Tapewire

Nasdaq · USD

TITN

Titan Machinery Inc.

Export transactions ↓
Tapewire entity
5511
SEC CIK
0001409171
Parsed reports
141

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2020 Filed Jun 9, 2020 20:20 UTC GrantCommon Stock 6,103 $0.00 $0.00
Disclosure

SEC source: 0001409171-20-000046 · wf-form4_159173400739589.xml · nonDerivative · entry 1

CHRISTIANSON TONY · CIK 0001205409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,179

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:18 UTC GrantCommon Stock 6,103 $0.00 $0.00
Disclosure

SEC source: 0001409171-20-000044 · wf-form4_159173386820304.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,996

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:13 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001409171-20-000042 · wf-form4_159173360522409.xml · nonDerivative · entry 2

DARDIS STANLEY K · CIK 0001199965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Revocable Living Trust

Disclosed balance after: 1,500

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:13 UTC GrantCommon Stock 6,103 $0.00 $0.00
Disclosure

SEC source: 0001409171-20-000042 · wf-form4_159173360522409.xml · nonDerivative · entry 1

DARDIS STANLEY K · CIK 0001199965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,322

Read SEC document
June 01, 2020 Filed Jun 3, 2020 13:16 UTC
Knutson Bryan JChief Operating Officer
GrantCommon Stock 35,334 $0.00 $0.00
Disclosure

SEC source: 0001409171-20-000031 · wf-form4_159119018559907.xml · nonDerivative · entry 1

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,649

Read SEC document
June 01, 2020 Filed Jun 3, 2020 13:22 UTC
Kalvoda Mark P.Chief Financial Officer
GrantCommon Stock 38,238 $0.00 $0.00
Disclosure

SEC source: 0001409171-20-000033 · wf-form4_159119051303784.xml · nonDerivative · entry 1

Kalvoda Mark P. · CIK 0001518213 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,801

Read SEC document
June 27, 2019 Filed Jun 28, 2019 19:28 UTC SaleCommon Stock 11,000 $19.88 $218,680.00
Disclosure

SEC source: 0001409171-19-000049 · wf-form4_156175011539706.xml · nonDerivative · entry 2

CHRISTIANSON TONY · CIK 0001205409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Adam Smith Companies, LLC

Disclosed balance after: 243,566

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.56 to $20.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Reporting person owns a controlling interest in Adam Smith Companies, LLC, which owns these shares. Reporting person expressly disclaims beneficial ownership of any shares held by the Adam Smith Companies, LLC, except to the extent of his pecuniary interest in such entity.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 19:39 UTC
Knutson Bryan JChief Operating Officer
SaleCommon Stock 3,711 $19.71 $73,143.81
Disclosure

SEC source: 0001409171-19-000052 · wf-form4_156200995167091.xml · nonDerivative · entry 1

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,315

Read SEC document
June 26, 2019 Filed Jun 28, 2019 19:28 UTC SaleCommon Stock 11,000 $19.38 $213,180.00
Disclosure

SEC source: 0001409171-19-000049 · wf-form4_156175011539706.xml · nonDerivative · entry 1

CHRISTIANSON TONY · CIK 0001205409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Adam Smith Companies, LLC

Disclosed balance after: 254,566

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.35 to $19.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Reporting person owns a controlling interest in Adam Smith Companies, LLC, which owns these shares. Reporting person expressly disclaims beneficial ownership of any shares held by the Adam Smith Companies, LLC, except to the extent of his pecuniary interest in such entity.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 11:45 UTC GrantCommon Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000039 · wf-form4_155992229324224.xml · nonDerivative · entry 1

Henderson John W · CIK 0001699788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,591

Read SEC document
June 06, 2019 Filed Jun 7, 2019 15:53 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000045 · wf-form4_155992277211088.xml · nonDerivative · entry 2

CHRISTIANSON TONY · CIK 0001205409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Adam Smith Companies, LLC

Disclosed balance after: 265,566

F1 · ownership.nature: Reporting person owns a controlling interest in Adam Smith Companies, LLC which owns the shares. Reporting person expressly disclaims beneficial ownership except to the extent of his pecuniary interest in the entity owning the shares.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 15:53 UTC GrantCommon Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000045 · wf-form4_155992277211088.xml · nonDerivative · entry 1

