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THC

TENET HEALTHCARE CORP

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2563
SEC CIK
0000070318
Parsed reports
494

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202501
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202606
Jun 202600
Jul 202604
Aug 2026010
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 16, 2020 02:57 UTC
ROBBINS LARRY10% owner
SaleCommon Stock, $0.05 par value 152,267 $41.27 $6,283,876.37
Disclosure

SEC source: 0000905148-20-001283 · form4.xml · nonDerivative · entry 6

GLENVIEW CAPITAL MANAGEMENT, LLC · CIK 0001138995 · 10% owner

ROBBINS LARRY · CIK 0001228603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,695,976

F1 · shares: These shares of the Issuer's Common Stock, $0.05 par value per share (the "Shares") were sold by Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC.

F9 · price: This price reflects the weighted average purchase price for open-market sales of Shares made by the Reporting Persons on December 15, 2020 within a $1.00 range. The actual prices for these transactions range from $41.00 to $41.99, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price.

F2 · balance_after: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.direct: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.nature: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:23 UTC
Arbour Paola MEVP, Chief Information Officer
SaleCommon Stock 1,898 $41.05 $77,912.90
Disclosure

SEC source: 0001209191-20-064189 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,726

F1 · kind: These shares were sold in open market broker transactions.

F2 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $40.96 to $41.15. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:36 UTC
Quintana MarieEVP, Marketing/Communications
SaleCommon Stock 2,440 $41.34 $100,869.60
Disclosure

SEC source: 0001209191-20-064195 · doc4.xml · nonDerivative · entry 1

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,188

F1 · kind: These shares were sold in open market broker transactions.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 02:57 UTC
ROBBINS LARRY10% owner
SaleCommon Stock, $0.05 par value 29,787 $42.09 $1,253,827.17
Disclosure

SEC source: 0000905148-20-001283 · form4.xml · nonDerivative · entry 5

GLENVIEW CAPITAL MANAGEMENT, LLC · CIK 0001138995 · 10% owner

ROBBINS LARRY · CIK 0001228603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,848,243

F1 · shares: These shares of the Issuer's Common Stock, $0.05 par value per share (the "Shares") were sold by Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC.

F8 · price: This price reflects the weighted average purchase price for open-market sales of Shares made by the Reporting Persons on December 14, 2020 within a $1.00 range. The actual prices for these transactions range from $42.01 to $42.1825, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price.

F2 · balance_after: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.direct: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.nature: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 02:57 UTC
ROBBINS LARRY10% owner
SaleCommon Stock, $0.05 par value 129,026 $41.06 $5,297,175.33
Disclosure

SEC source: 0000905148-20-001283 · form4.xml · nonDerivative · entry 4

GLENVIEW CAPITAL MANAGEMENT, LLC · CIK 0001138995 · 10% owner

ROBBINS LARRY · CIK 0001228603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,878,030

F1 · shares: These shares of the Issuer's Common Stock, $0.05 par value per share (the "Shares") were sold by Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC.

F7 · price: This price reflects the weighted average purchase price for open-market sales of Shares made by the Reporting Persons on December 14, 2020 within a $1.00 range. The actual prices for these transactions range from $40.85 to $41.30, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price.

F2 · balance_after: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.direct: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.nature: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 02:57 UTC
ROBBINS LARRY10% owner
SaleCommon Stock, $0.05 par value 201,903 $40.22 $8,120,457.90
Disclosure

SEC source: 0000905148-20-001283 · form4.xml · nonDerivative · entry 3

GLENVIEW CAPITAL MANAGEMENT, LLC · CIK 0001138995 · 10% owner

ROBBINS LARRY · CIK 0001228603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,007,056

F1 · shares: These shares of the Issuer's Common Stock, $0.05 par value per share (the "Shares") were sold by Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC.

F6 · price: This price reflects the weighted average purchase price for open-market sales of Shares made by the Reporting Persons on December 14, 2020 within a $1.00 range. The actual prices for these transactions range from $39.83 to $40.80, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price.

