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TENET HEALTHCARE CORP

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2563
SEC CIK
0000070318
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494

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 202501
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202606
Jun 202600
Jul 202604
Aug 2026010
Sep 202605
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2018 Filed Mar 13, 2018 22:18 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2016 March Restricted Stock Units · Derivative 7,843 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019385 · doc4.xml · derivative · entry 3

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,844

Underlying: Common Stock · 7,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a grant of 23,530 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 7,843 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 7,843 shares of common stock, as shown in Table I. The remaining 7,844 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.

F1 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a grant of 23,530 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 7,843 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 7,843 shares of common stock, as shown in Table I. The remaining 7,844 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.

F1 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a grant of 23,530 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 7,843 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 7,843 shares of common stock, as shown in Table I. The remaining 7,844 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.

F4 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:18 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 1,910 $24.18 $46,183.80
Disclosure

SEC source: 0001209191-18-019385 · doc4.xml · nonDerivative · entry 2

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,639

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:18 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 7,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019385 · doc4.xml · nonDerivative · entry 1

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 10, 2016, the reporting person received a grant of 23,530 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 7,843 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 7,843 shares of common stock, as shown in Table I. The remaining 7,844 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:30 UTC
PITTS KEITH BVice Chairman
Exercise / conversion2017 March Restricted Stock Units · Derivative 22,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016680 · doc4.xml · derivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,639

Underlying: Common Stock · 22,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 45,639 restricted stock units are shown in Table II, of which 22,819 are scheduled to vest on March 1, 2019 and 22,820 are scheduled to vest on March 1, 2020.

F1 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 45,639 restricted stock units are shown in Table II, of which 22,819 are scheduled to vest on March 1, 2019 and 22,820 are scheduled to vest on March 1, 2020.

F1 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 45,639 restricted stock units are shown in Table II, of which 22,819 are scheduled to vest on March 1, 2019 and 22,820 are scheduled to vest on March 1, 2020.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:30 UTC
PITTS KEITH BVice Chairman
Tax withholdingCommon Stock 7,430 $21.05 $156,401.50
Disclosure

SEC source: 0001209191-18-016680 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,157

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:30 UTC
PITTS KEITH BVice Chairman
Exercise / conversionCommon Stock 22,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016680 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 45,639 restricted stock units are shown in Table II, of which 22,819 are scheduled to vest on March 1, 2019 and 22,820 are scheduled to vest on March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:26 UTC
Evans Jason EricPres. of Hospital Operations
Exercise / conversion2017 March Restricted Stock Units · Derivative 14,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016674 · doc4.xml · derivative · entry 3

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,256

Underlying: Common Stock · 14,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 43,883 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 14,627 shares of common stock, as shown in Table I. The remaining 29,256 restricted stock units are shown in Table II, of which 14,628 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F1 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 43,883 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 14,627 shares of common stock, as shown in Table I. The remaining 29,256 restricted stock units are shown in Table II, of which 14,628 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F1 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 43,883 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 14,627 shares of common stock, as shown in Table I. The remaining 29,256 restricted stock units are shown in Table II, of which 14,628 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:26 UTC
Evans Jason EricPres. of Hospital Operations
Tax withholdingCommon Stock 3,532 $21.05 $74,348.60
Disclosure

SEC source: 0001209191-18-016674 · doc4.xml · nonDerivative · entry 2

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,337

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:26 UTC
Evans Jason EricPres. of Hospital Operations
Exercise / conversionCommon Stock 14,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016674 · doc4.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 43,883 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 14,627 shares of common stock, as shown in Table I. The remaining 29,256 restricted stock units are shown in Table II, of which 14,628 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:22 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversion2017 March Restricted Stock Units · Derivative 13,457 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016670 · doc4.xml · derivative · entry 3