CHRISTIANSON TONY · CIK 0001205409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,076

Read SEC document
June 06, 2019 Filed Jun 7, 2019 15:55 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000047 · wf-form4_155992289065391.xml · nonDerivative · entry 2

DARDIS STANLEY K · CIK 0001199965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Revocable Living Trust

Disclosed balance after: 1,500

Read SEC document
June 06, 2019 Filed Jun 7, 2019 15:55 UTC GrantCommon Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000047 · wf-form4_155992289065391.xml · nonDerivative · entry 1

DARDIS STANLEY K · CIK 0001199965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,219

Read SEC document
June 06, 2019 Filed Jun 7, 2019 15:49 UTC GrantCommon Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000043 · wf-form4_155992256830713.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,893

Read SEC document
June 06, 2019 Filed Jun 7, 2019 15:47 UTC GrantCommon Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000041 · wf-form4_155992243927476.xml · nonDerivative · entry 1

MACK RICHARD L · CIK 0001301451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,626

Read SEC document
June 06, 2019 Filed Jun 7, 2019 15:33 UTC GrantCommon Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000035 · wf-form4_155992157453129.xml · nonDerivative · entry 1

HAMILTON CHRISTINE E · CIK 0001216114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Read SEC document
June 06, 2019 Filed Jun 7, 2019 15:37 UTC GrantCommon Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000037 · wf-form4_155992183067450.xml · nonDerivative · entry 1

Horner Jody L · CIK 0001648133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,080

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:34 UTC
Knutson Bryan JChief Operating Officer
GrantCommon Stock 18,040 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000026 · wf-form4_155960124164154.xml · nonDerivative · entry 1

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,026

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:29 UTC
Kalvoda Mark P.Chief Financial Officer
GrantCommon Stock 23,151 $0.00 $0.00
Disclosure

SEC source: 0001409171-19-000024 · wf-form4_155960096166778.xml · nonDerivative · entry 1

Kalvoda Mark P. · CIK 0001518213 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,563

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:09 UTC
Knutson Bryan JChief Operating Officer
Tax withholdingCommon Stock 1,494 $15.78 $23,575.32
Disclosure

SEC source: 0001409171-19-000011 · wf-form4_155432215336026.xml · nonDerivative · entry 1

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,986

F1 · kind: Represents shared withheld by Titan Machinery Inc. for the payment of withholding taxes due upon the vesting of shares of Restricted Stock on April 1, 2019.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 16:41 UTC
Meyer David JosephDirector · Chairman and CEO · 10% owner
SaleCommon Stock 53,000 $18.56 $983,680.00
Disclosure

SEC source: 0001409171-18-000082 · wf-form4_154361408266494.xml · nonDerivative · entry 1

Meyer David Joseph · CIK 0001418823 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,864

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.60 to $19.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price within the range set forth above.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 18:00 UTC GrantCommon Stock 3,060 $15.25 $46,665.00
Disclosure

SEC source: 0001409171-18-000076 · wf-form4_153850323837556.xml · nonDerivative · entry 1

Crews Bradley · CIK 0001753423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Read SEC document
June 07, 2018 Filed Jun 8, 2018 16:36 UTC GrantCommon Stock 4,037 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000055 · wf-form4_152849016078047.xml · nonDerivative · entry 1

Henderson John W · CIK 0001699788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,230

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:39 UTC GrantCommon Stock 4,037 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000059 · wf-form4_152849036335205.xml · nonDerivative · entry 1

MACK RICHARD L · CIK 0001301451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,265

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:38 UTC GrantCommon Stock 4,037 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000057 · wf-form4_152849026587583.xml · nonDerivative · entry 1

Horner Jody L · CIK 0001648133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,719

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:34 UTC GrantCommon Stock 4,037 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000053 · wf-form4_152849007444427.xml · nonDerivative · entry 1

HAMILTON CHRISTINE E · CIK 0001216114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,939

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:33 UTC GrantCommon Stock 4,037 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000051 · wf-form4_152848997739005.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,532

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:30 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000049 · wf-form4_152848978318787.xml · nonDerivative · entry 2

DARDIS STANLEY K · CIK 0001199965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Revocable Living Trust

Disclosed balance after: 1,500

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:30 UTC GrantCommon Stock 4,037 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000049 · wf-form4_152848978318787.xml · nonDerivative · entry 1

