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THC

TENET HEALTHCARE CORP

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2563
SEC CIK
0000070318
Parsed reports
494

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202501
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202606
Jun 202600
Jul 202604
Aug 2026010
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 1, 2022 20:52 UTC
Rittenmeyer Ronald ADirector · Executive Chairman
Exercise / conversionCommon Stock 23,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-022015 · doc4.xml · nonDerivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, and vest and settle in eight equal quarterly installments.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:52 UTC
Rittenmeyer Ronald ADirector · Executive Chairman
Tax withholdingCommon Stock 12,868 $85.96 $1,106,133.28
Disclosure

SEC source: 0001209191-22-022015 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,051

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:52 UTC
Rittenmeyer Ronald ADirector · Executive Chairman
Exercise / conversionCommon Stock 32,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-022015 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 26, 2020, and vest and settle in eleven equal quarterly installments.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 22:15 UTC SaleCommon Stock 6,000 $90.47 $542,820.00
Disclosure

SEC source: 0001209191-22-017997 · doc4.xml · nonDerivative · entry 1

MARK RICHARD J · CIK 0001190100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,785

F1 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $90.43 to $90.50. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:31 UTC
Rittenmeyer Ronald ADirector · Executive Chairman
SaleCommon Stock 190,149 $90.56 $17,219,893.44
Disclosure

SEC source: 0001209191-22-016269 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,218

F2 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.96. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:31 UTC
Rittenmeyer Ronald ADirector · Executive Chairman
SaleCommon Stock 59,851 $90.12 $5,393,772.12
Disclosure

SEC source: 0001209191-22-016269 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,367

F1 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.64. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:25 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
SaleCommon Stock 8,742 $88.00 $769,296.00
Disclosure

SEC source: 0001209191-22-016241 · doc4.xml · nonDerivative · entry 1

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:10 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Exercise / conversion2019 July Restricted Stock Units · Derivative 4,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014889 · doc4.xml · derivative · entry 6

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on July 9, 2019, and vest in full on February 28, 2022.

F4 · derivative.exercise_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on July 9, 2019, and vest in full on February 28, 2022.

F4 · derivative.expiration_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on July 9, 2019, and vest in full on February 28, 2022.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

F6 · balance_after: The amount of securities beneficially owned following the reported transaction reflects a prior transfer of securities to the former spouse of the reporting person in accordance with the terms of a divorce agreement.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:10 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Exercise / conversion2020 June Restricted Stock Units · Derivative 4,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014889 · doc4.xml · derivative · entry 5

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,531

Underlying: Common Stock · 4,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on June 2, 2020, and vest in one-half increments on February 28, 2022 and February 28, 2023.

F1 · derivative.exercise_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on June 2, 2020, and vest in one-half increments on February 28, 2022 and February 28, 2023.

F1 · derivative.expiration_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on June 2, 2020, and vest in one-half increments on February 28, 2022 and February 28, 2023.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

F6 · balance_after: The amount of securities beneficially owned following the reported transaction reflects a prior transfer of securities to the former spouse of the reporting person in accordance with the terms of a divorce agreement.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:10 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Tax withholdingCommon Stock 1,786 $85.99 $153,578.14
Disclosure

SEC source: 0001209191-22-014889 · doc4.xml · nonDerivative · entry 4

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:10 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Exercise / conversionCommon Stock 4,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-014889 · doc4.xml · nonDerivative · entry 3

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on July 9, 2019, and vest in full on February 28, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:10 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Tax withholdingCommon Stock 1,067 $85.99 $91,751.33
Disclosure

SEC source: 0001209191-22-014889 · doc4.xml · nonDerivative · entry 2

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,556

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:10 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Exercise / conversionCommon Stock 4,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-014889 · doc4.xml · nonDerivative · entry 1

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on June 2, 2020, and vest in one-half increments on February 28, 2022 and February 28, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:57 UTC
Ramsey R. ScottPrincipal Accounting Officer
Exercise / conversion2020 February Restricted Stock Units · Derivative 1,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013780 · doc4.xml · derivative · entry 6

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 1,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 5,396 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 1,798 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 1,799 shares of common stock, as shown in Table I. The remaining 1,799 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 5,396 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 1,798 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 1,799 shares of common stock, as shown in Table I. The remaining 1,799 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 5,396 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 1,798 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 1,799 shares of common stock, as shown in Table I. The remaining 1,799 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:57 UTC
Ramsey R. ScottPrincipal Accounting Officer
Tax withholdingCommon Stock 433 $85.71 $37,112.43
Disclosure

SEC source: 0001209191-22-013780 · doc4.xml · nonDerivative · entry 4

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:57 UTC
Ramsey R. ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 1,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013780 · doc4.xml · nonDerivative · entry 3

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 5,396 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 1,798 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 1,799 shares of common stock, as shown in Table I. The remaining 1,799 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:46 UTC
Quintana MarieEVP, Marketing/Communications
Exercise / conversion2019 February Restricted Stock Units · Derivative 2,753 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013765 · doc4.xml · derivative · entry 9

