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TRUIST FINANCIAL CORP

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2019 Filed Dec 11, 2019 00:44 UTC
Thompson Joseph MSr. Executive Vice President
GrantCommon Stock 1,699 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028851 · doc4.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 1,699

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:12 UTC GrantPhantom Stock Units · Derivative 1,371 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028881 · doc4.xml · derivative · entry 2

Donahue Paul D · CIK 0001409902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Common Stock · 1,371 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F5 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 1,058.856 shares of SunTrust common stock.

F4 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F4 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:12 UTC GrantPhantom Stock Units · Derivative 2,923 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028881 · doc4.xml · derivative · entry 1

Donahue Paul D · CIK 0001409902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

Underlying: Common Stock · 2,923 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation (BB&T), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), SunTrust was merged with and into BB&T on December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F3 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 2,257.322 shares of SunTrust common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:10 UTC GrantPhantom Stock Units · Derivative 2,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028879 · doc4.xml · derivative · entry 3

SCRUGGS FRANK P JR · CIK 0001204084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,505

Underlying: Common Stock · 2,505 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F5 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 1,934.107 shares of SunTrust common stock.

F4 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F4 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:10 UTC GrantPhantom Stock Units · Derivative 16,823 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028879 · doc4.xml · derivative · entry 2

SCRUGGS FRANK P JR · CIK 0001204084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,823

Underlying: Common Stock · 16,823 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F3 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 12,990.949 shares of SunTrust common stock.

F2 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F2 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:10 UTC GrantCommon Stock 9,713 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028879 · doc4.xml · nonDerivative · entry 1

SCRUGGS FRANK P JR · CIK 0001204084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,713

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:10 UTC GrantPhantom Stock Unit · Derivative 5,454 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028878 · doc4.xml · derivative · entry 3

VOORHEES STEVEN C · CIK 0001195905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,454

Underlying: Common Stock · 5,454 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F5 · price: These phantom stock units replaced SunTrust phantom restricted stock units in respect of an aggregate 4,211.654 shares of SunTrust common stock.

F4 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F4 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:10 UTC GrantPhantom Stock Unit · Derivative 4,042 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028878 · doc4.xml · derivative · entry 2

VOORHEES STEVEN C · CIK 0001195905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,042

Underlying: Common Stock · 4,042 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F3 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 3,120.897 shares of SunTrust common stock.

F2 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F2 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:10 UTC GrantCommon Stock 12,950 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028878 · doc4.xml · nonDerivative · entry 1

VOORHEES STEVEN C · CIK 0001195905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:07 UTC GrantPhantom Stock Units · Derivative 10,462 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028875 · doc4.xml · derivative · entry 2

CLEMENT DALLAS S · CIK 0001198477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,462

Underlying: Common Stock · 10,462 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F5 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 8,078.967 shares of SunTrust common stock.

F3 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F3 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:07 UTC GrantPhantom Stock Units · Derivative 12,556 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028875 · doc4.xml · derivative · entry 1

CLEMENT DALLAS S · CIK 0001198477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,556

Underlying: Common Stock · 12,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F4 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 9,695.661 shares of SunTrust common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantRestricted Stock Units · Derivative 22,477 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 9

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,477

Underlying: Common Stock · 22,477 shares

Expires 2021-02-13

F9 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F10 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 17,356.896 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantRestricted Stock Units · Derivative 48,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 8

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,220

Underlying: Common Stock · 48,220 shares

Expires 2022-10-01

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F8 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 37,235.583 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantRestricted Stock Units · Derivative 9,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 7

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2022-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F7 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,566.173 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantRestricted Stock Units · Derivative 9,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 6

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2021-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F6 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,566.175 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantRestricted Stock Units · Derivative 9,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 5

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 9,800 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,567.207 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantRestricted Stock Units · Derivative 2,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430

Underlying: Common Stock · 2,430 shares

Expires 2021-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,876.233 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantRestricted Stock Units · Derivative 2,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · derivative · entry 3

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430

Underlying: Common Stock · 2,430 shares

Expires 2020-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,876.297 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantCommon Stock 54 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 54

