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TFC

TRUIST FINANCIAL CORP

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1440
SEC CIK
0000092230
Parsed reports
812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2022 Filed Feb 24, 2022 00:15 UTC
KING KELLY SDirector
GrantCommon Stock 14,004 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000129 · f4_a1e2k00000rxkftuat-live.xml · nonDerivative · entry 2

KING KELLY S · CIK 0001195189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,998.903

F2 · shares: On February 24, 2020, the reporting person was granted 56,016 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 14,004 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 00:15 UTC
KING KELLY SDirector
GrantCommon Stock 11,906 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000129 · f4_a1e2k00000rxkftuat-live.xml · nonDerivative · entry 1

KING KELLY S · CIK 0001195189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,994.903

F1 · shares: On February 26, 2019, the reporting person was granted 35,719 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2020, 2021, and 2022. The performance criteria for 2022 were met, resulting in 11,906 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 00:08 UTC
Wilson Donta LSr. Executive Vice President
GrantCommon Stock 5,575 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000127 · f4_a1e2k00000rxkfnuad-live.xml · nonDerivative · entry 3

Wilson Donta L · CIK 0001681329 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,317.099

F3 · shares: On February 26, 2019, the reporting person was granted 5,624 performance-vested restricted stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2019 through December 31, 2021) performance period's ROCE and TSR performance measures. Transaction represents the satisfaction of performance measures at 99.13% of the Target Level of Achievement, resulting in 5,575 shares being earned.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 00:08 UTC
Wilson Donta LSr. Executive Vice President
GrantCommon Stock 1,899 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000127 · f4_a1e2k00000rxkfnuad-live.xml · nonDerivative · entry 2

Wilson Donta L · CIK 0001681329 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,742.099

F2 · shares: On February 24, 2020, the reporting person was granted 7,597 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 1,899 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 00:08 UTC
Wilson Donta LSr. Executive Vice President
GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000127 · f4_a1e2k00000rxkfnuad-live.xml · nonDerivative · entry 1

Wilson Donta L · CIK 0001681329 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,843.099

F1 · shares: On February 26, 2019, the reporting person was granted 5,624 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2020, 2021, and 2022. The performance criteria for 2022 were met, resulting in 1,875 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 23:53 UTC
Starnes Clarke R IIIChief Risk Officer
GrantCommon Stock 12,653 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000123 · f4_a1e2k00000rxkfyuat-live.xml · nonDerivative · entry 3

Starnes Clarke R III · CIK 0001385101 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,474

F3 · shares: On February 26, 2019, the reporting person was granted 12,765 performance-vested restricted stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2019 through December 31, 2021) performance period's ROCE and TSR performance measures. Transaction represents the satisfaction of performance measures at 99.13% of the Target Level of Achievement, resulting in 12,653 shares being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 23:53 UTC
Starnes Clarke R IIIChief Risk Officer
GrantCommon Stock 4,296 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000123 · f4_a1e2k00000rxkfyuat-live.xml · nonDerivative · entry 2

Starnes Clarke R III · CIK 0001385101 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,821

F2 · shares: On February 24, 2020, the reporting person was granted 17,184 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 4,296 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 23:53 UTC
Starnes Clarke R IIIChief Risk Officer
GrantCommon Stock 4,256 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000123 · f4_a1e2k00000rxkfyuat-live.xml · nonDerivative · entry 1

Starnes Clarke R III · CIK 0001385101 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,525

F1 · shares: On February 26, 2019, the reporting person was granted 12,765 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2020, 2021, and 2022. The performance criteria for 2022 were met, resulting in 4,256 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 00:00 UTC
Weaver David HudsonSr. Executive Vice President
GrantCommon Stock 5,575 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000125 · f4_a1e2k00000rxkfiuad-live.xml · nonDerivative · entry 3

Weaver David Hudson · CIK 0001663152 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,975.33

F4 · shares: On February 26, 2019, the reporting person was granted 5,624 performance-vested restricted stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2019 through December 31, 2021) performance period's ROCE and TSR performance measures. Transaction represents the satisfaction of performance measures at 99.13% of the Target Level of Achievement, resulting in 5,575 shares being earned.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 00:00 UTC
Weaver David HudsonSr. Executive Vice President
GrantCommon Stock 2,571 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000125 · f4_a1e2k00000rxkfiuad-live.xml · nonDerivative · entry 2

Weaver David Hudson · CIK 0001663152 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,400.33

F3 · shares: On February 24, 2020, the reporting person was granted 10,282 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 2,571 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 00:00 UTC
Weaver David HudsonSr. Executive Vice President
GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000125 · f4_a1e2k00000rxkfiuad-live.xml · nonDerivative · entry 1

Weaver David Hudson · CIK 0001663152 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,829.33

F1 · shares: On February 26, 2019, the reporting person was granted 5,624 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2020, 2021, and 2022. The performance criteria for 2022 were met, resulting in 1,875 restricted stock units being earned.

