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NYSE · USD

TFC

TRUIST FINANCIAL CORP

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1440
SEC CIK
0000092230
Parsed reports
812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2023 Filed Mar 1, 2023 14:57 UTC
Powell Cynthia BCorp. Controller, Exec VP
GrantCommon Stock 1,581 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000125 · f4_a1e2k00000rxrkuua1-live.xml · nonDerivative · entry 1

Powell Cynthia B · CIK 0001471555 · Corp. Controller, Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,280

F3 · shares: On February 22, 2021, the reporting person was granted 4,740 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2023 were met, resulting in 1,581 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:55 UTC
Moore-Wright KimberlySr. Executive Vice Presidnet
GrantCommon Stock 1,928 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000123 · f4_a1e2k00000rxrkpua1-live.xml · nonDerivative · entry 4

Moore-Wright Kimberly · CIK 0001816674 · Sr. Executive Vice Presidnet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

F1 · shares: Performance Based Restricted Stock Units granted February 26, 2019 on which the performance criteria has been met. The shares will vest on March 15, 2023.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:55 UTC
Moore-Wright KimberlySr. Executive Vice Presidnet
GrantCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000123 · f4_a1e2k00000rxrkpua1-live.xml · nonDerivative · entry 3

Moore-Wright Kimberly · CIK 0001816674 · Sr. Executive Vice Presidnet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,291

F2 · shares: On February 24, 2020, the reporting person was granted 3,099 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 775 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:55 UTC
Moore-Wright KimberlySr. Executive Vice Presidnet
GrantCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000123 · f4_a1e2k00000rxrkpua1-live.xml · nonDerivative · entry 2

Moore-Wright Kimberly · CIK 0001816674 · Sr. Executive Vice Presidnet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,601

F3 · shares: On July 27, 2020, the reporting person was granted 1,239 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 310 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:55 UTC
Moore-Wright KimberlySr. Executive Vice Presidnet
GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000123 · f4_a1e2k00000rxrkpua1-live.xml · nonDerivative · entry 1

Moore-Wright Kimberly · CIK 0001816674 · Sr. Executive Vice Presidnet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,907

F4 · shares: On February 22, 2021, the reporting person was granted 6,915 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2023 were met, resulting in 2,306 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:51 UTC
Maguire Michael BaronChief Financial Officer
GrantCommon Stock 1,899 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000121 · f4_a1e2k00000rxrkkua1-live.xml · nonDerivative · entry 3

Maguire Michael Baron · CIK 0001789902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,763.044

F1 · shares: On February 24, 2020, the reporting person was granted 7,597 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 1,899 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:51 UTC
Maguire Michael BaronChief Financial Officer
GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000121 · f4_a1e2k00000rxrkkua1-live.xml · nonDerivative · entry 2

Maguire Michael Baron · CIK 0001789902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,069.044

F2 · shares: On February 22, 2021, the reporting person was granted 6,915 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2023 were met, resulting in 2,306 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:51 UTC
Maguire Michael BaronChief Financial Officer
GrantCommon Stock 10,599 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000121 · f4_a1e2k00000rxrkkua1-live.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,668.044

F3 · shares: On February 24, 2020, the reporting person was granted 8,657 performance based stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2020 through December 31, 2022) performance period's ROACE and ROATCE performance measures. Transaction represents the satisfaction of performance measures at122.44% of the Target Level of Achievement, resulting in 10,599 shares being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:48 UTC
Howard John MChief Insurance Officer
GrantCommon Stock 2,906 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000119 · f4_a1e2k00000rxrkfua1-live.xml · nonDerivative · entry 3

Howard John M · CIK 0001302900 · Chief Insurance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,908

F1 · shares: On February 24, 2020, the reporting person was granted 11,623 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 2,906 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:48 UTC
Howard John MChief Insurance Officer
GrantCommon Stock 4,068 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000119 · f4_a1e2k00000rxrkfua1-live.xml · nonDerivative · entry 2

