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TJX

TJX COMPANIES INC /DE/

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Tapewire entity
2870
SEC CIK
0000109198
Parsed reports
1,177

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202608
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2016 Filed Jun 9, 2016 22:23 UTC
Abdalla ZeinDirector
GrantDeferred Stock Units · Derivative 1,049.04 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-126910 · doc4.xml · derivative · entry 2

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147.21

Underlying: Common Stock · 1,049.04 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

Read SEC document
June 07, 2016 Filed Jun 9, 2016 22:23 UTC
Abdalla ZeinDirector
Exercise / conversionCommon Stock 1,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-126910 · doc4.xml · nonDerivative · entry 1

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted on June 11, 2015 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 11, 2015.

F1 · price: Receipt of deferred shares granted on June 11, 2015 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 11, 2015.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 16:03 UTC
MEYROWITZ CAROLDirector · Executive Chairman
SaleCommon Stock 64,160 $76.56 $4,912,057.52
Disclosure

SEC source: 0001209191-16-124930 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,231

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $76.25 to $76.70. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 24, 2016 Filed May 26, 2016 14:37 UTC
Herrman ErnieDirector · CEO & President
SaleCommon Stock 24,776 $75.40 $1,868,127.74
Disclosure

SEC source: 0001209191-16-123417 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,661

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $75.40 to $75.41. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2016 Filed May 23, 2016 19:24 UTC
Sherr RichardSEVP, Group President
SaleCommon Stock 2,500 $75.47 $188,675.00
Disclosure

SEC source: 0001209191-16-122525 · doc4.xml · nonDerivative · entry 3

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted November 19, 2015.

Read SEC document
May 23, 2016 Filed May 23, 2016 19:24 UTC
Sherr RichardSEVP, Group President
SaleCommon Stock 15,000 $75.47 $1,132,050.00
Disclosure

SEC source: 0001209191-16-122525 · doc4.xml · nonDerivative · entry 2

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,500

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted November 19, 2015.

Read SEC document
May 20, 2016 Filed May 23, 2016 18:53 UTC
Herrman ErnieDirector · CEO & President
SaleCommon Stock 24,000 $75.75 $1,818,007.20
Disclosure

SEC source: 0001209191-16-122495 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,437

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $75.75 to $75.76. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2016 Filed May 23, 2016 18:53 UTC
Herrman ErnieDirector · CEO & President
SaleCommon Stock 20,000 $75.50 $1,510,000.00
Disclosure

SEC source: 0001209191-16-122495 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,437

Read SEC document
May 19, 2016 Filed May 23, 2016 19:04 UTC Exercise / conversionOption · Derivative 7,987 $0.00 Strike: $59.70 $0.00
Disclosure

SEC source: 0001209191-16-122505 · doc4.xml · derivative · entry 7

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,973

Underlying: Common Stock · 7,987 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
May 19, 2016 Filed May 23, 2016 19:04 UTC Exercise / conversionOption · Derivative 1,176 $0.00 Strike: $56.72 $0.00
Disclosure

SEC source: 0001209191-16-122505 · doc4.xml · derivative · entry 6

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588

Underlying: Common Stock · 1,176 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
May 19, 2016 Filed May 23, 2016 19:04 UTC Exercise / conversionOption · Derivative 11,760 $0.00 Strike: $56.72 $0.00
Disclosure

SEC source: 0001209191-16-122505 · doc4.xml · derivative · entry 5

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,880

Underlying: Common Stock · 11,760 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
May 19, 2016 Filed May 23, 2016 19:04 UTC Exercise / conversionCommon Stock 20,923 $75.39 $1,577,384.97
Disclosure

SEC source: 0001209191-16-122505 · doc4.xml · nonDerivative · entry 4

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $75.34 to $75.51. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2016 Filed May 23, 2016 19:04 UTC Exercise / conversionCommon Stock 7,987 $59.70 $476,823.90
Disclosure

SEC source: 0001209191-16-122505 · doc4.xml · nonDerivative · entry 3

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2016 Filed May 23, 2016 19:04 UTC Exercise / conversionCommon Stock 1,176 $56.72 $66,702.72
Disclosure

SEC source: 0001209191-16-122505 · doc4.xml · nonDerivative · entry 2

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2016 Filed May 23, 2016 19:04 UTC Exercise / conversionCommon Stock 11,760 $56.72 $667,027.20
Disclosure

SEC source: 0001209191-16-122505 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2016 Filed May 23, 2016 19:24 UTC
Sherr RichardSEVP, Group President
SaleCommon Stock 1,032 $75.36 $77,771.62
Disclosure

SEC source: 0001209191-16-122525 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

Read SEC document
April 18, 2016 Filed Apr 18, 2016 20:41 UTC SaleCommon Stock 10,000 $77.15 $771,500.00
Disclosure

SEC source: 0001209191-16-114561 · doc4.xml · nonDerivative · entry 3

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,571

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted February 29, 2016.

