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TJX

TJX COMPANIES INC /DE/

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Tapewire entity
2870
SEC CIK
0000109198
Parsed reports
1,177

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202608
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2019 Filed Jun 6, 2019 15:17 UTC GrantDeferred Stock Units · Derivative 1,577.91 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034987 · doc4.xml · derivative · entry 4

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,171.87

Underlying: Common Stock · 1,577.91 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 15:17 UTC GrantDeferred Stock Units · Derivative 1,688.55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034987 · doc4.xml · derivative · entry 3

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,308.92

Underlying: Common Stock · 1,688.55 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 5, 2018. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 5, 2018. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 15:17 UTC GrantDeferred Stock Units · Derivative 1,577.91 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034987 · doc4.xml · derivative · entry 2

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,620.37

Underlying: Common Stock · 1,577.91 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 15:17 UTC Exercise / conversionCommon Stock 1,729 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034987 · doc4.xml · nonDerivative · entry 1

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 5, 2018 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 5, 2018.

F1 · price: Receipt of shares from an additional deferred share award granted on June 5, 2018 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 5, 2018.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:05 UTC
Sherr RichardSEVP, Group President
SaleCommon Stock 1,480 $51.35 $76,003.77
Disclosure

SEC source: 0001209191-19-032278 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,228

Read SEC document
April 22, 2019 Filed Apr 22, 2019 20:57 UTC
Canestrari KennethSEVP - Group President
SaleCommon Stock 25,000 $54.97 $1,374,250.00
Disclosure

SEC source: 0001209191-19-025523 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,675

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted March 19, 2019.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 21:16 UTC Exercise / conversionOption · Derivative 39,440 $0.00 Strike: $36.27 $0.00
Disclosure

SEC source: 0001209191-19-024501 · doc4.xml · derivative · entry 5

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,440 shares

Expires 2025-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 21:16 UTC SaleCommon Stock 2,248 $53.90 $121,167.20
Disclosure

SEC source: 0001209191-19-024501 · doc4.xml · nonDerivative · entry 4

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,024

F2 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted March 13, 2019.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 21:16 UTC SaleCommon Stock 35,000 $53.90 $1,886,500.00
Disclosure

SEC source: 0001209191-19-024501 · doc4.xml · nonDerivative · entry 3

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,272

F2 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted March 13, 2019.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 21:16 UTC Exercise / conversionCommon Stock 39,440 $53.90 $2,125,816.00
Disclosure

SEC source: 0001209191-19-024501 · doc4.xml · nonDerivative · entry 2

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised and sales from exercise made pursuant to a trading plan under Rule 10b5-1 adopted March 13, 2019.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 21:16 UTC Exercise / conversionCommon Stock 39,440 $36.27 $1,430,488.80
Disclosure

SEC source: 0001209191-19-024501 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 14:04 UTC
Sherr RichardSEVP, Group President
SaleCommon Stock 43,000 $54.08 $2,325,440.00
Disclosure

SEC source: 0001209191-19-024056 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,708

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted November 21, 2018.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 20:20 UTC
LANE AMY BDirector
SaleCommon Stock 1,625 $54.00 $87,750.00
Disclosure

SEC source: 0001209191-19-023817 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,842

F1 · kind: Sale made pursuant to a trading plan under Rule 10b5-1 adopted November 29, 2018.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:34 UTC Tax withholdingCommon Stock 31,112 $53.21 $1,655,469.52
Disclosure

SEC source: 0001209191-19-022677 · doc4.xml · nonDerivative · entry 2

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,272

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:34 UTC GrantCommon Stock 15,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022677 · doc4.xml · nonDerivative · entry 1

Goldenberg Scott · CIK 0001540795 · SEVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,384

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:40 UTC
Canestrari KennethSEVP - Group President
Tax withholdingCommon Stock 22,200 $53.21 $1,181,262.00
Disclosure

SEC source: 0001209191-19-022686 · doc4.xml · nonDerivative · entry 2

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,675

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:40 UTC
Canestrari KennethSEVP - Group President
GrantCommon Stock 11,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022686 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,875

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:44 UTC
Herrman ErnieDirector · CEO & President
Tax withholdingCommon Stock 101,654 $53.21 $5,409,009.34
Disclosure

SEC source: 0001209191-19-022696 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,262

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:44 UTC
Herrman ErnieDirector · CEO & President
GrantCommon Stock 42,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022696 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,916

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:48 UTC
Mizzi Douglas W.SEVP - Group President
Tax withholdingCommon Stock 11,556 $53.21 $614,894.76
Disclosure

SEC source: 0001209191-19-022700 · doc4.xml · nonDerivative · entry 2

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,335

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:48 UTC
Mizzi Douglas W.SEVP - Group President
GrantCommon Stock 10,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022700 · doc4.xml · nonDerivative · entry 1

Mizzi Douglas W. · CIK 0001730529 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,891

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:53 UTC
Sherr RichardSEVP, Group President
Tax withholdingCommon Stock 35,520 $53.21 $1,890,019.20
Disclosure

SEC source: 0001209191-19-022703 · doc4.xml · nonDerivative · entry 2

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,708

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:53 UTC
Sherr RichardSEVP, Group President
GrantCommon Stock 16,238 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022703 · doc4.xml · nonDerivative · entry 1

Sherr Richard · CIK 0001540781 · SEVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,228

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:50 UTC
MEYROWITZ CAROLDirector · Executive Chairman
Tax withholdingCommon Stock 56,476 $53.21 $3,005,087.96
Disclosure

SEC source: 0001209191-19-022867 · doc4.xml · nonDerivative · entry 2

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,679

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:50 UTC
MEYROWITZ CAROLDirector · Executive Chairman
GrantCommon Stock 22,553 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022867 · doc4.xml · nonDerivative · entry 1