Howard John M · CIK 0001302900 · Chief Insurance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,976

F2 · shares: On September 1, 2020, the reporting person was granted 16,273 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 4,068 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:48 UTC
Howard John MChief Insurance Officer
GrantCommon Stock 3,210 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000119 · f4_a1e2k00000rxrkfua1-live.xml · nonDerivative · entry 1

Howard John M · CIK 0001302900 · Chief Insurance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,186

F3 · shares: On February 22, 2021, the reporting person was granted 9,628 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2023 were met, resulting in 3,210 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:45 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantCommon Stock 3,148 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000117 · f4_a1e2k00000rxrkaua1-live.xml · nonDerivative · entry 3

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,917.022

F1 · shares: On February 24, 2020, the reporting person was granted 12,592 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 3,148 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:45 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantCommon Stock 3,821 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000117 · f4_a1e2k00000rxrkaua1-live.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,738.022

F2 · shares: On February 22, 2021, the reporting person was granted 11,462 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2023 were met, resulting in 3,821 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:45 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantCommon Stock 17,501 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000117 · f4_a1e2k00000rxrkaua1-live.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,239.022

F3 · shares: On February 24, 2020, the reporting person was granted 14,294 performance based stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2020 through December 31, 2022) performance period's ROACE and ROATCE performance measures. Transaction represents the satisfaction of performance measures at 122.44% of the Target Level of Achievement, resulting in 17,501 shares being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:43 UTC GrantCommon Stock 5,477 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000115 · f4_a1e2k00000rxrk5ual-live.xml · nonDerivative · entry 3

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,545.61

F1 · shares: On February 24, 2020, the reporting person was granted 21,909 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 5,477 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:43 UTC GrantCommon Stock 6,649 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000115 · f4_a1e2k00000rxrk5ual-live.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,194.61

F2 · shares: On February 22, 2021, the reporting person was granted 19,944 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2023 were met, resulting in 6,649 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:43 UTC GrantCommon Stock 30,508 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000115 · f4_a1e2k00000rxrk5ual-live.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,702.61

F3 · shares: On February 24, 2020, the reporting person was granted 24,917 performance based stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2020 through December 31, 2022) performance period's ROACE and ROATCE performance measures. Transaction represents the satisfaction of performance measures at 122.44% of the Target Level of Achievement, resulting in 30,508 shares being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:40 UTC
Case ScottSr. Executive Vice President
GrantCommon Stock 3,148 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000113 · f4_a1e2k00000rxrk0ual-live.xml · nonDerivative · entry 3

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,962.422

F1 · shares: On February 24, 2020, the reporting person was granted 12,592 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 3,148 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:40 UTC
Case ScottSr. Executive Vice President
GrantCommon Stock 3,821 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000113 · f4_a1e2k00000rxrk0ual-live.xml · nonDerivative · entry 2

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,783.422

F2 · shares: On February 22, 2021, the reporting person was granted 11,462 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2023 were met, resulting in 3,821 restricted stock units being earned.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:40 UTC
Case ScottSr. Executive Vice President
GrantCommon Stock 17,501 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000113 · f4_a1e2k00000rxrk0ual-live.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,284.422

F3 · shares: On February 24, 2020, the reporting person was granted 14,294 performance based stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2020 through December 31, 2022) performance period's ROACE and ROATCE performance measures. Transaction represents the satisfaction of performance measures at 122.44% of the Target Level of Achievement, resulting in 17,501 shares being earned.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 20:32 UTC Exercise / conversionStock Option (right to buy) · Derivative 55,924 $0.00 Strike: $21.17 $0.00
Disclosure

SEC source: 0001664272-23-000038 · f4_a1e2k00000rxqhaua1-live.xml · derivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,924 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 20:32 UTC SaleCommon Stock 35,229 $49.06 $1,728,158.60
Disclosure

