TJX

SEC source: 0001209191-18-036295 · doc4.xml · derivative · entry 3

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,521.23

Underlying: Common Stock · 719.32 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036295 · doc4.xml · derivative · entry 2

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,801.91

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036295 · doc4.xml · nonDerivative · entry 1

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · price: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036315 · doc4.xml · derivative · entry 6

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173.54

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · derivative.expiration_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036315 · doc4.xml · derivative · entry 5

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,270.54

Underlying: Common Stock · 103.29 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036315 · doc4.xml · derivative · entry 4

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,167.25

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036315 · doc4.xml · derivative · entry 3

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,140.05

Underlying: Common Stock · 741.86 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036315 · doc4.xml · derivative · entry 2

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,398.19

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036315 · doc4.xml · nonDerivative · entry 1

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · price: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036321 · doc4.xml · derivative · entry 4

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,757.5

Underlying: Common Stock · 318.89 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036321 · doc4.xml · derivative · entry 3

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,438.61

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036321 · doc4.xml · derivative · entry 2

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,757.5

Underlying: Common Stock · 318.89 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036321 · doc4.xml · derivative · entry 1

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,438.61

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036323 · doc4.xml · derivative · entry 4

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,921.89

Underlying: Common Stock · 335.1 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036323 · doc4.xml · derivative · entry 3

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,586.79

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036323 · doc4.xml · derivative · entry 2

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,921.89

Underlying: Common Stock · 335.1 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036323 · doc4.xml · derivative · entry 1

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,586.79

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-032939 · doc4.xml · derivative · entry 3

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,960

Underlying: Common Stock · 8,000 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-032939 · doc4.xml · nonDerivative · entry 2

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $89.14 to $89.20. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-032939 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-032927 · doc4.xml · derivative · entry 3

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,140

Underlying: Common Stock · 27,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-032927 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $88.17 to $88.305. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-032927 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-032931 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,495

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $88.0101 to $88.03. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-032934 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

SEC source: 0001209191-18-026840 · doc4.xml · nonDerivative · entry 1

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,768

F1 · kind: Shares forfeited are from stock awards granted in 2016 and 2017 with multi-year vesting conditions.

SEC source: 0001209191-18-025588 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,024

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted March 2, 2018.

SEC source: 0001209191-18-025594 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,715

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted September 5, 2017.

SEC source: 0001209191-18-024945 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,008

SEC source: 0001209191-18-024954 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,368

SEC source: 0001209191-18-024955 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,409

SEC source: 0001209191-18-024956 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,715

SEC source: 0001209191-18-025010 · doc4.xml · nonDerivative · entry 1

MacMillan Michael · CIK 0001512006 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,768

SEC source: 0001209191-18-025024 · doc4.xml · nonDerivative · entry 1

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,183

SEC source: 0001209191-18-024040 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,908

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

SEC source: 0001209191-18-024054 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,194

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

SEC source: 0001209191-18-024067 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,744

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

SEC source: 0001209191-18-024072 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,432

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

SEC source: 0001209191-18-024075 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,495

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

SEC source: 0001209191-18-024110 · doc4.xml · nonDerivative · entry 1

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,575

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

SEC source: 0001209191-18-019804 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,986

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $82.24 to $82.291. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-017676 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,821

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $84.00 to $84.01. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-015715 · doc4.xml · derivative · entry 7

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,973 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-015715 · doc4.xml · derivative · entry 6

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 588 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-015715 · doc4.xml · derivative · entry 5

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,880 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-18-015715 · doc4.xml · nonDerivative · entry 4

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $83.03 to $84.485. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-18-015715 · doc4.xml · nonDerivative · entry 3

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-015715 · doc4.xml · nonDerivative · entry 2

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-015715 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-015728 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,821

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $83.59 to $83.68. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.