177

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202608
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2009 Filed Sep 18, 2009 22:12 UTC
Rossi Jerome RSEVP, Group President
Exercise / conversionOption · Derivative 41,250 $21.75 Strike: $21.75 $897,187.50
Disclosure

SEC source: 0001209191-09-045110 · doc4.xml · derivative · entry 3

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,250 shares

Expires 2014-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

F2 · security: Options exercised and sales made pursuant to a trading plan under Rule 10b5-1 adopted July 14, 2009.

Read SEC document
September 17, 2009 Filed Sep 18, 2009 22:12 UTC
Rossi Jerome RSEVP, Group President
SaleCommon Stock 41,250 $37.95 $1,565,437.50
Disclosure

SEC source: 0001209191-09-045110 · doc4.xml · nonDerivative · entry 2

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,041

Read SEC document
September 17, 2009 Filed Sep 18, 2009 22:12 UTC
Rossi Jerome RSEVP, Group President
Exercise / conversionCommon Stock 41,250 $21.75 $897,187.50
Disclosure

SEC source: 0001209191-09-045110 · doc4.xml · nonDerivative · entry 1

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 18, 2009 22:14 UTC
Sweetenham PaulSEVP, Group President, Europe
OtherOption · Derivative 28,600 $37.74 Strike: $37.74 $1,079,364.00
Disclosure

SEC source: 0001209191-09-045113 · doc4.xml · derivative · entry 1

Sweetenham Paul · CIK 0001389054 · SEVP, Group President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,600

Underlying: Common Stock · 28,600 shares

Expires 2019-09-17

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

F2 · kind: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise.

F3 · derivative.exercise_date: Granted pursuant to the 1986 Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on September 17, 2010.

Read SEC document
September 06, 2009 Filed Sep 8, 2009 19:58 UTC
Rossi Jerome RSEVP, Group President
Tax withholdingCommon Stock 1,331 $36.19 $48,168.89
Disclosure

SEC source: 0001209191-09-043500 · doc4.xml · nonDerivative · entry 1

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,041

Read SEC document
September 06, 2009 Filed Sep 9, 2009 18:35 UTC
Sweetenham PaulSEVP, Group President, Europe
Tax withholdingCommon Stock 1,743 $36.19 $63,079.17
Disclosure

SEC source: 0001209191-09-043627 · doc4.xml · nonDerivative · entry 1

Sweetenham Paul · CIK 0001389054 · SEVP, Group President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,749

Read SEC document
September 04, 2009 Filed Sep 8, 2009 19:46 UTC
Herrman ErnieSEVP, Group President
Tax withholdingCommon Stock 6,658 $36.19 $240,953.02
Disclosure

SEC source: 0001209191-09-043498 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,189

Read SEC document
August 25, 2009 Filed Aug 26, 2009 21:23 UTC Exercise / conversionOption · Derivative 12,000 $17.48 Strike: $17.48 $209,700.00
Disclosure

SEC source: 0001209191-09-042167 · doc4.xml · derivative · entry 5

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2011-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
August 25, 2009 Filed Aug 26, 2009 21:23 UTC Exercise / conversionOption · Derivative 8,000 $10.16 Strike: $10.16 $81,250.40
Disclosure

SEC source: 0001209191-09-042167 · doc4.xml · derivative · entry 4

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2010-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
August 25, 2009 Filed Aug 26, 2009 21:23 UTC SaleCommon Stock 20,000 $36.59 $731,716.00
Disclosure

SEC source: 0001209191-09-042167 · doc4.xml · nonDerivative · entry 3

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,362

Read SEC document
August 25, 2009 Filed Aug 26, 2009 21:23 UTC Exercise / conversionCommon Stock 12,000 $17.48 $209,700.00
Disclosure

SEC source: 0001209191-09-042167 · doc4.xml · nonDerivative · entry 2

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2009 Filed Aug 26, 2009 21:23 UTC Exercise / conversionCommon Stock 8,000 $10.16 $81,250.40
Disclosure

SEC source: 0001209191-09-042167 · doc4.xml · nonDerivative · entry 1

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2009 Filed Aug 26, 2009 21:28 UTC SaleCommon Stock 7,000 $36.59 $256,142.60
Disclosure

SEC source: 0001209191-09-042169 · doc4.xml · nonDerivative · entry 1

BRANDON DAVID · CIK 0001065739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 21, 2009 Filed Aug 21, 2009 19:56 UTC
Rossi Jerome RSEVP, Group President
Exercise / conversionOption · Derivative 41,250 $21.75 Strike: $21.75 $897,187.50
Disclosure

SEC source: 0001209191-09-041537 · doc4.xml · derivative · entry 3

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 41,250 shares

Expires 2014-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

F2 · security: Options exercised and sales made pursuant to a trading plan under Rule 10b5-1 adopted July 14, 2009.