F2 · balance_after: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.direct: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.nature: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 02:57 UTC
ROBBINS LARRY10% owner
SaleCommon Stock, $0.05 par value 8,337 $42.00 $350,142.33
Disclosure

SEC source: 0000905148-20-001283 · form4.xml · nonDerivative · entry 2

GLENVIEW CAPITAL MANAGEMENT, LLC · CIK 0001138995 · 10% owner

ROBBINS LARRY · CIK 0001228603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,208,959

F1 · shares: These shares of the Issuer's Common Stock, $0.05 par value per share (the "Shares") were sold by Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC.

F5 · price: This price reflects the weighted average purchase price for open-market sales of Shares made by the Reporting Persons on December 11, 2020 within a $1.00 range. The actual prices for these transactions range from $41.50 to $42.42, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price.

F2 · balance_after: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.direct: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.nature: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 02:57 UTC
ROBBINS LARRY10% owner
SaleCommon Stock, $0.05 par value 491,663 $40.67 $19,996,524.21
Disclosure

SEC source: 0000905148-20-001283 · form4.xml · nonDerivative · entry 1

GLENVIEW CAPITAL MANAGEMENT, LLC · CIK 0001138995 · 10% owner

ROBBINS LARRY · CIK 0001228603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,217,296

F1 · shares: These shares of the Issuer's Common Stock, $0.05 par value per share (the "Shares") were sold by Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC.

F4 · price: This price reflects the weighted average purchase price for open-market sales of Shares made by the Reporting Persons on December 11, 2020 within a $1.00 range. The actual prices for these transactions range from $40.405 to $41.36, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price.

F2 · balance_after: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.direct: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.nature: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:10 UTC
Andrews Audrey T.EVP & General Counsel
Exercise / conversion2017 March Performance Stock Options (Right to Buy) · Derivative 58,680 $18.99 Strike: $18.99 $1,114,333.20
Disclosure

SEC source: 0001209191-20-063593 · doc4.xml · derivative · entry 4

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,680 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This stock option was exercised and the resulting shares were sold in open market broker transactions.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:10 UTC
Andrews Audrey T.EVP & General Counsel
SaleCommon Stock 22,078 $41.44 $914,912.32
Disclosure

SEC source: 0001209191-20-063593 · doc4.xml · nonDerivative · entry 3

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,658

F3 · kind: These shares were sold in open market broker transactions.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:10 UTC
Andrews Audrey T.EVP & General Counsel
SaleCommon Stock 58,680 $41.07 $2,409,987.60
Disclosure

SEC source: 0001209191-20-063593 · doc4.xml · nonDerivative · entry 2

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,736

F1 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions.

F2 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $40.98 to $41.32. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:10 UTC
Andrews Audrey T.EVP & General Counsel
Exercise / conversionCommon Stock 58,680 $18.99 $1,114,333.20
Disclosure

SEC source: 0001209191-20-063593 · doc4.xml · nonDerivative · entry 1

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:12 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2017 September Performance Stock Options (Right to Buy) · Derivative 408,526 $16.43 Strike: $16.43 $6,712,082.18
Disclosure

SEC source: 0001209191-20-063304 · doc4.xml · derivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 408,526 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This stock option was exercised and the resulting shares were sold in open market broker transactions pursuant to a 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:12 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
SaleCommon Stock 408,526 $40.00 $16,341,040.00
Disclosure

SEC source: 0001209191-20-063304 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,968

F1 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions pursuant to a 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:12 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 408,526 $16.43 $6,712,082.18
Disclosure

SEC source: 0001209191-20-063304 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions pursuant to a 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:37 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversion2017 March Performance Stock Options (Right to Buy) · Derivative 11,736 $18.99 Strike: $18.99 $222,866.64
Disclosure

SEC source: 0001209191-20-058124 · doc4.xml · derivative · entry 4

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,736 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:37 UTC
Hacker HowardEVP, Chief Compliance Officer
SaleCommon Stock 11,736 $32.00 $375,552.00
Disclosure

SEC source: 0001209191-20-058124 · doc4.xml · nonDerivative · entry 3

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were sold in open market broker transactions pursuant to a 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:37 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversionCommon Stock 11,736 $18.99 $222,866.64
Disclosure

