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THC

TENET HEALTHCARE CORP

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Tapewire entity
2563
SEC CIK
0000070318
Parsed reports
494

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202501
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202606
Jun 202600
Jul 202604
Aug 2026010
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2019 Filed May 7, 2019 21:51 UTC GrantCommon Stock 10,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028041 · doc4.xml · nonDerivative · entry 1

BIERMAN JAMES L · CIK 0001189534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,103

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 03, 2019 Filed May 7, 2019 21:49 UTC GrantCommon Stock 10,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028035 · doc4.xml · nonDerivative · entry 1

Austin Lloyd J. III · CIK 0001680876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,729

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Hacker HowardEVP, Chief Compliance Officer
Grant2019 March Performance Stock Options (Right to Buy) · Derivative 7,862 $0.00 Strike: $28.84 $0.00
Disclosure

SEC source: 0001209191-19-022713 · doc4.xml · derivative · entry 2

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,862

Underlying: Common Stock · 7,862 shares

Expires 2029-03-29

F2 · derivative.exercise_date: These performance-based stock options vest on the third anniversary of the date of grant, subject to the satisfaction of a stock price performance condition requiring the Company's common stock price to close at or above $36.05 per share for any 20 consecutive trading days during the three-year period following the date of grant.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Hacker HowardEVP, Chief Compliance Officer
Grant2019 March Restricted Stock Units · Derivative 3,468 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022713 · doc4.xml · derivative · entry 1

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,468

Underlying: Common Stock · 3,468 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:35 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversion2016 March Performance-Based Restricted Stock Units · Derivative 15,226 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018640 · doc4.xml · derivative · entry 6

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a target grant of 36,079 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 15,226 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 15,226 shares of common stock, as shown in Table I.

F4 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a target grant of 36,079 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 15,226 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 15,226 shares of common stock, as shown in Table I.

F4 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a target grant of 36,079 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 15,226 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 15,226 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:35 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversion2016 March Restricted Stock Units · Derivative 12,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018640 · doc4.xml · derivative · entry 5

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a grant of 36,079 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 12,026 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 12,026 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 12,027 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a grant of 36,079 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 12,026 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 12,026 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 12,027 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a grant of 36,079 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 12,026 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 12,026 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 12,027 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:35 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 5,992 $27.17 $162,802.64
Disclosure

SEC source: 0001209191-19-018640 · doc4.xml · nonDerivative · entry 4

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,089

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:35 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 15,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-018640 · doc4.xml · nonDerivative · entry 3

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on March 10, 2016, the reporting person received a target grant of 36,079 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 15,226 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 15,226 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:35 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 4,733 $27.17 $128,595.61
Disclosure

SEC source: 0001209191-19-018640 · doc4.xml · nonDerivative · entry 2

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,855

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:35 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 12,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-018640 · doc4.xml · nonDerivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 10, 2016, the reporting person received a grant of 36,079 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 12,026 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 12,026 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 12,027 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC
PITTS KEITH BVice Chairman
Exercise / conversion2016 March Performance-Based Restricted Stock Units · Derivative 25,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · derivative · entry 6

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a target grant of 61,177 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 25,817 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 25,817 shares of common stock, as shown in Table I.

F4 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a target grant of 61,177 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 25,817 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 25,817 shares of common stock, as shown in Table I.

F4 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a target grant of 61,177 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 25,817 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 25,817 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC
PITTS KEITH BVice Chairman
Exercise / conversion2016 March Restricted Stock Units · Derivative 20,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · derivative · entry 5

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 20,392 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 20,393 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 20,392 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 20,393 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 20,392 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 20,393 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC
PITTS KEITH BVice Chairman
Tax withholdingCommon Stock 10,159 $27.17 $276,020.03
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · nonDerivative · entry 4

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,356

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC
PITTS KEITH BVice Chairman
Exercise / conversionCommon Stock 25,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · nonDerivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on March 10, 2016, the reporting person received a target grant of 61,177 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 25,817 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 25,817 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC
PITTS KEITH BVice Chairman
Tax withholdingCommon Stock 8,025 $27.17 $218,039.25
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,698

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC
PITTS KEITH BVice Chairman
Exercise / conversionCommon Stock 20,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 20,392 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 20,393 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:32 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2016 March Performance-Based Restricted Stock Units · Derivative 9,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018638 · doc4.xml · derivative · entry 6

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a target grant of 23,530 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 9,930 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 9,930 shares of common stock, as shown in Table I.

F4 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a target grant of 23,530 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 9,930 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 9,930 shares of common stock, as shown in Table I.