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,916

Underlying: Common Stock · 13,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock, as shown in Table I. The remaining 26,916 restricted stock units are shown in Table II, of which 13,458 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F1 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock, as shown in Table I. The remaining 26,916 restricted stock units are shown in Table II, of which 13,458 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F1 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock, as shown in Table I. The remaining 26,916 restricted stock units are shown in Table II, of which 13,458 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:22 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 5,296 $21.05 $111,480.80
Disclosure

SEC source: 0001209191-18-016670 · doc4.xml · nonDerivative · entry 2

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,756

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:22 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 13,457 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016670 · doc4.xml · nonDerivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock, as shown in Table I. The remaining 26,916 restricted stock units are shown in Table II, of which 13,458 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:20 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2017 March Restricted Stock Units · Derivative 8,776 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016664 · doc4.xml · derivative · entry 3

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,554

Underlying: Common Stock · 8,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock, as shown in Table I. The remaining 17,554 restricted stock units are shown in Table II, of which 8,777 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F1 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock, as shown in Table I. The remaining 17,554 restricted stock units are shown in Table II, of which 8,777 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F1 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock, as shown in Table I. The remaining 17,554 restricted stock units are shown in Table II, of which 8,777 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:20 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 2,137 $21.05 $44,983.85
Disclosure

SEC source: 0001209191-18-016664 · doc4.xml · nonDerivative · entry 2

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,706

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:20 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 8,776 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016664 · doc4.xml · nonDerivative · entry 1

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock, as shown in Table I. The remaining 17,554 restricted stock units are shown in Table II, of which 8,777 are scheduled to vest on each of March 1, 2019 and March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:53 UTC
PITTS KEITH BVice Chairman
Grant2018 February Performance Stock Options (Right to Buy) · Derivative 147,226 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001209191-18-015746 · doc4.xml · derivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,226

Underlying: Common Stock · 147,226 shares

Expires 2028-02-28

F2 · derivative.exercise_date: These performance-based stock options vest on the third anniversary of the date of grant, subject to the satisfaction of a stock price performance condition requiring the Company's common stock price to close at or above $25.75 per share for any 20 consecutive trading days during the three-year period following the date of grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:53 UTC
PITTS KEITH BVice Chairman
Grant2018 February Restricted Stock Units · Derivative 63,107 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015746 · doc4.xml · derivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,107

Underlying: Common Stock · 63,107 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:51 UTC
Evans Jason EricPres. of Hospital Operations
Grant2018 February Performance Stock Options (Right to Buy) · Derivative 94,376 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001209191-18-015737 · doc4.xml · derivative · entry 2

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,376

Underlying: Common Stock · 94,376 shares

Expires 2028-02-28

F2 · derivative.exercise_date: These performance-based stock options vest on the third anniversary of the date of grant, subject to the satisfaction of a stock price performance condition requiring the Company's common stock price to close at or above $25.75 per share for any 20 consecutive trading days during the three-year period following the date of grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:51 UTC
Evans Jason EricPres. of Hospital Operations
Grant2018 February Restricted Stock Units · Derivative 40,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015737 · doc4.xml · derivative · entry 1

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,454

Underlying: Common Stock · 40,454 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:49 UTC
Cancelmi Daniel JChief Financial Officer
Grant2018 February Performance Stock Options (Right to Buy) · Derivative 86,826 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001209191-18-015731 · doc4.xml · derivative · entry 2

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,826

Underlying: Common Stock · 86,826 shares

Expires 2028-02-28

F2 · derivative.exercise_date: These performance-based stock options vest on the third anniversary of the date of grant, subject to the satisfaction of a stock price performance condition requiring the Company's common stock price to close at or above $25.75 per share for any 20 consecutive trading days during the three-year period following the date of grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:49 UTC
Cancelmi Daniel JChief Financial Officer
Grant2018 February Restricted Stock Units · Derivative 37,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015731 · doc4.xml · derivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,217

Underlying: Common Stock · 37,217 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:47 UTC
Andrews Audrey T.SVP and General Counsel
Grant2018 February Performance Stock Options (Right to Buy) · Derivative 56,626 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001209191-18-015721 · doc4.xml · derivative · entry 2