Read SEC document
April 18, 2016 Filed Apr 18, 2016 20:41 UTC SaleCommon Stock 7,393 $77.15 $570,369.95
Disclosure

SEC source: 0001209191-16-114561 · doc4.xml · nonDerivative · entry 2

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,571

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted February 29, 2016.

Read SEC document
April 15, 2016 Filed Apr 18, 2016 20:41 UTC Tax withholdingCommon Stock 9,429 $77.30 $728,861.70
Disclosure

SEC source: 0001209191-16-114561 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,964

Read SEC document
April 15, 2016 Filed Apr 18, 2016 21:01 UTC
Herrman ErnieDirector · CEO & President
Tax withholdingCommon Stock 61,224 $77.30 $4,732,615.20
Disclosure

SEC source: 0001209191-16-114577 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,437

Read SEC document
April 15, 2016 Filed Apr 18, 2016 21:06 UTC
MacMillan MichaelSEVP, Group President
Tax withholdingCommon Stock 18,820 $77.30 $1,454,786.00
Disclosure

SEC source: 0001209191-16-114580 · doc4.xml · nonDerivative · entry 1

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,180

Read SEC document
April 15, 2016 Filed Apr 18, 2016 21:18 UTC
Canestrari KennethSEVP - Group President
Tax withholdingCommon Stock 4,696 $77.30 $363,000.80
Disclosure

SEC source: 0001209191-16-114590 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,572

Read SEC document
April 15, 2016 Filed Apr 18, 2016 21:29 UTC
Sherr RichardSEVP, Group President
Tax withholdingCommon Stock 14,115 $77.30 $1,091,089.50
Disclosure

SEC source: 0001209191-16-114593 · doc4.xml · nonDerivative · entry 2

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,532

Read SEC document
April 15, 2016 Filed Apr 18, 2016 21:29 UTC
Sherr RichardSEVP, Group President
Tax withholdingCommon Stock 2,353 $77.30 $181,886.90
Disclosure

SEC source: 0001209191-16-114593 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,647

Read SEC document
March 29, 2016 Filed Mar 30, 2016 21:06 UTC
Herrman ErnieDirector · CEO & President
GrantCommon Stock 114,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-111096 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,661

F1 · kind: Deferred stock award under the Company's Stock Incentive Plan with performance-based vesting criteria. Shares are issued and delivered following vesting of the award. Includes the right to have shares withheld to satisfy tax withholding obligations upon vesting.

Read SEC document
March 29, 2016 Filed Mar 30, 2016 21:19 UTC
MEYROWITZ CAROLDirector · Executive Chairman
GrantCommon Stock 63,598 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-111097 · doc4.xml · nonDerivative · entry 2

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,391

F1 · kind: Deferred stock award under the Company's Stock Incentive Plan with performance-based vesting criteria. Shares are issued and delivered following vesting of the award. Includes the right to have shares withheld to satisfy tax withholding obligations upon vesting.

Read SEC document
March 29, 2016 Filed Mar 31, 2016 18:23 UTC
MacMillan MichaelSEVP, Group President
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-111189 · doc4.xml · nonDerivative · entry 1

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · kind: Deferred stock award under the Company's Stock Incentive Plan with performance-based vesting criteria. Shares are issued and delivered following vesting of the award. Includes the right to have shares withheld to satisfy tax withholding obligations upon vesting.

Read SEC document
March 29, 2016 Filed Mar 31, 2016 18:26 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-111190 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,393

F1 · kind: Deferred stock award under the Company's Stock Incentive Plan with performance-based vesting criteria. Shares are issued and delivered following vesting of the award. Includes the right to have shares withheld to satisfy tax withholding obligations upon vesting.

Read SEC document
March 29, 2016 Filed Mar 31, 2016 18:29 UTC
Canestrari KennethSEVP - Group President
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-111191 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,268

F1 · kind: Deferred stock award under the Company's Stock Incentive Plan with performance-based vesting criteria. Shares are issued and delivered following vesting of the award. Includes the right to have shares withheld to satisfy tax withholding obligations upon vesting.

Read SEC document
March 29, 2016 Filed Mar 31, 2016 18:31 UTC
Sherr RichardSEVP, Group President
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-111192 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

F1 · kind: Deferred stock award under the Company's Stock Incentive Plan with performance-based vesting criteria. Shares are issued and delivered following vesting of the award. Includes the right to have shares withheld to satisfy tax withholding obligations upon vesting.