F4 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a target grant of 23,530 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 9,930 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 9,930 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:32 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2016 March Restricted Stock Units · Derivative 7,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018638 · doc4.xml · derivative · entry 5

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a grant of 23,530 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 7,843 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 7,843 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 7,844 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a grant of 23,530 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 7,843 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 7,843 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 7,844 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a grant of 23,530 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 7,843 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 7,843 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 7,844 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:32 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 3,809 $27.17 $103,490.53
Disclosure

SEC source: 0001209191-19-018638 · doc4.xml · nonDerivative · entry 4

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,282

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:32 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 9,930 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-018638 · doc4.xml · nonDerivative · entry 3

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on March 10, 2016, the reporting person received a target grant of 23,530 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 9,930 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 9,930 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:32 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 3,009 $27.17 $81,754.53
Disclosure

SEC source: 0001209191-19-018638 · doc4.xml · nonDerivative · entry 2

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,161

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:32 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 7,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-018638 · doc4.xml · nonDerivative · entry 1

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 10, 2016, the reporting person received a grant of 23,530 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 7,843 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 7,843 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 7,844 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:38 UTC
PITTS KEITH BVice Chairman
Exercise / conversion2017 March Restricted Stock Units · Derivative 22,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · derivative · entry 6

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,820

Underlying: Common Stock · 22,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 22,820 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F4 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 22,820 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F4 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 22,820 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:38 UTC
PITTS KEITH BVice Chairman
Tax withholdingCommon Stock 6,944 $29.39 $204,084.16
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · nonDerivative · entry 4

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,330

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:38 UTC
PITTS KEITH BVice Chairman
Exercise / conversionCommon Stock 22,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · nonDerivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 22,820 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:41 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2018 June Restricted Stock Units · Derivative 7,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015948 · doc4.xml · derivative · entry 7

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,228

Underlying: Common Stock · 7,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The third vesting date occurred on March 1, 2019, resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 29,228 restricted stock units are shown in Table II.

F4 · derivative.exercise_date: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The third vesting date occurred on March 1, 2019, resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 29,228 restricted stock units are shown in Table II.

F4 · derivative.expiration_date: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The third vesting date occurred on March 1, 2019, resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 29,228 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:41 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2018 March Restricted Stock Units · Derivative 36,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015948 · doc4.xml · derivative · entry 6

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,332

Underlying: Common Stock · 36,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The fourth vesting date occurred on March 1, 2019, resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 144,332 restricted stock units are shown in Table II.

F1 · derivative.exercise_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The fourth vesting date occurred on March 1, 2019, resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 144,332 restricted stock units are shown in Table II.

F1 · derivative.expiration_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The fourth vesting date occurred on March 1, 2019, resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 144,332 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:41 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 1,775 $29.39 $52,167.25
Disclosure

SEC source: 0001209191-19-015948 · doc4.xml · nonDerivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,857

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:41 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 7,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015948 · doc4.xml · nonDerivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The third vesting date occurred on March 1, 2019, resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 29,228 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:41 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 10,191 $29.39 $299,513.49
Disclosure

SEC source: 0001209191-19-015948 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,326

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:41 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 36,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015948 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The fourth vesting date occurred on March 1, 2019, resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 144,332 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:35 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversion2017 March Restricted Stock Units · Derivative 13,458 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015938 · doc4.xml · derivative · entry 6

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,458

Underlying: Common Stock · 13,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 13,458 shares of common stock, as shown in Table I. The remaining 13,458 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F4 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 13,458 shares of common stock, as shown in Table I. The remaining 13,458 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F4 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 13,458 shares of common stock, as shown in Table I. The remaining 13,458 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:35 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 3,278 $29.39 $96,340.42
Disclosure

SEC source: 0001209191-19-015938 · doc4.xml · nonDerivative · entry 4

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,561

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:35 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 13,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015938 · doc4.xml · nonDerivative · entry 3

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 13,458 shares of common stock, as shown in Table I. The remaining 13,458 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:32 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2017 March Restricted Stock Units · Derivative 8,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015931 · doc4.xml · derivative · entry 6

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,777

Underlying: Common Stock · 8,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 8,777 shares of common stock, as shown in Table I. The remaining 8,777 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F4 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 8,777 shares of common stock, as shown in Table I. The remaining 8,777 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F4 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 8,777 shares of common stock, as shown in Table I. The remaining 8,777 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:32 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 2,138 $29.39 $62,835.82
Disclosure

SEC source: 0001209191-19-015931 · doc4.xml · nonDerivative · entry 4

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,326

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:32 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 8,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015931 · doc4.xml · nonDerivative · entry 3

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 8,777 shares of common stock, as shown in Table I. The remaining 8,777 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:38 UTC
PITTS KEITH BVice Chairman
Exercise / conversion2018 February Restricted Stock Units · Derivative 21,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · derivative · entry 5

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,072

Underlying: Common Stock · 21,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 63,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 21,035 shares of common stock, as shown in Table I. The remaining 42,072 restricted stock units are shown in Table II, of which 21,036 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F1 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 63,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 21,035 shares of common stock, as shown in Table I. The remaining 42,072 restricted stock units are shown in Table II, of which 21,036 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F1 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 63,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 21,035 shares of common stock, as shown in Table I. The remaining 42,072 restricted stock units are shown in Table II, of which 21,036 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:38 UTC
PITTS KEITH BVice Chairman
Tax withholdingCommon Stock 5,104 $28.58 $145,872.32
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,455

