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THC

TENET HEALTHCARE CORP

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2563
SEC CIK
0000070318
Parsed reports
494

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202501
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202606
Jun 202600
Jul 202604
Aug 2026010
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2017 Filed Mar 1, 2017 00:36 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 14,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015524 · doc4.xml · nonDerivative · entry 7

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 21,425 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending Dec. 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 14,282 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 14,284 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 14,284 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:36 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 3,075 $21.99 $67,619.25
Disclosure

SEC source: 0001209191-17-015524 · doc4.xml · nonDerivative · entry 6

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,178

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:36 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 7,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015524 · doc4.xml · nonDerivative · entry 5

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 26, 2014, the reporting person received a grant of 21,425 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 7,141 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 7,142 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 7,142 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:36 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 5,606 $21.99 $123,275.94
Disclosure

SEC source: 0001209191-17-015524 · doc4.xml · nonDerivative · entry 4

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,111

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:36 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 13,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015524 · doc4.xml · nonDerivative · entry 3

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 24,107 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 13,234 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 13,236 shares of common stock, as shown in Table I. The remaining 13,235 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:36 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 3,404 $21.99 $74,853.96
Disclosure

SEC source: 0001209191-17-015524 · doc4.xml · nonDerivative · entry 2

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,481

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:36 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 8,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015524 · doc4.xml · nonDerivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 24,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 8,035 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock, as shown in Table I. The remaining 8,036 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:41 UTC
Evans Jason EricPres. of Hospital Operations
Exercise / conversion2014 February Restricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015526 · doc4.xml · derivative · entry 6

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On February 26, 2014, the reporting person received a grant of 3,000 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 1,000 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 1,000 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,000 shares of common stock, as shown in Table I.

F4 · derivative.exercise_date: On February 26, 2014, the reporting person received a grant of 3,000 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 1,000 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 1,000 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,000 shares of common stock, as shown in Table I.

F4 · derivative.expiration_date: On February 26, 2014, the reporting person received a grant of 3,000 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 1,000 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 1,000 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,000 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:41 UTC
Evans Jason EricPres. of Hospital Operations
Exercise / conversion2015 February Restricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015526 · doc4.xml · derivative · entry 5

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 25, 2015, the reporting person received a grant of 3,500 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 1,166 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock, as shown in Table I. The remaining 1,167 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F1 · derivative.exercise_date: On February 25, 2015, the reporting person received a grant of 3,500 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 1,166 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock, as shown in Table I. The remaining 1,167 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F1 · derivative.expiration_date: On February 25, 2015, the reporting person received a grant of 3,500 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 1,166 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock, as shown in Table I. The remaining 1,167 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:41 UTC
Evans Jason EricPres. of Hospital Operations
Tax withholdingCommon Stock 327 $21.99 $7,190.73
Disclosure

SEC source: 0001209191-17-015526 · doc4.xml · nonDerivative · entry 4

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,145

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:41 UTC
Evans Jason EricPres. of Hospital Operations
Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015526 · doc4.xml · nonDerivative · entry 3

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On February 26, 2014, the reporting person received a grant of 3,000 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 1,000 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 1,000 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,000 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:41 UTC
Evans Jason EricPres. of Hospital Operations
Tax withholdingCommon Stock 324 $21.99 $7,124.76
Disclosure

SEC source: 0001209191-17-015526 · doc4.xml · nonDerivative · entry 2

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:41 UTC
Evans Jason EricPres. of Hospital Operations
Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015526 · doc4.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 25, 2015, the reporting person received a grant of 3,500 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 1,166 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock, as shown in Table I. The remaining 1,167 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2014 February Performance-Based Restricted Stock Units · Derivative 6,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · derivative · entry 12

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 10,149 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 6,766 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 6,766 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 6,766 shares of common stock, as shown in Table I.

F6 · derivative.exercise_date: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 10,149 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 6,766 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 6,766 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 6,766 shares of common stock, as shown in Table I.

F6 · derivative.expiration_date: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 10,149 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 6,766 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 6,766 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 6,766 shares of common stock, as shown in Table I.

F7 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2014 February Restricted Stock Units · Derivative 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · derivative · entry 11

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 26, 2014, the reporting person received a grant of 10,149 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 3,383 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 3,383 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 3,383 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 26, 2014, the reporting person received a grant of 10,149 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 3,383 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 3,383 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 3,383 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 26, 2014, the reporting person received a grant of 10,149 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 3,383 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 3,383 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 3,383 shares of common stock, as shown in Table I.

