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NYSE · USD

TFC

TRUIST FINANCIAL CORP

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1440
SEC CIK
0000092230
Parsed reports
812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2022 Filed Feb 10, 2022 19:25 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 7,908.599 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000048 · f4_a1e2k00000rxkw2ual-live.xml · derivative · entry 5

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,908.599 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:25 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 1,792 $65.85 $118,003.20
Disclosure

SEC source: 0001664272-22-000048 · f4_a1e2k00000rxkw2ual-live.xml · nonDerivative · entry 4

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,900.509

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:25 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 3,515 $65.85 $231,462.75
Disclosure

SEC source: 0001664272-22-000048 · f4_a1e2k00000rxkw2ual-live.xml · nonDerivative · entry 3

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,692.509

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:25 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 3,859.063 $65.85 $254,119.30
Disclosure

SEC source: 0001664272-22-000048 · f4_a1e2k00000rxkw2ual-live.xml · nonDerivative · entry 2

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,207.509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:25 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 7,908.599 $65.85 $520,781.24
Disclosure

SEC source: 0001664272-22-000048 · f4_a1e2k00000rxkw2ual-live.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,348.446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:24 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 10,544.083 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000047 · f4_a1e2k00000rxkwcua1-live.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,544.083 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:24 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Tax withholdingCommon Stock 3,618 $65.85 $238,245.30
Disclosure

SEC source: 0001664272-22-000047 · f4_a1e2k00000rxkwcua1-live.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,060.083

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:24 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionCommon Stock 10,544.083 $65.85 $694,327.87
Disclosure

SEC source: 0001664272-22-000047 · f4_a1e2k00000rxkwcua1-live.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,678.083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:23 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 24,162.717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000046 · f4_a1e2k00000rxkviual-live.xml · derivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,162.717 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:23 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 9,540 $65.85 $628,209.00
Disclosure

SEC source: 0001664272-22-000046 · f4_a1e2k00000rxkviual-live.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,257.848

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:23 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 24,162.717 $65.85 $1,591,114.91
Disclosure

SEC source: 0001664272-22-000046 · f4_a1e2k00000rxkviual-live.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,797.848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:22 UTC
Case ScottSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,544.083 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000045 · f4_a1e2k00000rxkw7ual-live.xml · derivative · entry 3

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,544.083 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:22 UTC
Case ScottSr. Executive Vice President
Tax withholdingCommon Stock 3,575 $65.85 $235,413.75
Disclosure

SEC source: 0001664272-22-000045 · f4_a1e2k00000rxkw7ual-live.xml · nonDerivative · entry 2

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,552.304

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:22 UTC
Case ScottSr. Executive Vice President
Exercise / conversionCommon Stock 10,544.083 $65.85 $694,327.87
Disclosure

SEC source: 0001664272-22-000045 · f4_a1e2k00000rxkw7ual-live.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,127.304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 23:17 UTC
KING KELLY SDirector
GiftCommon Stock 30,181 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000002 · primary_doc.xml · nonDerivative · entry 1

KING KELLY S · CIK 0001195189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,088.903

F1 · balance_after: Includes 64.526 shares acquired in December 2021, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 22:58 UTC
Thompson Joseph MSr. Executive Vice President
SaleCommon Stock 3,750 $67.69 $253,837.50
Disclosure

SEC source: 0001664272-22-000001 · primary_doc.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,991.371

Read SEC document
November 09, 2021 Filed Nov 10, 2021 19:35 UTC
Maguire Michael BaronSr. Executive Vice President
SaleCommon Stock 4,000 $64.70 $258,800.80
Disclosure

SEC source: 0001664272-21-000201 · f4_a1e2k00000rxjwiua1-live.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,439.847

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.7000 to $64.7003. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 59,052 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001664272-21-000199 · f4_a1e2k00000rxjr3ual-live.xml · derivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,052 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:27 UTC SaleCommon Stock 59,052 $65.14 $3,846,411.07
Disclosure

SEC source: 0001664272-21-000199 · f4_a1e2k00000rxjr3ual-live.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,634.309

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.0000 to $65.4100. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:27 UTC Exercise / conversionCommon Stock 59,052 $16.74 $988,530.48
Disclosure

SEC source: 0001664272-21-000199 · f4_a1e2k00000rxjr3ual-live.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,686.309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 19:22 UTC
Weaver David HudsonSr. Executive Vice President
SaleCommon Stock 1,750 $63.05 $110,344.50
Disclosure

SEC source: 0001664272-21-000194 · f4_a1e2k00000h7ypmua3-live.xml · nonDerivative · entry 1

Weaver David Hudson · CIK 0001663152 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,954.328

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $63.0500 to $63.0600. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 0.006 shares acquired between June 2021 and September 2021, under the Issuer's Dividend Reinvestment Plan. Also, the total does not include a fractional share of 0.585 that was disposed of when the reporting person transferred shares from one account to another.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 17:43 UTC
Starnes Clarke R IIIChief Risk Officer
Exercise / conversionStock Option (right to buy) · Derivative 37,565 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001664272-21-000192 · f4_a1e2k00000h7yphua3-live.xml · derivative · entry 5