SEC source: 0001209191-20-058124 · doc4.xml · nonDerivative · entry 2

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:37 UTC
Hacker HowardEVP, Chief Compliance Officer
SaleCommon Stock 11,407 $32.00 $365,024.00
Disclosure

SEC source: 0001209191-20-058124 · doc4.xml · nonDerivative · entry 1

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were sold in open market broker transactions pursuant to a 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2020 February Restricted Stock Units · Derivative 32,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053264 · doc4.xml · derivative · entry 7

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,311

Underlying: Common Stock · 32,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The second vesting date occurred on September 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 294,311 restricted stock units are shown in Table II.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The second vesting date occurred on September 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 294,311 restricted stock units are shown in Table II.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The second vesting date occurred on September 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 294,311 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2019 February Restricted Stock Units · Derivative 62,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053264 · doc4.xml · derivative · entry 6

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,724

Underlying: Common Stock · 62,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The sixth vesting date occurred on September 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 188,724 restricted stock units are shown in Table II.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The sixth vesting date occurred on September 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 188,724 restricted stock units are shown in Table II.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The sixth vesting date occurred on September 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 188,724 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 12,868 $24.51 $315,394.68
Disclosure

SEC source: 0001209191-20-053264 · doc4.xml · nonDerivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,968

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 32,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-053264 · doc4.xml · nonDerivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The second vesting date occurred on September 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 294,311 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 24,755 $24.51 $606,745.05
Disclosure

SEC source: 0001209191-20-053264 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,135

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 62,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-053264 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The sixth vesting date occurred on September 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 188,724 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:20 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2020 February Restricted Stock Units · Derivative 32,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040287 · doc4.xml · derivative · entry 7

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,012

Underlying: Common Stock · 32,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The first vesting date occurred on June 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 327,012 restricted stock units are shown in Table II.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The first vesting date occurred on June 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 327,012 restricted stock units are shown in Table II.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The first vesting date occurred on June 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 327,012 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:20 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2019 February Restricted Stock Units · Derivative 62,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040287 · doc4.xml · derivative · entry 6

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,632

Underlying: Common Stock · 62,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The fifth vesting date occurred on June 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 251,632 restricted stock units are shown in Table II.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The fifth vesting date occurred on June 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 251,632 restricted stock units are shown in Table II.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The fifth vesting date occurred on June 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 251,632 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:20 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 12,868 $18.11 $233,039.48
Disclosure

SEC source: 0001209191-20-040287 · doc4.xml · nonDerivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,982

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:20 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 32,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040287 · doc4.xml · nonDerivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The first vesting date occurred on June 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 327,012 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:20 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 24,755 $18.11 $448,313.05
Disclosure

SEC source: 0001209191-20-040287 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,149

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:20 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 62,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040287 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The fifth vesting date occurred on June 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 251,632 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:25 UTC
West NadjaDirector
GrantCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033760 · doc4.xml · nonDerivative · entry 1

West Nadja · CIK 0001787802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,984

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:22 UTC
Romo TammyDirector
GrantCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033758 · doc4.xml · nonDerivative · entry 1

Romo Tammy · CIK 0001558014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,802

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:19 UTC GrantCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033755 · doc4.xml · nonDerivative · entry 1

MARK RICHARD J · CIK 0001190100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,825

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:17 UTC GrantCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033753 · doc4.xml · nonDerivative · entry 1

Lynch Christopher S. · CIK 0001452627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,120

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:14 UTC GrantCommon Stock 14,322 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033751 · doc4.xml · nonDerivative · entry 1

KERREY J ROBERT · CIK 0001179100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,430

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:12 UTC GrantCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033748 · doc4.xml · nonDerivative · entry 1

Fitzgerald Meghan · CIK 0001349297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,021

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:09 UTC GrantCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033746 · doc4.xml · nonDerivative · entry 1

FISHER RICHARD W · CIK 0001287510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,825

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:07 UTC GrantCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033744 · doc4.xml · nonDerivative · entry 1

BIERMAN JAMES L · CIK 0001189534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,242