F2 · balance_after: Includes 0.002 shares acquired in December 2021, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 23:43 UTC
Standridge Brantley JSr. Executive Vice President
GrantCommon Stock 5,575 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000121 · f4_a1e2k00000rxkfduad-live.xml · nonDerivative · entry 3

Standridge Brantley J · CIK 0001681275 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,568

F3 · shares: On February 26, 2019, the reporting person was granted 5,624 performance-vested restricted stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2019 through December 31, 2021) performance period's ROCE and TSR performance measures. Transaction represents the satisfaction of performance measures at 99.13% of the Target Level of Achievement, resulting in 5,575 shares being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 23:43 UTC
Standridge Brantley JSr. Executive Vice President
GrantCommon Stock 2,571 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000121 · f4_a1e2k00000rxkfduad-live.xml · nonDerivative · entry 2

Standridge Brantley J · CIK 0001681275 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,993

F2 · shares: On February 24, 2020 the reporting person was granted 10,282 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 2,571 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 23:43 UTC
Standridge Brantley JSr. Executive Vice President
GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000121 · f4_a1e2k00000rxkfduad-live.xml · nonDerivative · entry 1

Standridge Brantley J · CIK 0001681275 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,422

F1 · shares: On February 26, 2019, the reporting person was granted 5,624 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2020, 2021, and 2022. The performance criteria for 2022 were met, resulting in 1,875 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:17 UTC
Thompson Joseph MSr. Executive Vice President
GrantCommon Stock 2,571 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000116 · f4_a1e2k00000rxkfouat-live.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,617.485

F1 · shares: On February 24, 2020, the reporting person was granted 10,282 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 2,571 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:14 UTC
Powell Cynthia BCorp. Controller, Exec VP
GrantCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000114 · f4_a1e2k00000rxkfsuad-live.xml · nonDerivative · entry 3

Powell Cynthia B · CIK 0001471555 · Corp. Controller, Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

F3 · shares: On July 27, 2020, the reporting person was granted 1,319 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 330 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:14 UTC
Powell Cynthia BCorp. Controller, Exec VP
GrantCommon Stock 825 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000114 · f4_a1e2k00000rxkfsuad-live.xml · nonDerivative · entry 2

Powell Cynthia B · CIK 0001471555 · Corp. Controller, Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

F2 · shares: On February 24, 2020, the reporting person was granted 3,299 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 825 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:14 UTC
Powell Cynthia BCorp. Controller, Exec VP
GrantCommon Stock 1,035 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000114 · f4_a1e2k00000rxkfsuad-live.xml · nonDerivative · entry 1

Powell Cynthia B · CIK 0001471555 · Corp. Controller, Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

F1 · shares: On February 26, 2019, the reporting person was granted 3,104 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2020, 2021, and 2022. The performance criteria for 2022 were met, resulting in 1,035 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:10 UTC
Moore-Wright KimberlySr. Executive Vice Presidnet
GrantCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000112 · f4_a1e2k00000rxkfxuad-live.xml · nonDerivative · entry 3

Moore-Wright Kimberly · CIK 0001816674 · Sr. Executive Vice Presidnet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

F3 · shares: On July 27, 2020, the reporting person was granted 1,239 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 310 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:10 UTC
Moore-Wright KimberlySr. Executive Vice Presidnet
GrantCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000112 · f4_a1e2k00000rxkfxuad-live.xml · nonDerivative · entry 2

Moore-Wright Kimberly · CIK 0001816674 · Sr. Executive Vice Presidnet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

F2 · shares: On February 24, 2020, the reporting person was granted 3,099 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 775 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:10 UTC
Moore-Wright KimberlySr. Executive Vice Presidnet
GrantCommon Stock 2,085 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000112 · f4_a1e2k00000rxkfxuad-live.xml · nonDerivative · entry 1

Moore-Wright Kimberly · CIK 0001816674 · Sr. Executive Vice Presidnet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

F1 · shares: Performance Based Restricted Stock Units granted February 20, 2018 on which the performance criteria has been met. The shares will vest on March 15, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:57 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantCommon Stock 3,148 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000106 · f4_a1e2k00000rxkfeuat-live.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,487.105

F1 · shares: On February 24, 2020, the reporting person was granted 12,592 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 3,148 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:06 UTC
ROGERS WILLIAM H JRDirector · Chief Executive Officer
GrantCommon Stock 9,871 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000110 · f4_a1e2k00000rxkf4uad-live.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,636.493

F1 · shares: On February 24, 2020, the reporting person was granted 39,482 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 9,871 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:02 UTC
Maguire Michael BaronSr. Executive Vice President
GrantCommon Stock 1,899 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000108 · f4_a1e2k00000rxkfjuat-live.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,799.509

F1 · shares: On February 24, 2020, the reporting person was granted 7,597 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 1,899 restricted stock units being earned.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:52 UTC GrantCommon Stock 5,477 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000104 · f4_a1e2k00000rxkf9uad-live.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,238.041