Read SEC document
March 28, 2016 Filed Mar 30, 2016 21:19 UTC
MEYROWITZ CAROLDirector · Executive Chairman
Tax withholdingCommon Stock 117,738 $77.76 $9,155,306.88
Disclosure

SEC source: 0001209191-16-111097 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,793

Read SEC document
March 04, 2016 Filed Mar 4, 2016 22:40 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionOption · Derivative 20,000 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001209191-16-106192 · doc4.xml · derivative · entry 3

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,380

Underlying: Common Stock · 20,000 shares

Expires 2021-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
March 04, 2016 Filed Mar 4, 2016 22:40 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 20,000 $75.57 $1,511,370.00
Disclosure

SEC source: 0001209191-16-106192 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $75.54 to $75.60. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2016 Filed Mar 4, 2016 22:40 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 20,000 $26.56 $531,100.00
Disclosure

SEC source: 0001209191-16-106192 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2016 Filed Mar 8, 2016 21:45 UTC
MEYROWITZ CAROLDirector · Executive Chairman
SaleCommon Stock 11,800 $75.66 $892,771.48
Disclosure

SEC source: 0001209191-16-106988 · doc4.xml · nonDerivative · entry 2

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,531

F2 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $75.65 to $75.70. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2016 Filed Mar 8, 2016 21:45 UTC
MEYROWITZ CAROLDirector · Executive Chairman
SaleCommon Stock 53,000 $75.46 $3,999,152.10
Disclosure

SEC source: 0001209191-16-106988 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,331

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $75.19 to $75.715. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 21:40 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionOption · Derivative 25,000 $0.00 Strike: $20.57 $0.00
Disclosure

SEC source: 0001209191-16-103983 · doc4.xml · derivative · entry 3

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 21:40 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 25,000 $75.35 $1,883,662.50
Disclosure

SEC source: 0001209191-16-103983 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $75.27 to $75.42. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 21:40 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 25,000 $20.57 $514,125.00
Disclosure

SEC source: 0001209191-16-103983 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 21:45 UTC Exercise / conversionOption · Derivative 15,500 $0.00 Strike: $45.17 $0.00
Disclosure

SEC source: 0001209191-16-103990 · doc4.xml · derivative · entry 4

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,500 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 21:45 UTC SaleCommon Stock 4,672 $74.92 $350,039.79
Disclosure

SEC source: 0001209191-16-103990 · doc4.xml · nonDerivative · entry 3

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,393

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $74.34 to $75.32. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 21:45 UTC Exercise / conversionCommon Stock 15,500 $74.92 $1,161,304.95
Disclosure

SEC source: 0001209191-16-103990 · doc4.xml · nonDerivative · entry 2

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $74.34 to $75.32. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 21:45 UTC Exercise / conversionCommon Stock 15,500 $45.17 $700,135.00
Disclosure

SEC source: 0001209191-16-103990 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2016 Filed Feb 29, 2016 19:58 UTC
LANE AMY BDirector
SaleCommon Stock 750 $75.64 $56,727.75
Disclosure

SEC source: 0001209191-16-103306 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,308

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February 26, 2016 Filed Feb 29, 2016 23:02 UTC
MacMillan MichaelSEVP, Group President
Exercise / conversionOption · Derivative 7,987 $0.00 Strike: $59.70 $0.00
Disclosure

SEC source: 0001209191-16-103522 · doc4.xml · derivative · entry 10

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,973

Underlying: Common Stock · 7,987 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

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February 26, 2016 Filed Feb 29, 2016 23:02 UTC
MacMillan MichaelSEVP, Group President
Exercise / conversionOption · Derivative 1,528 $0.00 Strike: $56.72 $0.00
Disclosure

SEC source: 0001209191-16-103522 · doc4.xml · derivative · entry 9

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Common Stock · 1,528 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
February 26, 2016 Filed Feb 29, 2016 23:02 UTC
MacMillan MichaelSEVP, Group President
Exercise / conversionOption · Derivative 15,280 $0.00 Strike: $56.72 $0.00
Disclosure

SEC source: 0001209191-16-103522 · doc4.xml · derivative · entry 8

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Common Stock · 15,280 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
February 26, 2016 Filed Feb 29, 2016 23:02 UTC
MacMillan MichaelSEVP, Group President
Exercise / conversionOption · Derivative 9,596 $0.00 Strike: $45.17 $0.00
Disclosure

SEC source: 0001209191-16-103522 · doc4.xml · derivative · entry 7

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,596 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
February 26, 2016 Filed Feb 29, 2016 23:02 UTC
MacMillan MichaelSEVP, Group President
SaleCommon Stock 37,015 $74.63 $2,762,392.44
Disclosure

SEC source: 0001209191-16-103522 · doc4.xml · nonDerivative · entry 6

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $74.34 to $74.93. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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February 26, 2016 Filed Feb 29, 2016 23:02 UTC
MacMillan MichaelSEVP, Group President
Exercise / conversionCommon Stock 34,391 $74.63 $2,566,565.94
Disclosure

SEC source: 0001209191-16-103522 · doc4.xml · nonDerivative · entry 5

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $74.34 to $74.93. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.