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 2,752 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 2,753 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 2,752 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 2,753 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 2,752 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 2,753 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:46 UTC
Quintana MarieEVP, Marketing/Communications
Exercise / conversion2020 February Restricted Stock Units · Derivative 5,096 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013765 · doc4.xml · derivative · entry 8

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,096

Underlying: Common Stock · 5,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 15,288 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,096 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,096 shares of common stock, as shown in Table I. The remaining 5,096 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 15,288 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,096 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,096 shares of common stock, as shown in Table I. The remaining 5,096 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 15,288 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,096 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,096 shares of common stock, as shown in Table I. The remaining 5,096 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:46 UTC
Quintana MarieEVP, Marketing/Communications
Tax withholdingCommon Stock 671 $85.71 $57,511.41
Disclosure

SEC source: 0001209191-22-013765 · doc4.xml · nonDerivative · entry 6

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,221

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:46 UTC
Quintana MarieEVP, Marketing/Communications
Exercise / conversionCommon Stock 2,753 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013765 · doc4.xml · nonDerivative · entry 5

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 2,752 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 2,753 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:46 UTC
Quintana MarieEVP, Marketing/Communications
Tax withholdingCommon Stock 1,241 $85.71 $106,366.11
Disclosure

SEC source: 0001209191-22-013765 · doc4.xml · nonDerivative · entry 4

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,139

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:46 UTC
Quintana MarieEVP, Marketing/Communications
Exercise / conversionCommon Stock 5,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013765 · doc4.xml · nonDerivative · entry 3

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 15,288 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,096 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,096 shares of common stock, as shown in Table I. The remaining 5,096 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:55 UTC
Sutaria SaumyaDirector · CEO
Exercise / conversion2019 February Restricted Stock Units · Derivative 47,181 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013777 · doc4.xml · derivative · entry 9

Sutaria Saumya · CIK 0001760857 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:55 UTC
Sutaria SaumyaDirector · CEO
Exercise / conversion2020 February Restricted Stock Units · Derivative 47,962 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013777 · doc4.xml · derivative · entry 8

Sutaria Saumya · CIK 0001760857 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,962

Underlying: Common Stock · 47,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,962 shares of common stock, as shown in Table I. The remaining 47,962 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,962 shares of common stock, as shown in Table I. The remaining 47,962 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,962 shares of common stock, as shown in Table I. The remaining 47,962 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:55 UTC
Sutaria SaumyaDirector · CEO
Tax withholdingCommon Stock 23,393 $85.71 $2,005,014.03
Disclosure

SEC source: 0001209191-22-013777 · doc4.xml · nonDerivative · entry 6

Sutaria Saumya · CIK 0001760857 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,375

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:55 UTC
Sutaria SaumyaDirector · CEO
Exercise / conversionCommon Stock 47,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013777 · doc4.xml · nonDerivative · entry 5

Sutaria Saumya · CIK 0001760857 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:55 UTC
Sutaria SaumyaDirector · CEO
Tax withholdingCommon Stock 23,780 $85.71 $2,038,183.80
Disclosure

SEC source: 0001209191-22-013777 · doc4.xml · nonDerivative · entry 4

Sutaria Saumya · CIK 0001760857 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,587

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:55 UTC
Sutaria SaumyaDirector · CEO
Exercise / conversionCommon Stock 47,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013777 · doc4.xml · nonDerivative · entry 3

Sutaria Saumya · CIK 0001760857 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,962 shares of common stock, as shown in Table I. The remaining 47,962 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:43 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversion2019 February Restricted Stock Units · Derivative 1,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013762 · doc4.xml · derivative · entry 9

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:43 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversion2020 February Restricted Stock Units · Derivative 4,796 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013762 · doc4.xml · derivative · entry 8

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,797

Underlying: Common Stock · 4,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 14,389 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 4,796 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 4,796 shares of common stock, as shown in Table I. The remaining 4,797 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 14,389 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 4,796 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 4,796 shares of common stock, as shown in Table I. The remaining 4,797 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 14,389 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 4,796 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 4,796 shares of common stock, as shown in Table I. The remaining 4,797 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:43 UTC
Hacker HowardEVP, Chief Compliance Officer
Tax withholdingCommon Stock 288 $85.71 $24,684.48
Disclosure

SEC source: 0001209191-22-013762 · doc4.xml · nonDerivative · entry 6

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,386

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:43 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversionCommon Stock 1,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013762 · doc4.xml · nonDerivative · entry 5

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 1,180 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:43 UTC
Hacker HowardEVP, Chief Compliance Officer
Tax withholdingCommon Stock 1,168 $85.71 $100,109.28
Disclosure

SEC source: 0001209191-22-013762 · doc4.xml · nonDerivative · entry 4

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,494

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:43 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversionCommon Stock 4,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013762 · doc4.xml · nonDerivative · entry 3