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:38 UTC
PITTS KEITH BVice Chairman
Exercise / conversionCommon Stock 21,035 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 63,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 21,035 shares of common stock, as shown in Table I. The remaining 42,072 restricted stock units are shown in Table II, of which 21,036 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:35 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversion2018 February Restricted Stock Units · Derivative 12,405 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015938 · doc4.xml · derivative · entry 5

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,812

Underlying: Common Stock · 12,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 37,217 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 12,405 shares of common stock, as shown in Table I. The remaining 24,812 restricted stock units are shown in Table II, of which 12,406 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F1 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 37,217 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 12,405 shares of common stock, as shown in Table I. The remaining 24,812 restricted stock units are shown in Table II, of which 12,406 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F1 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 37,217 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 12,405 shares of common stock, as shown in Table I. The remaining 24,812 restricted stock units are shown in Table II, of which 12,406 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:35 UTC
Cancelmi Daniel JChief Financial Officer
Tax withholdingCommon Stock 3,073 $28.58 $87,826.34
Disclosure

SEC source: 0001209191-19-015938 · doc4.xml · nonDerivative · entry 2

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,381

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:35 UTC
Cancelmi Daniel JChief Financial Officer
Exercise / conversionCommon Stock 12,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015938 · doc4.xml · nonDerivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 37,217 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 12,405 shares of common stock, as shown in Table I. The remaining 24,812 restricted stock units are shown in Table II, of which 12,406 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 28, 2019 Filed Mar 4, 2019 23:32 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversion2018 February Restricted Stock Units · Derivative 8,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015931 · doc4.xml · derivative · entry 5

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,182

Underlying: Common Stock · 8,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 24,272 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 8,090 shares of common stock, as shown in Table I. The remaining 16,182 restricted stock units are shown in Table II, of which 8,091 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F1 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 24,272 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 8,090 shares of common stock, as shown in Table I. The remaining 16,182 restricted stock units are shown in Table II, of which 8,091 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F1 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 24,272 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 8,090 shares of common stock, as shown in Table I. The remaining 16,182 restricted stock units are shown in Table II, of which 8,091 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

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February 28, 2019 Filed Mar 4, 2019 23:32 UTC
Andrews Audrey T.SVP and General Counsel
Tax withholdingCommon Stock 2,042 $28.58 $58,360.36
Disclosure

SEC source: 0001209191-19-015931 · doc4.xml · nonDerivative · entry 2

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,687

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 28, 2019 Filed Mar 4, 2019 23:32 UTC
Andrews Audrey T.SVP and General Counsel
Exercise / conversionCommon Stock 8,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015931 · doc4.xml · nonDerivative · entry 1

Andrews Audrey T. · CIK 0001568933 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 24,272 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 8,090 shares of common stock, as shown in Table I. The remaining 16,182 restricted stock units are shown in Table II, of which 8,091 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 27, 2019 Filed Mar 1, 2019 22:56 UTC
Sutaria SaumyaChief Operating Officer
Grant2019 February Restricted Stock Units · Derivative 141,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015145 · doc4.xml · derivative · entry 1

Sutaria Saumya · CIK 0001760857 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,543

Underlying: Common Stock · 141,543 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units will vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

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February 27, 2019 Filed Mar 1, 2019 22:53 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Grant2019 February Restricted Stock Units · Derivative 566,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015141 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,172

Underlying: Common Stock · 566,172 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest and settle in nine equal quarterly installments on the following dates: June 30, 2019; September 30, 2019; December 31, 2019; March 31, 2020; June 30, 2020; September 30, 2020; December 31, 2020; March 31, 2021; and June 30, 2021. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest and settle in nine equal quarterly installments on the following dates: June 30, 2019; September 30, 2019; December 31, 2019; March 31, 2020; June 30, 2020; September 30, 2020; December 31, 2020; March 31, 2021; and June 30, 2021. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest and settle in nine equal quarterly installments on the following dates: June 30, 2019; September 30, 2019; December 31, 2019; March 31, 2020; June 30, 2020; September 30, 2020; December 31, 2020; March 31, 2021; and June 30, 2021. Restricted stock units are settled in shares of the Company's common stock upon vesting.

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February 27, 2019 Filed Mar 1, 2019 22:49 UTC
Cancelmi Daniel JChief Financial Officer
Grant2019 February Performance Stock Options (Right to Buy) · Derivative 61,383 $0.00 Strike: $28.26 $0.00
Disclosure

SEC source: 0001209191-19-015138 · doc4.xml · derivative · entry 2

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,383

Underlying: Common Stock · 61,383 shares

Expires 2029-02-27

F2 · derivative.exercise_date: These performance-based stock options vest on the third anniversary of the date of grant, subject to the satisfaction of a stock price performance condition requiring the Company's common stock price to close at or above $35.33 per share for any 20 consecutive trading days during the three-year period following the date of grant.

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February 27, 2019 Filed Mar 1, 2019 22:49 UTC
Cancelmi Daniel JChief Financial Officer
Grant2019 February Restricted Stock Units · Derivative 27,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015138 · doc4.xml · derivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,130

Underlying: Common Stock · 27,130 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.