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,155

F1 · kind: Restricted stock unit award under the Company's Stock Incentive Plan with service-based vesting criteria. Shares are issued and delivered following vesting of the award. Shares may be withheld to satisfy tax withholding obligations.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 20:18 UTC
Canestrari KennethSEVP - Group President
Exercise / conversionOption · Derivative 31,920 $0.00 Strike: $29.85 $0.00
Disclosure

SEC source: 0001209191-19-021623 · doc4.xml · derivative · entry 3

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,920 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 20:18 UTC
Canestrari KennethSEVP - Group President
Exercise / conversionCommon Stock 31,920 $53.18 $1,697,397.07
Disclosure

SEC source: 0001209191-19-021623 · doc4.xml · nonDerivative · entry 2

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $53.10 to $53.27. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 20:18 UTC
Canestrari KennethSEVP - Group President
Exercise / conversionCommon Stock 31,920 $29.85 $952,812.00
Disclosure

SEC source: 0001209191-19-021623 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 22:16 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionOption · Derivative 8,464 $0.00 Strike: $28.36 $0.00
Disclosure

SEC source: 0001209191-19-021665 · doc4.xml · derivative · entry 6

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,464 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 22:16 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionOption · Derivative 24,640 $0.00 Strike: $28.36 $0.00
Disclosure

SEC source: 0001209191-19-021665 · doc4.xml · derivative · entry 5

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,640 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 22:16 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 33,104 $53.16 $1,759,669.60
Disclosure

SEC source: 0001209191-19-021665 · doc4.xml · nonDerivative · entry 4

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $53.12 to $53.19. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 22:16 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 8,464 $28.36 $240,039.04
Disclosure

SEC source: 0001209191-19-021665 · doc4.xml · nonDerivative · entry 3

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 22:16 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 24,640 $28.36 $698,790.40
Disclosure

SEC source: 0001209191-19-021665 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2019 Filed Mar 28, 2019 22:16 UTC
Herrman ErnieDirector · CEO & President
GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021665 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,818

F1 · kind: Represents gift on March 27, 2019 by reported individual to a charitable foundation of which the individual is a trustee or officer.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 20:41 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionOption · Derivative 30,000 $0.00 Strike: $28.36 $0.00
Disclosure

SEC source: 0001209191-19-021334 · doc4.xml · derivative · entry 3

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,640

Underlying: Common Stock · 30,000 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 20:41 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 30,000 $52.89 $1,586,589.00
Disclosure

SEC source: 0001209191-19-021334 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $52.88 to $52.915. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 20:41 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 30,000 $28.36 $850,800.00
Disclosure

SEC source: 0001209191-19-021334 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:00 UTC
LANE AMY BDirector
SaleCommon Stock 1,625 $53.00 $86,125.00
Disclosure

SEC source: 0001209191-19-021341 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,467

F1 · kind: Sales made pursuant to a trading plan under Rule 10b5-1 adopted November 29, 2018.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:57 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionOption · Derivative 30,000 $0.00 Strike: $28.36 $0.00
Disclosure

SEC source: 0001209191-19-020589 · doc4.xml · derivative · entry 3

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,640

Underlying: Common Stock · 30,000 shares

Expires 2023-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:57 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 30,000 $52.25 $1,567,500.00
Disclosure

SEC source: 0001209191-19-020589 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:57 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 30,000 $28.36 $850,800.00
Disclosure

SEC source: 0001209191-19-020589 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:15 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionOption · Derivative 26,000 $0.00 Strike: $22.59 $0.00
Disclosure

SEC source: 0001209191-19-019425 · doc4.xml · derivative · entry 6

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

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March 13, 2019 Filed Mar 14, 2019 20:15 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionOption · Derivative 26,280 $0.00 Strike: $22.59 $0.00
Disclosure

SEC source: 0001209191-19-019425 · doc4.xml · derivative · entry 5

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,280 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:15 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 26,280 $52.50 $1,379,700.00
Disclosure

SEC source: 0001209191-19-019425 · doc4.xml · nonDerivative · entry 4

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:15 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 26,280 $22.59 $593,533.80
Disclosure

SEC source: 0001209191-19-019425 · doc4.xml · nonDerivative · entry 3

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:15 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 26,000 $52.30 $1,359,797.40
Disclosure

SEC source: 0001209191-19-019425 · doc4.xml · nonDerivative · entry 2

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $52.05 to $52.14. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 13, 2019 Filed Mar 14, 2019 20:15 UTC
Herrman ErnieDirector · CEO & President
Exercise / conversionCommon Stock 26,000 $22.59 $587,210.00
Disclosure

SEC source: 0001209191-19-019425 · doc4.xml · nonDerivative · entry 1

Herrman Ernie · CIK 0001388774 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:39 UTC
MEYROWITZ CAROLDirector · Executive Chairman
Exercise / conversionOption · Derivative 116,640 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0001209191-19-019469 · doc4.xml · derivative · entry 6

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,640 shares

Expires 2021-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:39 UTC
MEYROWITZ CAROLDirector · Executive Chairman
Exercise / conversionCommon Stock 116,640 $52.02 $6,067,904.40
Disclosure

SEC source: 0001209191-19-019469 · doc4.xml · nonDerivative · entry 4

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $51.94 to $52.10. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:39 UTC
MEYROWITZ CAROLDirector · Executive Chairman
Exercise / conversionCommon Stock 116,640 $13.28 $1,548,687.60
Disclosure

SEC source: 0001209191-19-019469 · doc4.xml · nonDerivative · entry 3

MEYROWITZ CAROL · CIK 0001216135 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.