DARDIS STANLEY K · CIK 0001199965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,858

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:26 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000047 · wf-form4_152848960072493.xml · nonDerivative · entry 2

CHRISTIANSON TONY · CIK 0001205409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Adam Smith Companies, LLC

Disclosed balance after: 265,566

F1 · ownership.nature: Reporting person owns a controlling interest in Adam Smith Companies, LLC which owns the shares. Reporting person expressly disclaims beneficial ownership except to the extent of his pecuniary interest in the entity owning the shares.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:26 UTC GrantCommon Stock 4,037 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000047 · wf-form4_152848960072493.xml · nonDerivative · entry 1

CHRISTIANSON TONY · CIK 0001205409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,715

Read SEC document
June 01, 2018 Filed Jun 1, 2018 20:49 UTC PurchaseCommon Stock 3,000 $18.06 $54,180.00
Disclosure

SEC source: 0001409171-18-000036 · wf-form4_152788616208267.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,495

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.04 to $18.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote 1 to this Form 4.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:37 UTC
Knutson Bryan JChief Operating Officer
GrantCommon Stock 8,716 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000038 · wf-form4_152814817487757.xml · nonDerivative · entry 1

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,480

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:39 UTC
Kalvoda Mark P.Chief Financial Officer
GrantCommon Stock 21,790 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000040 · wf-form4_152814837300467.xml · nonDerivative · entry 1

Kalvoda Mark P. · CIK 0001518213 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,412

Read SEC document
April 03, 2018 Filed Apr 3, 2018 20:54 UTC
Knutson Bryan JChief Operating Officer
SaleCommon Stock 266 $24.07 $6,402.62
Disclosure

SEC source: 0001409171-18-000016 · wf-form4_152278883421465.xml · nonDerivative · entry 3

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954

Read SEC document
April 03, 2018 Filed Apr 3, 2018 20:54 UTC
Knutson Bryan JChief Operating Officer
SaleCommon Stock 2,108 $23.89 $50,360.12
Disclosure

SEC source: 0001409171-18-000016 · wf-form4_152278883421465.xml · nonDerivative · entry 2

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,220

Read SEC document
April 03, 2018 Filed Apr 17, 2018 15:06 UTC Amendment
Knutson Bryan JChief Operating Officer
SaleCommon Stock 266 $24.07 $6,402.62
Disclosure

SEC source: 0001409171-18-000026 · wf-form4a_152397758907115.xml · nonDerivative · entry 3

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

Read SEC document
April 03, 2018 Filed Apr 17, 2018 15:06 UTC Amendment
Knutson Bryan JChief Operating Officer
SaleCommon Stock 2,108 $23.89 $50,360.12
Disclosure

SEC source: 0001409171-18-000026 · wf-form4a_152397758907115.xml · nonDerivative · entry 2

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,030

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:54 UTC
Knutson Bryan JChief Operating Officer
Tax withholdingCommon Stock 775 $23.56 $18,259.00
Disclosure

SEC source: 0001409171-18-000016 · wf-form4_152278883421465.xml · nonDerivative · entry 1

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,328

F1 · kind: Represents shares withheld by Titan Machinery Inc. for the payment of withholding taxes due upon the vesting of shares of Restricted Stock on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:00 UTC
Kalvoda Mark P.Chief Financial Officer
Tax withholdingCommon Stock 3,522 $23.56 $82,978.32
Disclosure

SEC source: 0001409171-18-000018 · wf-form4_152278922929999.xml · nonDerivative · entry 1

Kalvoda Mark P. · CIK 0001518213 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,622

F1 · kind: Represents shares withheld by Titan Machinery Inc. for the payment of withholding taxes due upon the vesting of shares of Restricted Stock on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 17, 2018 15:06 UTC Amendment
Knutson Bryan JChief Operating Officer
Tax withholdingCommon Stock 965 $23.56 $22,735.40
Disclosure

SEC source: 0001409171-18-000026 · wf-form4a_152397758907115.xml · nonDerivative · entry 1

Knutson Bryan J · CIK 0001713889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,138

F1 · kind: Represents shares withheld by Titan Machinery Inc. for the payment of withholding taxes due upon the vesting of shares of Restricted Stock on April 1, 2018.