F1 · shares: On February 24, 2020, the reporting person was granted 21,909 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 5,477 restricted stock units being earned.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:51 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 297.018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000088 · f4_a1e2k00000rxky3ual-live.xml · derivative · entry 3

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 297.018 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:51 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 134 $63.58 $8,519.72
Disclosure

SEC source: 0001664272-22-000088 · f4_a1e2k00000rxky3ual-live.xml · nonDerivative · entry 2

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,046.485

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:51 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 297.018 $63.58 $18,884.40
Disclosure

SEC source: 0001664272-22-000088 · f4_a1e2k00000rxky3ual-live.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,180.485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:49 UTC
ROGERS WILLIAM H JRDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,714.3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000087 · f4_a1e2k00000rxkxyual-live.xml · derivative · entry 6

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,714.3 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:49 UTC
ROGERS WILLIAM H JRDirector · Chief Executive Officer
Tax withholdingCommon Stock 722 $63.58 $45,904.76
Disclosure

SEC source: 0001664272-22-000087 · f4_a1e2k00000rxkxyual-live.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,765.493

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:49 UTC
ROGERS WILLIAM H JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,714.3 $63.58 $108,995.19
Disclosure

SEC source: 0001664272-22-000087 · f4_a1e2k00000rxkxyual-live.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,487.493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:43 UTC
Case ScottSr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 297.018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000084 · f4_a1e2k00000rxkxjual-live.xml · derivative · entry 3

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 297.018 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:43 UTC
Case ScottSr. Executive Vice President
Tax withholdingCommon Stock 90 $63.58 $5,722.20
Disclosure

SEC source: 0001664272-22-000084 · f4_a1e2k00000rxkxjual-live.xml · nonDerivative · entry 2

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,759.322

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:43 UTC
Case ScottSr. Executive Vice President
Exercise / conversionCommon Stock 297.018 $63.58 $18,884.40
Disclosure

SEC source: 0001664272-22-000084 · f4_a1e2k00000rxkxjual-live.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,849.322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:46 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 907.193 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000085 · f4_a1e2k00000rxkxoual-live.xml · derivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 907.193 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

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February 11, 2022 Filed Feb 15, 2022 19:46 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 404 $63.58 $25,686.32
Disclosure

SEC source: 0001664272-22-000085 · f4_a1e2k00000rxkxoual-live.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,761.041

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:46 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 907.193 $63.58 $57,679.33
Disclosure

SEC source: 0001664272-22-000085 · f4_a1e2k00000rxkxoual-live.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,165.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:47 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 396.022 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000086 · f4_a1e2k00000rxkxtual-live.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 396.022 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:47 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Tax withholdingCommon Stock 117 $63.58 $7,438.86
Disclosure

SEC source: 0001664272-22-000086 · f4_a1e2k00000rxkxtual-live.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,339.105

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:47 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionCommon Stock 396.022 $63.58 $25,179.08
Disclosure

SEC source: 0001664272-22-000086 · f4_a1e2k00000rxkxtual-live.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,456.105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:28 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 26,362.36 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000050 · f4_a1e2k00000rxkvxual-live.xml · derivative · entry 7

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,362.36 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:28 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 8,786.736 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000050 · f4_a1e2k00000rxkvxual-live.xml · derivative · entry 6

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,786.736 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:28 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 4,297 $65.85 $282,957.45
Disclosure

SEC source: 0001664272-22-000050 · f4_a1e2k00000rxkvxual-live.xml · nonDerivative · entry 4

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,883.467

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:28 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 11,960 $65.85 $787,566.00
Disclosure

SEC source: 0001664272-22-000050 · f4_a1e2k00000rxkvxual-live.xml · nonDerivative · entry 3

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,180.467

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:28 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 26,362.36 $65.85 $1,735,961.41
Disclosure

SEC source: 0001664272-22-000050 · f4_a1e2k00000rxkvxual-live.xml · nonDerivative · entry 2

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,140.467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:28 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 8,786.736 $65.85 $578,606.57
Disclosure

SEC source: 0001664272-22-000050 · f4_a1e2k00000rxkvxual-live.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,778.107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:26 UTC
ROGERS WILLIAM H JRDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 48,326.51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000049 · f4_a1e2k00000rxkvsual-live.xml · derivative · entry 6

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,326.51 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:26 UTC
ROGERS WILLIAM H JRDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,066 $65.85 $1,189,646.10
Disclosure

SEC source: 0001664272-22-000049 · f4_a1e2k00000rxkvsual-live.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,773.193

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:26 UTC
ROGERS WILLIAM H JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 48,326.51 $65.85 $3,182,300.68
Disclosure

SEC source: 0001664272-22-000049 · f4_a1e2k00000rxkvsual-live.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,839.193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:25 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,859.063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000048 · f4_a1e2k00000rxkw2ual-live.xml · derivative · entry 6

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,859.063 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.