SEC source: 0001664272-23-000038 · f4_a1e2k00000rxqhaua1-live.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,068.61

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.0500 to $49.0750. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 20:32 UTC Exercise / conversionCommon Stock 55,924 $21.17 $1,183,911.08
Disclosure

SEC source: 0001664272-23-000038 · f4_a1e2k00000rxqhaua1-live.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,297.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 23:22 UTC GiftCommon Stock 2,316 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000002 · f4_a1e2k00000rxpyuua1-live.xml · nonDerivative · entry 1

Thompson Thomas Nichols · CIK 0001425395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,306.93

Read SEC document
December 29, 2022 Filed Feb 17, 2023 14:53 UTC Amendment GiftCommon Stock 2,316 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000082 · f4a_a1e2k00000rxqqeuad-live.xml · nonDerivative · entry 2

Thompson Thomas Nichols · CIK 0001425395 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRATs

Disclosed balance after: 48,395.07

Read SEC document
December 29, 2022 Filed Feb 17, 2023 14:53 UTC Amendment GiftCommon Stock 2,316 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000082 · f4a_a1e2k00000rxqqeuad-live.xml · nonDerivative · entry 1

Thompson Thomas Nichols · CIK 0001425395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,622.93

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:58 UTC
Case ScottSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 53,419.648 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000286 · f4_a1e2k00000rxofcua1-live.xml · derivative · entry 3

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,419.648 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:58 UTC
Case ScottSr. Executive Vice President
Tax withholdingCommon Stock 24,093 $43.54 $1,049,009.22
Disclosure

SEC source: 0001664272-22-000286 · f4_a1e2k00000rxofcua1-live.xml · nonDerivative · entry 2

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,814.422

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:58 UTC
Case ScottSr. Executive Vice President
Exercise / conversionCommon Stock 53,419.648 $43.54 $2,325,891.47
Disclosure

SEC source: 0001664272-22-000286 · f4_a1e2k00000rxofcua1-live.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,907.422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:55 UTC Exercise / conversionRestricted Stock Units · Derivative 88,858.081 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000284 · f4_a1e2k00000rxofhua1-live.xml · derivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,858.081 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:55 UTC Tax withholdingCommon Stock 39,489 $43.54 $1,719,351.06
Disclosure

SEC source: 0001664272-22-000284 · f4_a1e2k00000rxofhua1-live.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,373.61

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:55 UTC Exercise / conversionCommon Stock 88,858.081 $43.54 $3,868,880.85
Disclosure

SEC source: 0001664272-22-000284 · f4_a1e2k00000rxofhua1-live.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,862.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:49 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 53,419.648 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000282 · f4_a1e2k00000rxofmua1-live.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,419.648 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:49 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Tax withholdingCommon Stock 23,740 $43.54 $1,033,639.60
Disclosure

SEC source: 0001664272-22-000282 · f4_a1e2k00000rxofmua1-live.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,769.022

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:49 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionCommon Stock 53,419.648 $43.54 $2,325,891.47
Disclosure

SEC source: 0001664272-22-000282 · f4_a1e2k00000rxofmua1-live.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,509.022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:45 UTC
Maguire Michael BaronChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 52,031.535 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000280 · f4_a1e2k00000rxofrua1-live.xml · derivative · entry 3

Maguire Michael Baron · CIK 0001789902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,031.535 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

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October 01, 2022 Filed Oct 4, 2022 18:45 UTC
Maguire Michael BaronChief Financial Officer
Tax withholdingCommon Stock 23,123 $43.54 $1,006,775.42
Disclosure

SEC source: 0001664272-22-000280 · f4_a1e2k00000rxofrua1-live.xml · nonDerivative · entry 2

Maguire Michael Baron · CIK 0001789902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,864.044

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October 01, 2022 Filed Oct 4, 2022 18:45 UTC
Maguire Michael BaronChief Financial Officer
Exercise / conversionCommon Stock 52,031.535 $43.54 $2,265,453.03
Disclosure