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:06 UTC
FITZSIMMONS ELLEN MChief Legal Officer
GrantCommon Stock 1,574 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028874 · doc4.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:04 UTC GrantCommon Stock 36,487 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028871 · doc4.xml · nonDerivative · entry 1

MOREA DONNA S · CIK 0001212424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,487

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each restricted stock award included in the shares of common stock held by the reporting person was automatically converted into a BB&T restricted stock award with respect to shares of BB&T common stock. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock award is subject to the same term and conditions (including vesting terms) as applied to the corresponding SunTrust restricted stock award immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:02 UTC
Case ScottChief Information Officer
GrantRestricted Stock Units · Derivative 16,858 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028869 · doc4.xml · derivative · entry 8

Case Scott · CIK 0001730625 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,858

Underlying: Common Stock · 16,858 shares

Expires 2021-02-13

F9 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F10 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 13,017.672 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:02 UTC
Case ScottChief Information Officer
GrantRestricted Stock Units · Derivative 48,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028869 · doc4.xml · derivative · entry 7

Case Scott · CIK 0001730625 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,220

Underlying: Common Stock · 48,220 shares

Expires 2022-10-01

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F8 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 37,235.583 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:02 UTC
Case ScottChief Information Officer
GrantRestricted Stock Units · Derivative 9,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028869 · doc4.xml · derivative · entry 6

Case Scott · CIK 0001730625 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2022-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F7 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,566.173 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:02 UTC
Case ScottChief Information Officer
GrantRestricted Stock Units · Derivative 9,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028869 · doc4.xml · derivative · entry 5

Case Scott · CIK 0001730625 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2021-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F6 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,566.175 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:02 UTC
Case ScottChief Information Officer
GrantRestricted Stock Units · Derivative 9,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028869 · doc4.xml · derivative · entry 4

Case Scott · CIK 0001730625 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 9,800 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,567.207 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:02 UTC
Case ScottChief Information Officer
GrantRestricted Stock Units · Derivative 1,821 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028869 · doc4.xml · derivative · entry 3

Case Scott · CIK 0001730625 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821

Underlying: Common Stock · 1,821 shares

Expires 2021-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,405.894 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:02 UTC
Case ScottChief Information Officer
GrantRestricted Stock Units · Derivative 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028869 · doc4.xml · derivative · entry 2

Case Scott · CIK 0001730625 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822

Underlying: Common Stock · 1,822 shares

Expires 2020-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,406.955 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:02 UTC
Case ScottChief Information Officer
GrantCommon Stock 1,234 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028869 · doc4.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:01 UTC GrantPhantom Stock Unit · Derivative 37,749 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028867 · doc4.xml · derivative · entry 4

RATCLIFFE DAVID M · CIK 0001195258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,749

Underlying: Common Stock · 37,749 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F6 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 29,149.597 shares of SunTrust common stock.

F5 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F5 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:01 UTC GrantPhantom Stock Unit · Derivative 35,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028867 · doc4.xml · derivative · entry 3

RATCLIFFE DAVID M · CIK 0001195258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,505

Underlying: Common Stock · 35,505 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F4 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 27,416.688 shares of SunTrust common stock.

F3 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F3 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:01 UTC GrantCommon Stock 1,645 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028867 · doc4.xml · nonDerivative · entry 2

RATCLIFFE DAVID M · CIK 0001195258 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 1,645

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

F2 · ownership.nature: Shares held by a limited liability company that the reporting person controls.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 01:01 UTC GrantCommon Stock 25,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028867 · doc4.xml · nonDerivative · entry 1

RATCLIFFE DAVID M · CIK 0001195258 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 25,900

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:59 UTC GrantPhantom Stock Unit · Derivative 3,060 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028865 · doc4.xml · derivative · entry 3

GARCIA PAUL R · CIK 0001226012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Underlying: Common Stock · 3,060 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F4 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 2,362.889 shares of SunTrust common stock.