F7 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2015 February Performance-Based Restricted Stock Units · Derivative 7,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · derivative · entry 10

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,822

Underlying: Common Stock · 7,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 14,246 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 7,820 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 7,822 shares of common stock, as shown in Table I. The remaining 7,822 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F4 · derivative.exercise_date: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 14,246 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 7,820 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 7,822 shares of common stock, as shown in Table I. The remaining 7,822 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F4 · derivative.expiration_date: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 14,246 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 7,820 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 7,822 shares of common stock, as shown in Table I. The remaining 7,822 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F7 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2015 February Restricted Stock Units · Derivative 4,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · derivative · entry 9

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,749

Underlying: Common Stock · 4,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 25, 2015, the reporting person received a grant of 14,246 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 4,748 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock, as shown in Table I. The remaining 4,749 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F1 · derivative.exercise_date: As previously reported, on February 25, 2015, the reporting person received a grant of 14,246 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 4,748 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock, as shown in Table I. The remaining 4,749 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F1 · derivative.expiration_date: As previously reported, on February 25, 2015, the reporting person received a grant of 14,246 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 4,748 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock, as shown in Table I. The remaining 4,749 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F7 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 2,847 $21.99 $62,605.53
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · nonDerivative · entry 8

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,127

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 6,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · nonDerivative · entry 7

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 10,149 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 6,766 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 6,766 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 6,766 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 1,535 $21.99 $33,754.65
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · nonDerivative · entry 6

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,208

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 3,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · nonDerivative · entry 5

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 26, 2014, the reporting person received a grant of 10,149 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 3,383 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 3,383 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 3,383 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 3,313 $21.99 $72,852.87
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · nonDerivative · entry 4

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,360

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 7,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · nonDerivative · entry 3

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 14,246 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 7,820 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 7,822 shares of common stock, as shown in Table I. The remaining 7,822 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 2,012 $21.99 $44,243.88
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · nonDerivative · entry 2

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,851

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 24, 2017 Filed Mar 1, 2017 00:28 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 4,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015515 · doc4.xml · nonDerivative · entry 1

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 14,246 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 4,748 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock, as shown in Table I. The remaining 4,749 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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November 25, 2016 Filed Nov 29, 2016 23:22 UTC GrantCommon Stock 11,025 $16.22 $178,825.50
Disclosure

SEC source: 0001209191-16-152363 · doc4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,025

F1 · security: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,008 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 7,017 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,008 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 7,017 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

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November 25, 2016 Filed Nov 29, 2016 23:11 UTC GrantCommon Stock 11,025 $16.22 $178,825.50
Disclosure

SEC source: 0001209191-16-152360 · doc4.xml · nonDerivative · entry 1

BYRNES JOHN P · CIK 0001216802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,025

F1 · security: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,008 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 7,017 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,008 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 7,017 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

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November 11, 2016 Filed Nov 14, 2016 12:00 UTC PurchaseCommon Stock 15,000 $14.35 $215,250.00
Disclosure

SEC source: 0001209191-16-149527 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 15,000

F1 · shares: The shares were purchased in open market broker transactions.

F2 · price: The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person's spouse. These shares were purchased in multiple transactions at prices ranging from $14.24 to $14.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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November 09, 2016 Filed Nov 10, 2016 22:39 UTC PurchaseCommon Stock 5,000 $15.19 $75,950.00
Disclosure

SEC source: 0001209191-16-149434 · doc4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: These shares were purchased in an open market broker transaction.

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September 30, 2016 Filed Oct 4, 2016 22:11 UTC
PITTS KEITH BVice Chairman
Tax withholdingCommon Stock 8,451 $22.66 $191,499.66
Disclosure

SEC source: 0001209191-16-144652 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,436

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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September 30, 2016 Filed Oct 4, 2016 22:11 UTC
PITTS KEITH BVice Chairman
Exercise / conversionCommon Stock 20,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-144652 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on October 1, 2013, the reporting person received a grant of 60,431 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on October 1, 2014, resulting in the vesting and settlement of 20,143 shares of common stock. The second anniversary occurred on October 1, 2015, resulting in the vesting and settlement of 20,144 shares of common stock. The third vesting date occurred on September 30, 2016 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 20,144 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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September 30, 2015 Filed Oct 4, 2016 22:11 UTC
PITTS KEITH BVice Chairman
Exercise / conversion2013 October Restricted Stock Units · Derivative 20,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-144652 · doc4.xml · derivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on October 1, 2013, the reporting person received a grant of 60,431 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on October 1, 2014, resulting in the vesting and settlement of 20,143 shares of common stock. The second anniversary occurred on October 1, 2015, resulting in the vesting and settlement of 20,144 shares of common stock. The third vesting date occurred on September 30, 2016 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 20,144 shares of common stock, as shown in Table I.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: As previously reported, on October 1, 2013, the reporting person received a grant of 60,431 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on October 1, 2014, resulting in the vesting and settlement of 20,143 shares of common stock. The second anniversary occurred on October 1, 2015, resulting in the vesting and settlement of 20,144 shares of common stock. The third vesting date occurred on September 30, 2016 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 20,144 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on October 1, 2013, the reporting person received a grant of 60,431 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on October 1, 2014, resulting in the vesting and settlement of 20,143 shares of common stock. The second anniversary occurred on October 1, 2015, resulting in the vesting and settlement of 20,144 shares of common stock. The third vesting date occurred on September 30, 2016 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 20,144 shares of common stock, as shown in Table I.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.