Read SEC document
August 21, 2009 Filed Aug 21, 2009 19:56 UTC
Rossi Jerome RSEVP, Group President
SaleCommon Stock 41,250 $35.98 $1,484,125.50
Disclosure

SEC source: 0001209191-09-041537 · doc4.xml · nonDerivative · entry 2

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,372

Read SEC document
August 21, 2009 Filed Aug 21, 2009 19:56 UTC
Rossi Jerome RSEVP, Group President
Exercise / conversionCommon Stock 41,250 $21.75 $897,187.50
Disclosure

SEC source: 0001209191-09-041537 · doc4.xml · nonDerivative · entry 1

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2009 Filed Aug 21, 2009 20:03 UTC GiftCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-09-041542 · doc4.xml · nonDerivative · entry 1

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,999

F1 · price: Gift - Price Column Not Applicable

Read SEC document
August 20, 2009 Filed Aug 21, 2009 20:00 UTC
Sweetenham PaulSEVP, Group President, Europe
Exercise / conversionOption · Derivative 12,500 $21.43 Strike: $21.43 $267,875.00
Disclosure

SEC source: 0001209191-09-041538 · doc4.xml · derivative · entry 3

Sweetenham Paul · CIK 0001389054 · SEVP, Group President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2015-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
August 20, 2009 Filed Aug 21, 2009 20:00 UTC
Sweetenham PaulSEVP, Group President, Europe
SaleCommon Stock 11,070 $35.33 $391,084.28
Disclosure

SEC source: 0001209191-09-041538 · doc4.xml · nonDerivative · entry 2

Sweetenham Paul · CIK 0001389054 · SEVP, Group President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,492

Read SEC document
August 20, 2009 Filed Aug 21, 2009 20:00 UTC
Sweetenham PaulSEVP, Group President, Europe
Exercise / conversionCommon Stock 12,500 $21.43 $267,875.00
Disclosure

SEC source: 0001209191-09-041538 · doc4.xml · nonDerivative · entry 1

Sweetenham Paul · CIK 0001389054 · SEVP, Group President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2009 Filed Jul 16, 2009 22:20 UTC
MEYROWITZ CAROLDirector · President and CEO - TJX
SaleCommon Stock 44,168 $34.01 $1,502,193.43
Disclosure

SEC source: 0001209191-09-036713 · doc4.xml · nonDerivative · entry 2

MEYROWITZ CAROL · CIK 0001216135 · Director · President and CEO - TJX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,148

Read SEC document
July 16, 2009 Filed Jul 17, 2009 20:41 UTC
Herrman ErnieSEVP, Group President
Exercise / conversionOption · Derivative 10,000 $21.75 Strike: $21.75 $217,500.00
Disclosure

SEC source: 0001209191-09-036944 · doc4.xml · derivative · entry 6

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Common Stock · 10,000 shares

Expires 2014-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
July 16, 2009 Filed Jul 17, 2009 20:41 UTC
Herrman ErnieSEVP, Group President
Exercise / conversionOption · Derivative 10,000 $20.14 Strike: $20.14 $201,400.00
Disclosure

SEC source: 0001209191-09-036944 · doc4.xml · derivative · entry 5

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
July 16, 2009 Filed Jul 17, 2009 20:41 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 10,000 $34.25 $342,500.00
Disclosure

SEC source: 0001209191-09-036944 · doc4.xml · nonDerivative · entry 4

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,847

Read SEC document
July 16, 2009 Filed Jul 17, 2009 20:41 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 10,000 $34.01 $340,100.00
Disclosure

SEC source: 0001209191-09-036944 · doc4.xml · nonDerivative · entry 3

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,847

Read SEC document
July 16, 2009 Filed Jul 17, 2009 20:41 UTC
Herrman ErnieSEVP, Group President
Exercise / conversionCommon Stock 10,000 $21.75 $217,500.00
Disclosure

SEC source: 0001209191-09-036944 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2009 Filed Jul 17, 2009 20:41 UTC
Herrman ErnieSEVP, Group President
Exercise / conversionCommon Stock 10,000 $20.14 $201,400.00
Disclosure

SEC source: 0001209191-09-036944 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2009 Filed Jul 16, 2009 22:20 UTC
MEYROWITZ CAROLDirector · President and CEO - TJX
SaleCommon Stock 2,400 $34.00 $81,600.00
Disclosure

SEC source: 0001209191-09-036713 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · President and CEO - TJX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,316

Read SEC document
June 25, 2009 Filed Jun 25, 2009 20:09 UTC
Rossi Jerome RSEVP, Group President
Exercise / conversionOption · Derivative 41,250 $20.14 Strike: $20.14 $830,775.00
Disclosure