F3 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F3 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:59 UTC GrantCommon Stock 20,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028865 · doc4.xml · nonDerivative · entry 1

GARCIA PAUL R · CIK 0001226012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,108

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust restricted stock award included in the shares of common stock held by the reporting person was automatically converted into a BB&T restricted stock award with respect to shares of BB&T common stock. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock award is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust restricted stock award immediately prior to the effective time of the Merger Agreement.

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December 06, 2019 Filed Dec 11, 2019 00:56 UTC GrantPhantom Stock Units · Derivative 2,923 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028863 · doc4.xml · derivative · entry 2

Scanlan Agnes Bundy · CIK 0001701617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

Underlying: Common Stock · 2,923 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F3 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 2,257.322 shares of SunTrust common stock.

F2 · derivative.exercise_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F2 · derivative.expiration_date: Represents phantom stock units issued under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

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December 06, 2019 Filed Dec 11, 2019 00:56 UTC GrantCommon Stock 3,285 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028863 · doc4.xml · nonDerivative · entry 1

Scanlan Agnes Bundy · CIK 0001701617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 97,396 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 17

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,396

Underlying: Common Stock · 97,396 shares

Expires 2021-02-13

F21 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F23 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 75,209.472 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 110,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 16

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,798

Underlying: Common Stock · 110,798 shares

Expires 2020-02-14

F21 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F22 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 85,557.92 shares of SunTrust common stock.

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December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantPhantom Stock Units · Derivative 2,549 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 15

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549

Underlying: Common Stock · 2,549 shares

Expires not disclosed

F19 · derivative.exercise_price: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F20 · price: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 1,968.1452 shares of SunTrust common stock.

F20 · derivative.exercise_date: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 1,968.1452 shares of SunTrust common stock.

F20 · derivative.expiration_date: These phantom stock units replaced SunTrust phantom stock units in respect of an aggregate 1,968.1452 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 13,685 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 14

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,685

Underlying: Common Stock · 13,685 shares

Expires 2019-02-09

F16 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with the terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist.

F17 · derivative.exercise_price: (Continued from Footnote 16) Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F18 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 10,567.36 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 10,632 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 13

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632

Underlying: Common Stock · 10,632 shares

Expires 2020-02-14

F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F15 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 8,210.397 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 44,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 12

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,907

Underlying: Common Stock · 44,907 shares

Expires 2022-02-08

F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F14 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 34,677.443 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 44,909 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 11

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,909

Underlying: Common Stock · 44,909 shares

Expires 2021-02-08

F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F13 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 34,678.469 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 44,910 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 10

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,910

Underlying: Common Stock · 44,910 shares

Expires 2020-02-08

F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F12 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 34,679.501 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 10,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 9

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,526

Underlying: Common Stock · 10,526 shares

Expires 2021-02-13

F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F11 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 8,128.49 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantRestricted Stock Units · Derivative 10,528 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 8

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,528

Underlying: Common Stock · 10,528 shares

Expires 2020-02-13

F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F10 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 8,129.55 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantOption · Derivative 47,534 Not disclosed Strike: $21.17 Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 7

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,534

Underlying: Common Stock · 47,534 shares

Expires 2023-02-26

F8 · price: This option replaced an option to purchase 36,706 shares of SunTrust common stock at an exercise price of $27.41.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each option to purchase shares of Truist common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantOption · Derivative 47,535 Not disclosed Strike: $21.17 Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 6

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,535

Underlying: Common Stock · 47,535 shares

Expires 2023-02-26

F7 · price: This option replaced an option to purchase 36,707 shares of SunTrust common stock at an exercise price of $27.41.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each option to purchase shares of Truist common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:55 UTC
ROGERS WILLIAM H JRPresident and COO
GrantOption · Derivative 47,536 Not disclosed Strike: $21.17 Not disclosed
Disclosure

SEC source: 0000899243-19-028862 · doc4.xml · derivative · entry 5

ROGERS WILLIAM H JR · CIK 0001182002 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,536

Underlying: Common Stock · 47,536 shares

Expires 2023-02-26

F6 · price: This option replaced an option to purchase 36,708 shares of SunTrust common stock at an exercise price of $27.41.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each option to purchase shares of Truist common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.