THC

SEC source: 0001209191-21-024622 · doc4.xml · derivative · entry 9

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,909

Underlying: Common Stock · 32,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The fourth vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 228,909 restricted stock units are shown in Table II.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The fourth vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 228,909 restricted stock units are shown in Table II.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The fourth vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 228,909 restricted stock units are shown in Table II.

F6 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-024622 · doc4.xml · derivative · entry 8

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,908

Underlying: Common Stock · 62,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The eighth vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 62,908 restricted stock units are shown in Table II.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The eighth vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 62,908 restricted stock units are shown in Table II.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The eighth vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 62,908 restricted stock units are shown in Table II.

F6 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-024622 · doc4.xml · nonDerivative · entry 6

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,864

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-024622 · doc4.xml · nonDerivative · entry 5

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 24, 2021, the reporting person received a grant of 189,215 time-based restricted stock units that vest and settle in eight equal quarterly installments. The first vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 23,651 shares of common stock, as shown in Table I. The remaining 165,564 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-024622 · doc4.xml · nonDerivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,520

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-024622 · doc4.xml · nonDerivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The fourth vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 228,909 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-024622 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,687

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-024622 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. The eighth vesting date occurred on March 31, 2021, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in Table I. The remaining 62,908 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-023830 · doc4.xml · derivative · entry 3

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156

Underlying: Common Stock · 1,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 29, 2019, the reporting person received a grant of 3,468 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 27, 2020 (the business day prior to March 29, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,156 shares of common stock. The second anniversary occurred on March 29, 2021, resulting in the vesting and settlement of 1,156 shares of common stock, as shown in Table I. The remaining 1,156 restricted stock units are shown in Table II and are scheduled to vest March 29, 2022.

F1 · derivative.exercise_date: As previously reported, on March 29, 2019, the reporting person received a grant of 3,468 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 27, 2020 (the business day prior to March 29, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,156 shares of common stock. The second anniversary occurred on March 29, 2021, resulting in the vesting and settlement of 1,156 shares of common stock, as shown in Table I. The remaining 1,156 restricted stock units are shown in Table II and are scheduled to vest March 29, 2022.

F1 · derivative.expiration_date: As previously reported, on March 29, 2019, the reporting person received a grant of 3,468 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 27, 2020 (the business day prior to March 29, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,156 shares of common stock. The second anniversary occurred on March 29, 2021, resulting in the vesting and settlement of 1,156 shares of common stock, as shown in Table I. The remaining 1,156 restricted stock units are shown in Table II and are scheduled to vest March 29, 2022.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-023830 · doc4.xml · nonDerivative · entry 2

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,382

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-023830 · doc4.xml · nonDerivative · entry 1

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 29, 2019, the reporting person received a grant of 3,468 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 27, 2020 (the business day prior to March 29, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,156 shares of common stock. The second anniversary occurred on March 29, 2021, resulting in the vesting and settlement of 1,156 shares of common stock, as shown in Table I. The remaining 1,156 restricted stock units are shown in Table II and are scheduled to vest March 29, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001140361-21-009857 · form4.xml · nonDerivative · entry 1

GLENVIEW CAPITAL MANAGEMENT, LLC · CIK 0001138995 · 10% owner

ROBBINS LARRY · CIK 0001228603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,672,926

F1 · shares: These shares of the Issuer's Common Stock, $0.05 par value per share (the "Shares") were sold by Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC.

F2 · balance_after: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.direct: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F2 · ownership.nature: These Shares are held for the accounts of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles managed by Glenview Capital Management, LLC. Glenview Capital Management, LLC serves as investment manager to each of Glenview Capital Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Institutional Partners, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., and certain other associated investment vehicles. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management, LLC.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-21-021189 · doc4.xml · derivative · entry 15

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,700 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F12 · derivative.exercise_date: These derivative securities (stock options) vested and became exercisable on February 26, 2021 (the business day prior to February 28, 2021, which fell on a weekend).

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 11

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,000

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F9 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $57.09 to $57.62. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 10

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,059

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F8 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $56.06 to $57.06. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 9

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,950

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F7 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $55.06 to $56.00. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 8

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

SEC source: 0001209191-21-021189 · doc4.xml · derivative · entry 14

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,700

Underlying: Common Stock · 16,126 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F12 · derivative.exercise_date: These derivative securities (stock options) vested and became exercisable on February 26, 2021 (the business day prior to February 28, 2021, which fell on a weekend).

SEC source: 0001209191-21-021189 · doc4.xml · derivative · entry 13

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 89,976 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F11 · derivative.exercise_date: These derivative securities (stock options) vested and became exercisable on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend).

SEC source: 0001209191-21-021189 · doc4.xml · derivative · entry 12

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2022-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

F1 · shares: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

F2 · shares: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F1 · price: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

F10 · derivative.exercise_date: These derivative securities (stock options) vested and became exercisable on each of September 27, 2013 (the business day prior to the first anniversary date, which fell on a weekend), September 26, 2014 (the business day prior to the second anniversary date, which fell on a weekend) and September 28, 2015.

F1 · derivative.underlying_shares: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 7

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,000

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F6 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $55.05 to $55.38. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 6

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 5

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,000

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F5 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $55.56 to $56.52. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 4

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,403

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F4 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $54.56 to $55.55. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 3

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 2

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,000

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F3 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $54.53 to $55.45. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021189 · doc4.xml · nonDerivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

F2 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F1 · shares: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

F1 · price: All historical share data in this Form 4 have been restated to reflect a one-for-four reverse stock split, effective as of October 11, 2012.