Starnes Clarke R III · CIK 0001385101 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,565 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 17:43 UTC
Starnes Clarke R IIIChief Risk Officer
SaleCommon Stock 37,565 $62.45 $2,345,783.99
Disclosure

SEC source: 0001664272-21-000192 · f4_a1e2k00000h7yphua3-live.xml · nonDerivative · entry 2

Starnes Clarke R III · CIK 0001385101 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,269

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.4400 to $62.4710. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 17:43 UTC
Starnes Clarke R IIIChief Risk Officer
Exercise / conversionCommon Stock 37,565 $38.22 $1,435,734.30
Disclosure

SEC source: 0001664272-21-000192 · f4_a1e2k00000h7yphua3-live.xml · nonDerivative · entry 1

Starnes Clarke R III · CIK 0001385101 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:17 UTC
ROGERS WILLIAM H JRDirector · CEO
PurchaseCommon Stock 67,000 $61.85 $4,143,950.00
Disclosure

SEC source: 0001664272-21-000190 · f4_a1e2k00000h7yp7uan-live.xml · nonDerivative · entry 3

ROGERS WILLIAM H JR · CIK 0001182002 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,513.388

F8 · balance_after: On October 18, 2021, the reporting person reacquired 67,000 shares of Truist common stock from a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children. The reporting person's spouse is the trustee of the GRAT, and the reporting person is the sole recipient of the annuity payments made by the GRAT. The terms of the GRAT permit the reporting person to withdraw assets from the trust by substituting other assets of equal value.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:17 UTC
ROGERS WILLIAM H JRDirector · CEO
GiftCommon Stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000190 · f4_a1e2k00000h7yp7uan-live.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 185,000

F2 · balance_after: On October 18, 2021, the reporting person contributed 185,000 shares of Truist common stock to an irrevocable trust of which his spouse is the trustee and his spouse and children are the beneficiaries.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:17 UTC
ROGERS WILLIAM H JRDirector · CEO
GiftCommon Stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001664272-21-000190 · f4_a1e2k00000h7yp7uan-live.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,513.388

F2 · balance_after: On October 18, 2021, the reporting person contributed 185,000 shares of Truist common stock to an irrevocable trust of which his spouse is the trustee and his spouse and children are the beneficiaries.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:13 UTC
KING KELLY SDirector
Exercise / conversionStock Option (right to buy) · Derivative 71,611 $0.00 Strike: $37.55 $0.00
Disclosure

SEC source: 0001664272-21-000188 · f4_a1e2k00000h7ypcua3-live.xml · derivative · entry 7

KING KELLY S · CIK 0001195189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,611 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:13 UTC
KING KELLY SDirector
SaleCommon Stock 71,611 $61.98 $4,438,664.61
Disclosure

SEC source: 0001664272-21-000188 · f4_a1e2k00000h7ypcua3-live.xml · nonDerivative · entry 2

KING KELLY S · CIK 0001195189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,205.377

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.9200 to $62.1050. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:13 UTC
KING KELLY SDirector
Exercise / conversionCommon Stock 71,611 $37.55 $2,688,993.05
Disclosure

SEC source: 0001664272-21-000188 · f4_a1e2k00000h7ypcua3-live.xml · nonDerivative · entry 1

KING KELLY S · CIK 0001195189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,816.377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 68.957 shares acquired in September 2021, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:01 UTC
Bible Daryl N.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 48,175 $0.00 Strike: $32.10 $0.00
Disclosure

SEC source: 0001664272-21-000186 · f4_a1e2k00000h7yp2uan-live.xml · derivative · entry 8

Bible Daryl N. · CIK 0001449506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 48,175 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:01 UTC
Bible Daryl N.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 37,565 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001664272-21-000186 · f4_a1e2k00000h7yp2uan-live.xml · derivative · entry 7

Bible Daryl N. · CIK 0001449506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 37,565 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:01 UTC
Bible Daryl N.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 22,629 $0.00 Strike: $37.55 $0.00
Disclosure

SEC source: 0001664272-21-000186 · f4_a1e2k00000h7yp2uan-live.xml · derivative · entry 6

Bible Daryl N. · CIK 0001449506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 22,629 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:01 UTC
Bible Daryl N.Chief Financial Officer
SaleCommon Stock 108,369 $61.82 $6,699,046.47
Disclosure

SEC source: 0001664272-21-000186 · f4_a1e2k00000h7yp2uan-live.xml · nonDerivative · entry 4

Bible Daryl N. · CIK 0001449506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,497

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.7500 to $61.9350. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:01 UTC
Bible Daryl N.Chief Financial Officer
Exercise / conversionCommon Stock 48,175 $32.10 $1,546,417.50
Disclosure