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,626

Underlying: Common Stock · 56,626 shares

Expires 2028-02-28

F2 · derivative.exercise_date: These performance-based stock options vest on the third anniversary of the date of grant, subject to the satisfaction of a stock price performance condition requiring the Company's common stock price to close at or above $25.75 per share for any 20 consecutive trading days during the three-year period following the date of grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:47 UTC
Andrews Audrey T.SVP and General Counsel
Grant2018 February Restricted Stock Units · Derivative 24,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015721 · doc4.xml · derivative · entry 1

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,272

Underlying: Common Stock · 24,272 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC
PITTS KEITH BVice Chairman
Exercise / conversion2015 February Performance-Based Restricted Stock Units · Derivative 21,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · derivative · entry 6

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On 2/25/15, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 21,056 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,056 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,054 shares of common stock as shown in Table I.

F4 · derivative.exercise_date: On 2/25/15, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 21,056 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,056 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,054 shares of common stock as shown in Table I.

F4 · derivative.expiration_date: On 2/25/15, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 21,056 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,056 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,054 shares of common stock as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC
PITTS KEITH BVice Chairman
Exercise / conversion2015 February Restricted Stock Units · Derivative 12,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · derivative · entry 5

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC
PITTS KEITH BVice Chairman
Tax withholdingCommon Stock 8,285 $19.28 $159,734.80
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · nonDerivative · entry 4

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,768

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC
PITTS KEITH BVice Chairman
Exercise / conversionCommon Stock 21,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · nonDerivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/25/15, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 21,056 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,056 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,054 shares of common stock as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC
PITTS KEITH BVice Chairman
Tax withholdingCommon Stock 5,004 $19.28 $96,477.12
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,999

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC
PITTS KEITH BVice Chairman
Exercise / conversionCommon Stock 12,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:18 UTC
Ramsey R. ScottPrincipal Accounting Officer
Exercise / conversion2015 February Restricted Stock Units · Derivative 917 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014242 · doc4.xml · derivative · entry 3

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 25, 2015, the reporting person received a grant of 2,750 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 916 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 917 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 917 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on February 25, 2015, the reporting person received a grant of 2,750 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 916 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 917 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 917 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on February 25, 2015, the reporting person received a grant of 2,750 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 916 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 917 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 917 shares of common stock, as shown in Table I.

F4 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:18 UTC
Ramsey R. ScottPrincipal Accounting Officer
Tax withholdingCommon Stock 272 $19.28 $5,244.16
Disclosure

SEC source: 0001209191-18-014242 · doc4.xml · nonDerivative · entry 2

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,802

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:18 UTC
Ramsey R. ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 917 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014242 · doc4.xml · nonDerivative · entry 1

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 2,750 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 916 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 917 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 917 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:12 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversion2015 February Performance-Based Restricted Stock Units · Derivative 13,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014236 · doc4.xml · derivative · entry 6

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On 2/25/15, the reporting person received a target grant of 24,107 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 13,234 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 13,236 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 13,235 shares of common stock as shown in Table I.

F4 · derivative.exercise_date: On 2/25/15, the reporting person received a target grant of 24,107 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 13,234 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 13,236 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 13,235 shares of common stock as shown in Table I.

F4 · derivative.expiration_date: On 2/25/15, the reporting person received a target grant of 24,107 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 13,234 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 13,236 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 13,235 shares of common stock as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:12 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversion2015 February Restricted Stock Units · Derivative 8,036 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014236 · doc4.xml · derivative · entry 5

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 25, 2015, the reporting person received a grant of 24,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 8,035 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on February 25, 2015, the reporting person received a grant of 24,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 8,035 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on February 25, 2015, the reporting person received a grant of 24,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 8,035 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:12 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 5,208 $19.28 $100,410.24
Disclosure

SEC source: 0001209191-18-014236 · doc4.xml · nonDerivative · entry 4

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,595

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:12 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 13,235 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014236 · doc4.xml · nonDerivative · entry 3