SEC source: 0001209191-21-016472 · doc4.xml · derivative · entry 6

Sutaria Saumya · CIK 0001760857 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,181

Underlying: Common Stock · 47,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. The remaining 47,181 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F4 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. The remaining 47,181 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F4 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. The remaining 47,181 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-016472 · doc4.xml · derivative · entry 5

Sutaria Saumya · CIK 0001760857 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,924

Underlying: Common Stock · 47,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock, as shown in Table I. The remaining 95,924 restricted stock units are shown in Table II, of which 47,962 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F1 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock, as shown in Table I. The remaining 95,924 restricted stock units are shown in Table II, of which 47,962 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F1 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock, as shown in Table I. The remaining 95,924 restricted stock units are shown in Table II, of which 47,962 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-016472 · doc4.xml · nonDerivative · entry 4

Sutaria Saumya · CIK 0001760857 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,331

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-016472 · doc4.xml · nonDerivative · entry 3

Sutaria Saumya · CIK 0001760857 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. The remaining 47,181 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-016472 · doc4.xml · nonDerivative · entry 2

Sutaria Saumya · CIK 0001760857 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,543

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-016472 · doc4.xml · nonDerivative · entry 1

Sutaria Saumya · CIK 0001760857 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock, as shown in Table I. The remaining 95,924 restricted stock units are shown in Table II, of which 47,962 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-016463 · doc4.xml · derivative · entry 3

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,598

Underlying: Common Stock · 1,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 5,396 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 1,798 shares of common stock, as shown in Table I. The remaining 3,598 restricted stock units are shown in Table II, of which 1,799 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F1 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 5,396 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 1,798 shares of common stock, as shown in Table I. The remaining 3,598 restricted stock units are shown in Table II, of which 1,799 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F1 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 5,396 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 1,798 shares of common stock, as shown in Table I. The remaining 3,598 restricted stock units are shown in Table II, of which 1,799 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-016463 · doc4.xml · nonDerivative · entry 2

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,662

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-016463 · doc4.xml · nonDerivative · entry 1

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 5,396 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 1,798 shares of common stock, as shown in Table I. The remaining 3,598 restricted stock units are shown in Table II, of which 1,799 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-016460 · doc4.xml · derivative · entry 6

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753

Underlying: Common Stock · 2,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 2,752 shares of common stock, as shown in Table I. The remaining 2,753 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F4 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 2,752 shares of common stock, as shown in Table I. The remaining 2,753 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F4 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 2,752 shares of common stock, as shown in Table I. The remaining 2,753 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-016460 · doc4.xml · derivative · entry 5

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

Underlying: Common Stock · 5,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 15,288 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,096 shares of common stock, as shown in Table I. The remaining 10,192 restricted stock units are shown in Table II, of which 5,096 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F1 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 15,288 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,096 shares of common stock, as shown in Table I. The remaining 10,192 restricted stock units are shown in Table II, of which 5,096 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F1 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 15,288 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,096 shares of common stock, as shown in Table I. The remaining 10,192 restricted stock units are shown in Table II, of which 5,096 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-016460 · doc4.xml · nonDerivative · entry 4

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,063

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-016460 · doc4.xml · nonDerivative · entry 3

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 2,752 shares of common stock, as shown in Table I. The remaining 2,753 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-016460 · doc4.xml · nonDerivative · entry 2

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,982

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-016460 · doc4.xml · nonDerivative · entry 1

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 15,288 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,096 shares of common stock, as shown in Table I. The remaining 10,192 restricted stock units are shown in Table II, of which 5,096 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-016456 · doc4.xml · derivative · entry 9

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 4,855 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 1,618 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 1,618 shares of common stock. The third anniversary occurred on February 26, 2021 (the business day prior to February 28, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,619 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 4,855 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 1,618 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 1,618 shares of common stock. The third anniversary occurred on February 26, 2021 (the business day prior to February 28, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,619 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 4,855 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 1,618 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 1,618 shares of common stock. The third anniversary occurred on February 26, 2021 (the business day prior to February 28, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,619 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-016456 · doc4.xml · derivative · entry 8

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Common Stock · 1,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock, as shown in Table I. The remaining 1,180 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F4 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock, as shown in Table I. The remaining 1,180 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F4 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock, as shown in Table I. The remaining 1,180 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-016456 · doc4.xml · derivative · entry 7

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,593

Underlying: Common Stock · 4,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 14,389 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 4,796 shares of common stock, as shown in Table I. The remaining 9,593 restricted stock units are shown in Table II, of which 4,796 are scheduled to vest on February 26, 2022 and 4,797 are scheduled to vest on February 26, 2023.

F1 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 14,389 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 4,796 shares of common stock, as shown in Table I. The remaining 9,593 restricted stock units are shown in Table II, of which 4,796 are scheduled to vest on February 26, 2022 and 4,797 are scheduled to vest on February 26, 2023.

F1 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 14,389 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 4,796 shares of common stock, as shown in Table I. The remaining 9,593 restricted stock units are shown in Table II, of which 4,796 are scheduled to vest on February 26, 2022 and 4,797 are scheduled to vest on February 26, 2023.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-21-016456 · doc4.xml · nonDerivative · entry 6

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,681

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-016456 · doc4.xml · nonDerivative · entry 5

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 4,855 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 1,618 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 1,618 shares of common stock. The third anniversary occurred on February 26, 2021 (the business day prior to February 28, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,619 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-016456 · doc4.xml · nonDerivative · entry 4

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,457

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-21-016456 · doc4.xml · nonDerivative · entry 3

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock, as shown in Table I. The remaining 1,180 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-016456 · doc4.xml · nonDerivative · entry 2

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.