SEC source: 0001664272-22-000280 · f4_a1e2k00000rxofrua1-live.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,987.044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:41 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 66,773.452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000278 · f4_a1e2k00000rxofbual-live.xml · derivative · entry 4

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,773.452 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:41 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 30,115 $43.54 $1,311,207.10
Disclosure

SEC source: 0001664272-22-000278 · f4_a1e2k00000rxofbual-live.xml · nonDerivative · entry 2

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,116.389

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:41 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 66,773.452 $43.54 $2,907,316.10
Disclosure

SEC source: 0001664272-22-000278 · f4_a1e2k00000rxofbual-live.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,231.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:56 UTC Tax withholdingCommon Stock 5,763 $48.12 $277,315.56
Disclosure

SEC source: 0001664272-22-000275 · f4_a1e2k00000rxnujuat-live.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,004.529

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September 15, 2022 Filed Sep 19, 2022 19:56 UTC GrantCommon Stock 9,960 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000275 · f4_a1e2k00000rxnujuat-live.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,767.529

F5 · shares: On September 1, 2021, the reporting person was granted 49,804 restricted stock units, which shall vest and become earned ratably over five years based on certain performance criteria for each vesting year ending September 15, 2022, 2023, 2024, 2025 and 2026. The performance criteria for the vesting year ending September 15, 2022 were met, resulting in 9,960 restricted stock units being earned.

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July 20, 2022 Filed Jul 22, 2022 20:22 UTC
ROGERS WILLIAM H JRDirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 142,606 $0.00 Strike: $21.17 $0.00
Disclosure

SEC source: 0001664272-22-000264 · f4_a1e2k00000rxndaua1-live.xml · derivative · entry 6

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 142,606 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:22 UTC
ROGERS WILLIAM H JRDirector · Chairman and CEO
GiftCommon Stock 14,862 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000264 · f4_a1e2k00000rxndaua1-live.xml · nonDerivative · entry 3

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,727.644

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:22 UTC
ROGERS WILLIAM H JRDirector · Chairman and CEO
SaleCommon Stock 142,606 $47.78 $6,813,429.47
Disclosure

SEC source: 0001664272-22-000264 · f4_a1e2k00000rxndaua1-live.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,589.644

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.5800 to $47.9300. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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July 20, 2022 Filed Jul 22, 2022 20:22 UTC
ROGERS WILLIAM H JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 142,606 $21.17 $3,018,969.02
Disclosure

SEC source: 0001664272-22-000264 · f4_a1e2k00000rxndaua1-live.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,195.644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 16:35 UTC PurchaseCommon Stock 132 $47.00 $6,203.34
Disclosure

SEC source: 0001664272-22-000261 · f4_a1e2k00000rxmkmuad-live.xml · nonDerivative · entry 1

RATCLIFFE DAVID M · CIK 0001195258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,055

Read SEC document
May 19, 2022 Filed Jun 16, 2022 20:29 UTC
ROGERS WILLIAM H JRDirector · Chairman and CEO
GiftCommon Stock 25,200 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000259 · f4_a1e2k00000rxmaiuat-live.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 0

F4 · balance_after: Reflects the transfer of the remaining shares of Truist common stock to the residual beneficiaries upon termination of a grantor retained annuity trust following the final annuity payment to the reporting person on May 13, 2022.

Read SEC document
May 18, 2022 Filed Jun 16, 2022 20:29 UTC
ROGERS WILLIAM H JRDirector · Chairman and CEO
GiftCommon Stock 25,200 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000259 · f4_a1e2k00000rxmaiuat-live.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 25,200

F4 · balance_after: Reflects the transfer of the remaining shares of Truist common stock to the residual beneficiaries upon termination of a grantor retained annuity trust following the final annuity payment to the reporting person on May 13, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.