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 14,389 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 4,796 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 4,796 shares of common stock, as shown in Table I. The remaining 4,797 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:39 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversion2019 February Restricted Stock Units · Derivative 9,044 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013754 · doc4.xml · derivative · entry 9

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 27,130 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 9,043 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 9,043 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 9,044 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 27,130 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 9,043 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 9,043 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 9,044 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 27,130 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 9,043 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 9,043 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 9,044 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:39 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversion2020 February Restricted Stock Units · Derivative 14,988 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013754 · doc4.xml · derivative · entry 8

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,989

Underlying: Common Stock · 14,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 44,965 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 14,988 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 14,988 shares of common stock, as shown in Table I. The remaining 14,989 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 44,965 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 14,988 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 14,988 shares of common stock, as shown in Table I. The remaining 14,989 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 44,965 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 14,988 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 14,988 shares of common stock, as shown in Table I. The remaining 14,989 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:39 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Tax withholdingCommon Stock 3,559 $85.71 $305,041.89
Disclosure

SEC source: 0001209191-22-013754 · doc4.xml · nonDerivative · entry 6

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,815

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:39 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 9,044 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013754 · doc4.xml · nonDerivative · entry 5

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 27,130 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 9,043 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 9,043 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 9,044 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:39 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Tax withholdingCommon Stock 5,898 $85.71 $505,517.58
Disclosure

SEC source: 0001209191-22-013754 · doc4.xml · nonDerivative · entry 4

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,330

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:39 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 14,988 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013754 · doc4.xml · nonDerivative · entry 3

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 44,965 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 14,988 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 14,988 shares of common stock, as shown in Table I. The remaining 14,989 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC
Arbour Paola MEVP, Chief Information Officer
Exercise / conversion2019 February Restricted Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · derivative · entry 9

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC
Arbour Paola MEVP, Chief Information Officer
Exercise / conversion2020 February Restricted Stock Units · Derivative 5,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · derivative · entry 8

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,396

Underlying: Common Stock · 5,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 5,396 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 5,396 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 5,396 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC
Arbour Paola MEVP, Chief Information Officer
Tax withholdingCommon Stock 767 $85.71 $65,739.57
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 6

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,568

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 25, 2022 Filed Feb 28, 2022 23:35 UTC
Arbour Paola MEVP, Chief Information Officer
Exercise / conversionCommon Stock 3,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 5

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 25, 2022 Filed Feb 28, 2022 23:35 UTC
Arbour Paola MEVP, Chief Information Officer
Tax withholdingCommon Stock 1,314 $85.71 $112,622.94
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 4

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,189

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 25, 2022 Filed Feb 28, 2022 23:35 UTC
Arbour Paola MEVP, Chief Information Officer
Exercise / conversionCommon Stock 5,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 3

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 5,396 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 24, 2022 Filed Mar 1, 2022 00:02 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Exercise / conversion2021 February Restricted Stock Units · Derivative 3,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013784 · doc4.xml · derivative · entry 3

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Stock · 3,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

F1 · derivative.exercise_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

F1 · derivative.expiration_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

F5 · balance_after: The amount of securities beneficially owned following the reported transaction reflects a prior transfer of securities to the former spouse of the reporting person in accordance with the terms of a divorce agreement.

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February 24, 2022 Filed Mar 1, 2022 00:02 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Tax withholdingCommon Stock 762 $81.20 $61,874.40
Disclosure

SEC source: 0001209191-22-013784 · doc4.xml · nonDerivative · entry 2

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,244

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 24, 2022 Filed Mar 1, 2022 00:02 UTC
Arnst Thomas WEVP, Chief Admin. Officer & GC
Exercise / conversionCommon Stock 3,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013784 · doc4.xml · nonDerivative · entry 1

Arnst Thomas W · CIK 0001852128 · EVP, Chief Admin. Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 24, 2022 Filed Feb 28, 2022 23:57 UTC
Ramsey R. ScottPrincipal Accounting Officer
Exercise / conversion2021 February Restricted Stock Units · Derivative 1,104 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013780 · doc4.xml · derivative · entry 5

Ramsey R. Scott · CIK 0001558231 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208

Underlying: Common Stock · 1,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 24, 2021, the reporting person received a grant of 3,312 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 1,104 shares of common stock, as shown in Table I. The remaining 2,208 restricted stock units are shown in Table II, of which 1,104 are scheduled to vest on each of February 24, 2023, and February 24, 2024.

F1 · derivative.exercise_date: As previously reported, on February 24, 2021, the reporting person received a grant of 3,312 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 1,104 shares of common stock, as shown in Table I. The remaining 2,208 restricted stock units are shown in Table II, of which 1,104 are scheduled to vest on each of February 24, 2023, and February 24, 2024.

F1 · derivative.expiration_date: As previously reported, on February 24, 2021, the reporting person received a grant of 3,312 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 1,104 shares of common stock, as shown in Table I. The remaining 2,208 restricted stock units are shown in Table II, of which 1,104 are scheduled to vest on each of February 24, 2023, and February 24, 2024.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.