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:34 UTC
Quintana MarieEVP, Marketing/Communications
Exercise / conversion2018 May Restricted Stock Units · Derivative 2,039 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033657 · doc4.xml · derivative · entry 3

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,039

Underlying: Common Stock · 2,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on May 31, 2018, the reporting person received a grant of 6,116 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,038 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,039 shares of common stock, as shown in Table I. The remaining 2,039 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F1 · derivative.exercise_date: As previously reported, on May 31, 2018, the reporting person received a grant of 6,116 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,038 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,039 shares of common stock, as shown in Table I. The remaining 2,039 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F1 · derivative.expiration_date: As previously reported, on May 31, 2018, the reporting person received a grant of 6,116 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,038 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,039 shares of common stock, as shown in Table I. The remaining 2,039 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:34 UTC
Quintana MarieEVP, Marketing/Communications
Tax withholdingCommon Stock 497 $21.76 $10,814.72
Disclosure

SEC source: 0001209191-20-033657 · doc4.xml · nonDerivative · entry 2

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,628

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:34 UTC
Quintana MarieEVP, Marketing/Communications
Exercise / conversionCommon Stock 2,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033657 · doc4.xml · nonDerivative · entry 1

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on May 31, 2018, the reporting person received a grant of 6,116 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,038 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,039 shares of common stock, as shown in Table I. The remaining 2,039 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:04 UTC GrantCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033742 · doc4.xml · nonDerivative · entry 1

Austin Lloyd J. III · CIK 0001680876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,868

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:28 UTC
Arbour Paola MEVP, Chief Information Officer
Exercise / conversion2018 May Restricted Stock Units · Derivative 2,509 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033648 · doc4.xml · derivative · entry 3

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509

Underlying: Common Stock · 2,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I. The remaining 2,509 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F1 · derivative.exercise_date: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I. The remaining 2,509 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F1 · derivative.expiration_date: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I. The remaining 2,509 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

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May 29, 2020 Filed Jun 2, 2020 21:28 UTC
Arbour Paola MEVP, Chief Information Officer
Tax withholdingCommon Stock 611 $21.76 $13,295.36
Disclosure

SEC source: 0001209191-20-033648 · doc4.xml · nonDerivative · entry 2

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,624

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:28 UTC
Arbour Paola MEVP, Chief Information Officer
Exercise / conversionCommon Stock 2,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033648 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I. The remaining 2,509 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:46 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2019 February Restricted Stock Units · Derivative 62,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022807 · doc4.xml · derivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,540

Underlying: Common Stock · 62,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The fourth vesting date occurred on March 31, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 314,540 restricted stock units are shown in Table II.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The fourth vesting date occurred on March 31, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 314,540 restricted stock units are shown in Table II.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The fourth vesting date occurred on March 31, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 314,540 restricted stock units are shown in Table II.

F4 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:46 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 24,755 $14.40 $356,472.00
Disclosure

SEC source: 0001209191-20-022807 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,996

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:46 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 62,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022807 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The fourth vesting date occurred on March 31, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 314,540 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:35 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversion2019 March Restricted Stock Units · Derivative 1,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021831 · doc4.xml · derivative · entry 3

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312

Underlying: Common Stock · 1,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 29, 2019, the reporting person received a grant of 3,468 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 27, 2020 (the business day prior to March 29, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,156 shares of common stock, as shown in Table I. The remaining 2,312 restricted stock units are shown in Table II, of which 1,156 are scheduled to vest on each of March 29, 2021 and March 29, 2022.

F1 · derivative.exercise_date: As previously reported, on March 29, 2019, the reporting person received a grant of 3,468 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 27, 2020 (the business day prior to March 29, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,156 shares of common stock, as shown in Table I. The remaining 2,312 restricted stock units are shown in Table II, of which 1,156 are scheduled to vest on each of March 29, 2021 and March 29, 2022.

F1 · derivative.expiration_date: As previously reported, on March 29, 2019, the reporting person received a grant of 3,468 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 27, 2020 (the business day prior to March 29, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,156 shares of common stock, as shown in Table I. The remaining 2,312 restricted stock units are shown in Table II, of which 1,156 are scheduled to vest on each of March 29, 2021 and March 29, 2022.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.