TJX

SEC source: 0001209191-20-048802 · doc4.xml · nonDerivative · entry 1

Canestrari Kenneth · CIK 0001620874 · SEVP - Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,347

F1 · kind: The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $55.54 to $55.58. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-035571 · doc4.xml · derivative · entry 6

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,754.51

Underlying: Common Stock · 1,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035571 · doc4.xml · derivative · entry 5

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,352.51

Underlying: Common Stock · 119.28 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035571 · doc4.xml · derivative · entry 4

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,233.23

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035571 · doc4.xml · derivative · entry 3

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,375.03

Underlying: Common Stock · 640.72 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035571 · doc4.xml · derivative · entry 2

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,734.31

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035571 · doc4.xml · nonDerivative · entry 1

CHING DAVID T · CIK 0001209835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · price: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035574 · doc4.xml · derivative · entry 6

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,517

Underlying: Common Stock · 1,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035574 · doc4.xml · derivative · entry 5

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115

Underlying: Common Stock · 177 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035574 · doc4.xml · derivative · entry 4

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,938

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035574 · doc4.xml · derivative · entry 3

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,479.18

Underlying: Common Stock · 1,369.19 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035574 · doc4.xml · derivative · entry 2

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,109.99

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035574 · doc4.xml · nonDerivative · entry 1

SHIRE WILLOW B · CIK 0001217008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · price: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035575 · doc4.xml · derivative · entry 6

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510.24

Underlying: Common Stock · 1,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035575 · doc4.xml · derivative · entry 5

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108.24

Underlying: Common Stock · 19.35 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035575 · doc4.xml · derivative · entry 4

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088.89

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035575 · doc4.xml · derivative · entry 3

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,191.37

Underlying: Common Stock · 32.48 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035575 · doc4.xml · derivative · entry 2

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158.89

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035575 · doc4.xml · nonDerivative · entry 1

BERKERY ROSEMARY T · CIK 0001182323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · price: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035576 · doc4.xml · derivative · entry 4

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,979.77

Underlying: Common Stock · 611.68 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035576 · doc4.xml · derivative · entry 3

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,368.09

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035576 · doc4.xml · derivative · entry 2

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,979.77

Underlying: Common Stock · 611.68 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035576 · doc4.xml · derivative · entry 1

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,368.09

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035578 · doc4.xml · derivative · entry 4

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,375.03

Underlying: Common Stock · 640.72 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035578 · doc4.xml · derivative · entry 3

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,734.31

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035578 · doc4.xml · derivative · entry 2

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,375.03

Underlying: Common Stock · 640.72 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035578 · doc4.xml · derivative · entry 1

HINES MICHAEL F · CIK 0001198914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,734.31

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035579 · doc4.xml · derivative · entry 6

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,685.3

Underlying: Common Stock · 1,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035579 · doc4.xml · derivative · entry 5

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,283.3

Underlying: Common Stock · 142.68 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035579 · doc4.xml · derivative · entry 4

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140.62

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035579 · doc4.xml · derivative · entry 3

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,149.13

Underlying: Common Stock · 1,328.83 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035579 · doc4.xml · derivative · entry 2

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,820.3

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035579 · doc4.xml · nonDerivative · entry 1

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · price: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035581 · doc4.xml · derivative · entry 7

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,657.05

Underlying: Common Stock · 1,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035581 · doc4.xml · derivative · entry 6

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255.05

Underlying: Common Stock · 215.06 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035581 · doc4.xml · derivative · entry 5

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,039.99

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035581 · doc4.xml · derivative · entry 4

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,043.97

Underlying: Common Stock · 818.5 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035581 · doc4.xml · derivative · entry 3

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,225.47

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035581 · doc4.xml · nonDerivative · entry 1

LANE AMY B · CIK 0001208529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · price: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-035592 · doc4.xml · derivative · entry 4

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220.39

Underlying: Common Stock · 81.13 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035592 · doc4.xml · derivative · entry 3

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,139.08

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035592 · doc4.xml · derivative · entry 2

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220.39

Underlying: Common Stock · 81.31 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-035592 · doc4.xml · derivative · entry 1

Nemerov Jackwyn · CIK 0001303267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,139.08

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-036059 · doc4.xml · derivative · entry 8

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504.64

Underlying: Common Stock · 1,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

SEC source: 0001209191-20-036059 · doc4.xml · derivative · entry 7

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,102.64

Underlying: Common Stock · 19.29 shares

Expires not disclosed

F6 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F6 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 4, 2019. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-036059 · doc4.xml · derivative · entry 6

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083.35

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-036059 · doc4.xml · derivative · entry 5

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,395.81

Underlying: Common Stock · 253.12 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 4, 2019. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-20-036059 · doc4.xml · derivative · entry 4

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142.69

Underlying: Common Stock · 1,511.38 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-036059 · doc4.xml · nonDerivative · entry 2

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,652

F2 · kind: Forfeiture of shares from an annual deferred share award under the Company's Stock Incentive Plan to satisfy tax withholding obligations.

SEC source: 0001209191-20-036059 · doc4.xml · nonDerivative · entry 1

Abdalla Zein · CIK 0001478037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.

F1 · price: Receipt of shares from an additional deferred share award granted on June 4, 2019 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 4, 2019.