TJX

SEC source: 0001209191-18-015802 · doc4.xml · nonDerivative · entry 2

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,856

F2 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $83.75 to $83.84. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-015692 · doc4.xml · derivative · entry 5

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,235 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-015692 · doc4.xml · derivative · entry 4

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,350 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-015692 · doc4.xml · nonDerivative · entry 3

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $84.18 to $84.355. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-015692 · doc4.xml · nonDerivative · entry 2

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-015692 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-015736 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,998

SEC source: 0001209191-18-015757 · doc4.xml · derivative · entry 5

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,660

Underlying: Common Stock · 7,330 shares

Expires 2026-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-015757 · doc4.xml · derivative · entry 4

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,583

Underlying: Common Stock · 15,167 shares

Expires 2025-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-015757 · doc4.xml · nonDerivative · entry 3

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $84.16 to $84.29. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-015757 · doc4.xml · nonDerivative · entry 2

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-015757 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-015802 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,098

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $83.75 to $83.86. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-007405 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,118

SEC source: 0001209191-17-061847 · doc4.xml · nonDerivative · entry 1

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,027

F1 · price: Gift - Price Column Not Applicable

SEC source: 0001209191-17-052929 · doc4.xml · derivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,540

Underlying: Common Stock · 19,540 shares

Expires 2027-09-14

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

F2 · kind: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise.

F3 · derivative.exercise_date: Granted pursuant to Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on exercisable date.

SEC source: 0001209191-17-052928 · doc4.xml · derivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,540

Underlying: Common Stock · 19,540 shares

Expires 2027-09-14

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

F2 · kind: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise.

F3 · derivative.exercise_date: Granted pursuant to Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on exercisable date.

SEC source: 0001209191-17-052931 · doc4.xml · derivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,220

Underlying: Common Stock · 43,220 shares

Expires 2027-09-14

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

F2 · kind: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise.

F3 · derivative.exercise_date: Granted pursuant to Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on exercisable date.

SEC source: 0001209191-17-052932 · doc4.xml · derivative · entry 1

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,540

Underlying: Common Stock · 19,540 shares

Expires 2027-09-14

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

F2 · kind: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise.

F3 · derivative.exercise_date: Granted pursuant to Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on exercisable date.

SEC source: 0001209191-17-052935 · doc4.xml · derivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,540

Underlying: Common Stock · 22,540 shares

Expires 2027-09-14

F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

F2 · kind: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise.

F3 · derivative.exercise_date: Granted pursuant to Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on exercisable date.

SEC source: 0001209191-17-053585 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,821

F1 · kind: Represents gift on September 12, 2017 by reporting individual to a charitable foundation of which the individual is a trustee or officer.

SEC source: 0001209191-17-052287 · doc4.xml · derivative · entry 3

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,213 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-17-052287 · doc4.xml · nonDerivative · entry 2

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-052287 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-051222 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,821

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $72.50 to $72.61. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-026001 · doc4.xml · nonDerivative · entry 2

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,282

F1 · kind: Transfer of securities into trust for the benefit of reporting person and family members.

SEC source: 0001209191-18-026001 · doc4.xml · nonDerivative · entry 1

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Investment Company

Disclosed balance after: 0

F1 · kind: Transfer of securities into trust for the benefit of reporting person and family members.

F2 · ownership.nature: Reflects previous transfer of securities from direct ownership to investment company.

SEC source: 0001209191-17-038472 · doc4.xml · derivative · entry 6

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051.11

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.

F1 · derivative.expiration_date: Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.

SEC source: 0001209191-17-038472 · doc4.xml · derivative · entry 5

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,116.11

Underlying: Common Stock · 277.04 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038472 · doc4.xml · derivative · entry 4

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,839.07

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038472 · doc4.xml · derivative · entry 3

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,587.82

Underlying: Common Stock · 313.01 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038472 · doc4.xml · derivative · entry 2

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,274.81

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038472 · doc4.xml · nonDerivative · entry 1

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.

F1 · price: Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.

SEC source: 0001209191-17-038474 · doc4.xml · derivative · entry 4

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,587.82

Underlying: Common Stock · 313.01 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038474 · doc4.xml · derivative · entry 3

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,274.81

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038474 · doc4.xml · derivative · entry 2

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,587.82

Underlying: Common Stock · 313.01 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038474 · doc4.xml · derivative · entry 1

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,274.81

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038475 · doc4.xml · derivative · entry 6

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,033.52

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.

F1 · derivative.expiration_date: Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.

SEC source: 0001209191-17-038475 · doc4.xml · derivative · entry 5

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098.52

Underlying: Common Stock · 73.02 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038475 · doc4.xml · derivative · entry 4

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025.5

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038475 · doc4.xml · derivative · entry 3

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,736

Underlying: Common Stock · 329.73 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038475 · doc4.xml · derivative · entry 2

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,406.27

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038475 · doc4.xml · nonDerivative · entry 1

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.

F1 · price: Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.

SEC source: 0001209191-17-038480 · doc4.xml · derivative · entry 4

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,736

Underlying: Common Stock · 329.73 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038480 · doc4.xml · derivative · entry 3

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,406.27

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038480 · doc4.xml · derivative · entry 2

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,736

Underlying: Common Stock · 329.73 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038480 · doc4.xml · derivative · entry 1

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,406.27

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038481 · doc4.xml · derivative · entry 4

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611.41

Underlying: Common Stock · 4.07 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since November 29, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since November 29, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038481 · doc4.xml · derivative · entry 3

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607.34

Underlying: Common Stock · 1,081.52 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-17-038481 · doc4.xml · derivative · entry 2

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611.41

Underlying: Common Stock · 4.07 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since November 29, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since November 29, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.