SEC source: 0001664272-21-000186 · f4_a1e2k00000h7yp2uan-live.xml · nonDerivative · entry 3

Bible Daryl N. · CIK 0001449506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:01 UTC
Bible Daryl N.Chief Financial Officer
Exercise / conversionCommon Stock 37,565 $38.22 $1,435,734.30
Disclosure

SEC source: 0001664272-21-000186 · f4_a1e2k00000h7yp2uan-live.xml · nonDerivative · entry 2

Bible Daryl N. · CIK 0001449506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 18, 2021 Filed Oct 20, 2021 20:01 UTC
Bible Daryl N.Chief Financial Officer
Exercise / conversionCommon Stock 22,629 $37.55 $849,718.95
Disclosure

SEC source: 0001664272-21-000186 · f4_a1e2k00000h7yp2uan-live.xml · nonDerivative · entry 1

Bible Daryl N. · CIK 0001449506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 23, 2021 Filed Sep 27, 2021 15:14 UTC SaleCommon Stock 1,423 $56.91 $80,977.24
Disclosure

SEC source: 0001664272-21-000178 · f4_a1e2k00000h7xsmuaf-live.xml · nonDerivative · entry 1

Boyer K. David Jr. · CIK 0001475856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,807.998

F1 · balance_after: Includes 44.159 shares acquired in September 2021, under the Issuer's Dividend Reinvestment Plan.

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August 19, 2021 Filed Aug 23, 2021 21:13 UTC
Standridge Brantley JSr. Executive Vice President
SaleCommon Stock 4,500 $55.11 $248,004.00
Disclosure

SEC source: 0001664272-21-000174 · f4_a1e2k00000h7waeuav-live.xml · nonDerivative · entry 1

Standridge Brantley J · CIK 0001681275 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,547

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.1100 to $55.1200. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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June 18, 2021 Filed Jun 22, 2021 18:59 UTC SaleCommon Stock 1,500 $53.11 $79,659.00
Disclosure

SEC source: 0001225208-21-009551 · doc4.xml · nonDerivative · entry 1

Boyer K. David Jr. · CIK 0001475856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,186.839

F1 · balance_after: Includes 76.718 shares acquired between March 2021 and June 2021, under the Issuer's Dividend Reinvestment Plan.

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June 14, 2021 Filed Jun 16, 2021 18:30 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 36,913.499 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009461 · doc4.xml · derivative · entry 3

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,913.499 shares

Expires 2021-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

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June 14, 2021 Filed Jun 16, 2021 18:30 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 16,501 $56.69 $935,441.69
Disclosure

SEC source: 0001225208-21-009461 · doc4.xml · nonDerivative · entry 2

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,439.847

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June 14, 2021 Filed Jun 16, 2021 18:30 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 36,913.499 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009461 · doc4.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,940.847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $56.690

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May 19, 2021 Filed May 21, 2021 19:54 UTC
Henson Christopher LHead of Banking and Insurance
GiftCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008408 · doc4.xml · nonDerivative · entry 1

Henson Christopher L · CIK 0001289488 · Head of Banking and Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,510

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April 26, 2021 Filed Apr 28, 2021 19:21 UTC
Thompson Joseph MSr. Executive Vice President
SaleCommon Stock 5,265 $58.20 $306,433.53
Disclosure

SEC source: 0001225208-21-007092 · doc4.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,741.371

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.2000 to $58.2100. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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April 23, 2021 Filed Apr 26, 2021 21:18 UTC
Wilson Donta LSr. Exec. Vice President
GiftCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006989 · doc4.xml · nonDerivative · entry 1

Wilson Donta L · CIK 0001681329 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,968.099

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April 20, 2021 Filed Apr 21, 2021 20:51 UTC SaleCommon Stock 430 $56.93 $24,479.90
Disclosure

SEC source: 0001225208-21-006887 · doc4.xml · nonDerivative · entry 1

Thompson Thomas Nichols · CIK 0001425395 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2,585

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April 19, 2021 Filed Apr 21, 2021 17:06 UTC
Maguire Michael BaronSr. Executive Vice President
SaleCommon Stock 3,250 $58.16 $189,020.00
Disclosure

SEC source: 0001225208-21-006875 · doc4.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,027.348

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April 16, 2021 Filed Apr 21, 2021 20:51 UTC
KING KELLY SDirector · Chairman and CEO
GiftCommon Stock 39,433 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006888 · doc4.xml · nonDerivative · entry 1

KING KELLY S · CIK 0001195189 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,454.958

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March 17, 2021 Filed Mar 18, 2021 20:29 UTC
Powell Cynthia BCorp. Controller, Exec VP
SaleCommon Stock 2,133 $58.60 $124,996.57
Disclosure

SEC source: 0001225208-21-005596 · doc4.xml · nonDerivative · entry 2

Powell Cynthia B · CIK 0001471555 · Corp. Controller, Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.5900 to $58.6100. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.