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/25/15, the reporting person received a target grant of 24,107 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 13,234 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 13,236 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 13,235 shares of common stock as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:12 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 3,224 $19.28 $62,158.72
Disclosure

SEC source: 0001209191-18-014236 · doc4.xml · nonDerivative · entry 2

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,568

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:12 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 8,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014236 · doc4.xml · nonDerivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 24,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 8,035 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 8,036 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:14 UTC
Evans Jason EricPres. of Hospital Operations
Exercise / conversion2015 February Restricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014238 · doc4.xml · derivative · entry 3

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 25, 2015, the reporting person received a grant of 3,500 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 1,166 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on February 25, 2015, the reporting person received a grant of 3,500 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 1,166 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on February 25, 2015, the reporting person received a grant of 3,500 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 1,166 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock, as shown in Table I.

F4 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:14 UTC
Evans Jason EricPres. of Hospital Operations
Tax withholdingCommon Stock 344 $19.28 $6,632.32
Disclosure

SEC source: 0001209191-18-014238 · doc4.xml · nonDerivative · entry 2

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,242

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:14 UTC
Evans Jason EricPres. of Hospital Operations
Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014238 · doc4.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Pres. of Hospital Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 3,500 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 1,166 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 1,167 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 23, 2018 Filed Feb 28, 2018 00:01 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2015 February Performance-Based Restricted Stock Units · Derivative 7,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014233 · doc4.xml · derivative · entry 6

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On 2/25/15, the reporting person received a target grant of 14,246 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 7,820 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 7,822 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 7,822 shares of common stock as shown in Table I.

F4 · derivative.exercise_date: On 2/25/15, the reporting person received a target grant of 14,246 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 7,820 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 7,822 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 7,822 shares of common stock as shown in Table I.

F4 · derivative.expiration_date: On 2/25/15, the reporting person received a target grant of 14,246 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 7,820 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 7,822 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 7,822 shares of common stock as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

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February 23, 2018 Filed Feb 28, 2018 00:01 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2015 February Restricted Stock Units · Derivative 4,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014233 · doc4.xml · derivative · entry 5

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 25, 2015, the reporting person received a grant of 14,246 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 4,748 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on February 25, 2015, the reporting person received a grant of 14,246 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 4,748 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on February 25, 2015, the reporting person received a grant of 14,246 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 4,748 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:01 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 1,894 $19.28 $36,516.32
Disclosure

SEC source: 0001209191-18-014233 · doc4.xml · nonDerivative · entry 4

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,067

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:01 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 7,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014233 · doc4.xml · nonDerivative · entry 3

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/25/15, the reporting person received a target grant of 14,246 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 7,820 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 7,822 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 7,822 shares of common stock as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:01 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 1,258 $19.28 $24,254.24
Disclosure

SEC source: 0001209191-18-014233 · doc4.xml · nonDerivative · entry 2

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,139

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:01 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 4,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014233 · doc4.xml · nonDerivative · entry 1

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 14,246 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 4,748 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 4,749 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 22:36 UTC GrantCommon Stock 12,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063633 · doc4.xml · nonDerivative · entry 1

MARK RICHARD J · CIK 0001190100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,430

F1 · security: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,610 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 7,820 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,610 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 7,820 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
November 30, 2017 Filed Dec 4, 2017 22:31 UTC GrantCommon Stock 12,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063627 · doc4.xml · nonDerivative · entry 1

FISHER RICHARD W · CIK 0001287510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,430

F1 · security: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,610 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 7,820 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,610 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 7,820 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

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October 31, 2017 Filed Nov 2, 2017 20:44 UTC GrantCommon Stock 12,847 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058901 · doc4.xml · nonDerivative · entry 1

BIERMAN JAMES L · CIK 0001189534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,847

F1 · security: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,552 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 8,295 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted to new non-employee director upon appointment to Board of Directors pursuant to the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date. 4,552 restricted stock units will be settled in shares of common stock upon termination of service from the Board and 8,295 will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.