F2 · shares: Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on April 3, 2018 to correct the number of shares withheld by Titan Machinery for the payment of withholding taxes due upon the vesting of shares of Restricted Stock on April 1, 2018. Titan Machinery withheld 965 shares for the payment of withholding taxes due upon the vesting of shares of Restricted Stock on April 1, 2018, instead of the 775 shares that were originally reported as withheld.

F2 · balance_after: Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on April 3, 2018 to correct the number of shares withheld by Titan Machinery for the payment of withholding taxes due upon the vesting of shares of Restricted Stock on April 1, 2018. Titan Machinery withheld 965 shares for the payment of withholding taxes due upon the vesting of shares of Restricted Stock on April 1, 2018, instead of the 775 shares that were originally reported as withheld.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 16:26 UTC GrantCommon Stock 902 $0.00 $0.00
Disclosure

SEC source: 0001409171-18-000011 · wf-form4_152026718257038.xml · nonDerivative · entry 1

HAMILTON CHRISTINE E · CIK 0001216114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902

Read SEC document
January 03, 2018 Filed Jan 4, 2018 15:13 UTC
Meyer David JosephDirector · Chairman and CEO · 10% owner
SaleCommon Stock 61,796 $21.85 $1,350,242.60
Disclosure

SEC source: 0001409171-18-000002 · wf-form4_151509679208346.xml · nonDerivative · entry 1

Meyer David Joseph · CIK 0001418823 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,864

F1 · price: The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions ranging from $21.70 to $21.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price within the range set forth above.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 15:37 UTC
Kalvoda Mark P.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,666 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001409171-17-000064 · wf-form4_150652663150365.xml · derivative · entry 2

Kalvoda Mark P. · CIK 0001518213 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,666 shares

Expires 2017-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully exercisable.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 15:37 UTC
Kalvoda Mark P.Chief Financial Officer
Exercise / conversionCommon Stock 6,666 $8.50 $56,661.00
Disclosure

SEC source: 0001409171-17-000064 · wf-form4_150652663150365.xml · nonDerivative · entry 1

Kalvoda Mark P. · CIK 0001518213 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 13:48 UTC PurchaseCommon Stock 8,302 $12.50 $103,803.23
Disclosure

SEC source: 0001409171-17-000060 · wf-form4_150479212638618.xml · nonDerivative · entry 1

Erickson Stan K. · CIK 0001626702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,495

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.40 to $12.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 1 to this Form 4.

Read SEC document
June 23, 2017 Filed Jun 23, 2017 20:04 UTC OtherCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001409171-17-000049 · wf-form4_149824825439737.xml · nonDerivative · entry 1

CHRISTIANSON TONY · CIK 0001205409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Adam Smith Fund, LLC

Disclosed balance after: 175,000

F1 · kind: On June 23, 2017, Adam Smith Fund, LLC distributed an aggregate of 25,000 shares of Common Stock to two investors in connection with a distribution of such shares of Common Stock in redemption of ownership interests in Adam Smith Fund, LLC held by such investors. Neither of these investors are directly or indirectly controlled by the Reporting Person or his affiliates.

F1 · price: On June 23, 2017, Adam Smith Fund, LLC distributed an aggregate of 25,000 shares of Common Stock to two investors in connection with a distribution of such shares of Common Stock in redemption of ownership interests in Adam Smith Fund, LLC held by such investors. Neither of these investors are directly or indirectly controlled by the Reporting Person or his affiliates.

F2 · ownership.nature: Reporting person owns a controlling interest in Adam Smith Fund, LLC which owns the shares. Reporting person expressly disclaims beneficial ownership except to the extent of his pecuniary interest in the entity owning the shares.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 12:16 UTC GrantCommon Stock 3,982 $0.00 $0.00
Disclosure

SEC source: 0001409171-17-000040 · wf-form4_149667939708641.xml · nonDerivative · entry 1

Henderson John W · CIK 0001699788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:26 UTC
Kalvoda Mark P.Chief Financial Officer
GrantCommon Stock 18,487 $0.00 $0.00
Disclosure

SEC source: 0001409171-17-000047 · wf-form4_149667997105980.xml · nonDerivative · entry 1

Kalvoda Mark P. · CIK 0001518213 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,478

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.