SEC source: 0001209191-09-033740 · doc4.xml · derivative · entry 3

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,250 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options exercised and sales made pursuant to a trading plan under Rule 10b5-1 adopted April 13, 2009

F2 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
June 25, 2009 Filed Jun 25, 2009 20:09 UTC
Rossi Jerome RSEVP, Group President
SaleCommon Stock 41,250 $31.95 $1,317,937.50
Disclosure

SEC source: 0001209191-09-033740 · doc4.xml · nonDerivative · entry 2

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,372

Read SEC document
June 25, 2009 Filed Jun 25, 2009 20:09 UTC
Rossi Jerome RSEVP, Group President
Exercise / conversionCommon Stock 41,250 $20.14 $830,775.00
Disclosure

SEC source: 0001209191-09-033740 · doc4.xml · nonDerivative · entry 1

Rossi Jerome R · CIK 0001388727 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2009 Filed Jun 11, 2009 21:11 UTC Exercise / conversionOption · Derivative 450,000 $14.63 Strike: $14.63 $6,581,250.00
Disclosure

SEC source: 0001209191-09-031898 · doc4.xml · derivative · entry 3

CAMMARATA BERNARD · CIK 0001216131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450,000 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
June 10, 2009 Filed Jun 11, 2009 21:11 UTC SaleCommon Stock 100,000 $30.46 $3,046,250.00
Disclosure

SEC source: 0001209191-09-031898 · doc4.xml · nonDerivative · entry 2

CAMMARATA BERNARD · CIK 0001216131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,500

Read SEC document
June 10, 2009 Filed Jun 11, 2009 21:11 UTC Exercise / conversionCommon Stock 450,000 $14.63 $6,581,250.00
Disclosure

SEC source: 0001209191-09-031898 · doc4.xml · nonDerivative · entry 1

CAMMARATA BERNARD · CIK 0001216131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
Exercise / conversionOption · Derivative 10,000 $20.14 Strike: $20.14 $201,400.00
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · derivative · entry 9

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 500 $31.02 $15,510.00
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · nonDerivative · entry 8

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,847

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 2,800 $31.01 $86,828.00
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · nonDerivative · entry 7

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,347

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 1,108 $31.00 $34,348.00
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · nonDerivative · entry 6

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,147

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 2,392 $30.99 $74,128.08
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · nonDerivative · entry 5

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,255

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 100 $30.99 $3,098.50
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · nonDerivative · entry 4

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,647

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 2,800 $30.98 $86,744.00
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · nonDerivative · entry 3

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,747

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 300 $30.97 $9,291.00
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,547

Read SEC document
June 09, 2009 Filed Jun 10, 2009 16:13 UTC
Herrman ErnieSEVP, Group President
Exercise / conversionCommon Stock 10,000 $20.14 $201,400.00
Disclosure

SEC source: 0001209191-09-031550 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2009 Filed Jun 9, 2009 15:13 UTC
Herrman ErnieSEVP, Group President
Exercise / conversionOption · Derivative 20,000 $20.14 Strike: $20.14 $402,800.00
Disclosure

SEC source: 0001209191-09-031289 · doc4.xml · derivative · entry 11

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
June 08, 2009 Filed Jun 9, 2009 15:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 1,400 $30.70 $42,980.00
Disclosure

SEC source: 0001209191-09-031289 · doc4.xml · nonDerivative · entry 10

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,847

Read SEC document
June 08, 2009 Filed Jun 9, 2009 15:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 2,000 $30.71 $61,420.00
Disclosure

SEC source: 0001209191-09-031289 · doc4.xml · nonDerivative · entry 9

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,247

Read SEC document
June 08, 2009 Filed Jun 9, 2009 15:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 3,500 $30.68 $107,380.00
Disclosure

SEC source: 0001209191-09-031289 · doc4.xml · nonDerivative · entry 8

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,247

Read SEC document
June 08, 2009 Filed Jun 9, 2009 15:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 5,700 $30.69 $174,933.00
Disclosure

SEC source: 0001209191-09-031289 · doc4.xml · nonDerivative · entry 7

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,747

Read SEC document
June 08, 2009 Filed Jun 9, 2009 15:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 3,200 $30.72 $98,304.00
Disclosure

SEC source: 0001209191-09-031289 · doc4.xml · nonDerivative · entry 6

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,447

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June 08, 2009 Filed Jun 9, 2009 15:13 UTC
Herrman ErnieSEVP, Group President
SaleCommon Stock 800 $30.67 $24,536.00
Disclosure

SEC source: 0001209191-09-031289 · doc4.xml · nonDerivative · entry 5

Herrman Ernie · CIK 0001388774 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,647

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.