TJX

SEC source: 0001209191-20-021034 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects a revision to a transaction made on 3/13/19 to amend the sale price which was initially overstated on a previously filed form.

SEC source: 0001209191-19-019441 · doc4.xml · derivative · entry 7

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,052

Underlying: Common Stock · 15,028 shares

Expires 2027-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-19-019441 · doc4.xml · derivative · entry 6

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,660

Underlying: Common Stock · 14,660 shares

Expires 2026-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-19-019441 · doc4.xml · derivative · entry 5

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,166 shares

Expires 2025-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-19-019441 · doc4.xml · nonDerivative · entry 4

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $51.94 to $52.03. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-19-019441 · doc4.xml · nonDerivative · entry 3

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-019441 · doc4.xml · nonDerivative · entry 2

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-019441 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-019469 · doc4.xml · derivative · entry 5

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,640

Underlying: Common Stock · 100,000 shares

Expires 2021-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-19-019469 · doc4.xml · nonDerivative · entry 2

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $51.91 to $51.94. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-19-019469 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-015718 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,092

SEC source: 0001209191-19-015728 · doc4.xml · derivative · entry 3

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,760 shares

Expires 2021-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

SEC source: 0001209191-19-015728 · doc4.xml · nonDerivative · entry 2

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $51.20 to $51.36. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-19-015728 · doc4.xml · nonDerivative · entry 1

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-059954 · doc4.xml · nonDerivative · entry 1

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,928

F1 · price: Gift - Price Column Not Applicable

SEC source: 0001209191-18-062895 · doc4a.xml · nonDerivative · entry 1

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,928

F1 · date: This amendment corrects the Transaction Date.

F2 · timeliness: This amendment confirms that the transaction was voluntarily reported earlier than required.

F3 · price: Gift - Price Column Not Applicable

SEC source: 0001209191-18-051664 · doc4.xml · derivative · entry 2

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528.34

Underlying: Common Stock · 528.34 shares

Expires not disclosed

F2 · kind: Constitutes an additional award of deferred shares under the Stock Incentive Plan having an annualized value of $80,000 prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F2 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having an annualized value of $80,000 prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having an annualized value of $80,000 prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-18-051664 · doc4.xml · derivative · entry 1

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528.34

Underlying: Common Stock · 528.34 shares

Expires not disclosed

F1 · kind: Constitutes an annual award of deferred shares under the Stock Incentive Plan having an annualized value of $80,000, prorated for the number of days between the Director's election to the Board and the next annual meeting date for shareholders. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having an annualized value of $80,000, prorated for the number of days between the Director's election to the Board and the next annual meeting date for shareholders. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having an annualized value of $80,000, prorated for the number of days between the Director's election to the Board and the next annual meeting date for shareholders. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036247 · doc4.xml · derivative · entry 6

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted during tenure on Board of Directors in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · derivative.expiration_date: Receipt of deferred shares granted during tenure on Board of Directors in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036247 · doc4.xml · derivative · entry 5

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,320.07

Underlying: Common Stock · 268.96 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036247 · doc4.xml · derivative · entry 4

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted during tenure on Board of Directors in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · derivative.expiration_date: Receipt of deferred shares granted during tenure on Board of Directors in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036247 · doc4.xml · derivative · entry 3

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,906.71

Underlying: Common Stock · 318.89 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036247 · doc4.xml · nonDerivative · entry 2

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted during tenure on Board of Directors in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · price: Receipt of deferred shares granted during tenure on Board of Directors in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036247 · doc4.xml · nonDerivative · entry 1

Alvarez Jose B · CIK 0001411764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted during tenure on Board of Directors in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · price: Receipt of deferred shares granted during tenure on Board of Directors in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036258 · doc4.xml · derivative · entry 6

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847.9

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · derivative.expiration_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036258 · doc4.xml · derivative · entry 5

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944.9

Underlying: Common Stock · 15.23 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036258 · doc4.xml · derivative · entry 4

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929.67

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036258 · doc4.xml · derivative · entry 3

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375.98

Underlying: Common Stock · 118.68 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036258 · doc4.xml · derivative · entry 2

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,257.3

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036258 · doc4.xml · nonDerivative · entry 1

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · price: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036264 · doc4.xml · derivative · entry 6

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,858.37

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · derivative.expiration_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036264 · doc4.xml · derivative · entry 5

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,955.37

Underlying: Common Stock · 71.06 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036264 · doc4.xml · derivative · entry 4

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,884.31

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036264 · doc4.xml · derivative · entry 3

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,921.89

Underlying: Common Stock · 335.1 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036264 · doc4.xml · derivative · entry 2

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,586.79

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036264 · doc4.xml · nonDerivative · entry 1

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · price: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036281 · doc4.xml · derivative · entry 6

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

Underlying: Common Stock · 548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · derivative.expiration_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036281 · doc4.xml · derivative · entry 5

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,248

Underlying: Common Stock · 116.9 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036281 · doc4.xml · derivative · entry 4

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,131.1

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036281 · doc4.xml · derivative · entry 3

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,052.84

Underlying: Common Stock · 434.37 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036281 · doc4.xml · derivative · entry 2

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,618.47

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036281 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · price: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036288 · doc4.xml · derivative · entry 4

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484.95

Underlying: Common Stock · 22.75 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036288 · doc4.xml · derivative · entry 3

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462.2

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036288 · doc4.xml · derivative · entry 2

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484.95

Underlying: Common Stock · 22.75 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 6, 2017. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036288 · doc4.xml · derivative · entry 1

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462.2

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036295 · doc4.xml · derivative · entry 6

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796.98

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

F1 · derivative.expiration_date: Receipt of deferred shares granted on June 6, 2017 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 6, 2017.

SEC source: 0001209191-18-036295 · doc4.xml · derivative · entry 5

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893.98

Underlying: Common Stock · 84.13 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 6, 2017. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-18-036295 · doc4.xml · derivative · entry 4

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,809.85

Underlying: Common Stock · 850.79 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.