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TRUIST FINANCIAL CORP

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SEC CIK
0000092230
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812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 1,822 $54.82 $99,882.04
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Units · Derivative 10,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · derivative · entry 8

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,528 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 8,129.55 shares of SunTrust common stock.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 4,459 $54.82 $244,442.38
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,508.37

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 10,528 $54.82 $577,144.96
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,967.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · derivative · entry 7

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,822 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,406.955 shares of SunTrust common stock.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Tax withholdingCommon Stock 549 $54.82 $30,096.18
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 2

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Exercise / conversionCommon Stock 1,822 $54.82 $99,882.04
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002544 · doc4.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,430 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,876.297 shares of SunTrust common stock.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Tax withholdingCommon Stock 722 $54.82 $39,580.04
Disclosure

SEC source: 0001225208-20-002544 · doc4.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,211

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionCommon Stock 2,430 $54.82 $133,212.60
Disclosure

SEC source: 0001225208-20-002544 · doc4.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · derivative · entry 8

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,568 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 4,299.445 shares of SunTrust common stock.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 2,512 $54.82 $137,707.84
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,498

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 5,568 $54.82 $305,237.76
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:23 UTC
Case ScottSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002542 · doc4.xml · derivative · entry 3

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,822 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,406.955 shares of SunTrust common stock.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:23 UTC
Case ScottSr. Executive Vice President
Tax withholdingCommon Stock 549 $54.82 $30,096.18
Disclosure

SEC source: 0001225208-20-002542 · doc4.xml · nonDerivative · entry 2

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,357

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:23 UTC
Case ScottSr. Executive Vice President
Exercise / conversionCommon Stock 1,822 $54.82 $99,882.04
Disclosure

SEC source: 0001225208-20-002542 · doc4.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:25 UTC
Maguire Michael BaronSr. Executive Vice President
SaleCommon Stock 7,689 $55.19 $424,355.91
Disclosure

SEC source: 0001225208-20-002404 · doc4.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,589 $54.27 $194,775.03
Disclosure

SEC source: 0001225208-20-001959 · doc4.xml · derivative · entry 6

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,589 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist"). These stock units represent time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan.

F4 · derivative.underlying_shares: (Continued from Footnote 2) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 2,771.511 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 7,349 $54.27 $398,830.23
Disclosure

SEC source: 0001225208-20-001959 · doc4.xml · derivative · entry 5

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,349 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist"). These stock units represent time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan.

F3 · derivative.underlying_shares: (Continued from Footnote 2) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 5,675.147 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 2,183 $54.27 $118,471.41
Disclosure

SEC source: 0001225208-20-001959 · doc4.xml · nonDerivative · entry 4

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,689

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 1,066 $54.27 $57,851.82
Disclosure

SEC source: 0001225208-20-001959 · doc4.xml · nonDerivative · entry 3

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,872

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 3,589 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001959 · doc4.xml · nonDerivative · entry 2

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 7,349 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001959 · doc4.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 9,800 $54.27 $531,846.00
Disclosure

SEC source: 0001225208-20-001960 · doc4.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,800 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · derivative.underlying_shares: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,567.207 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Tax withholdingCommon Stock 2,911 $54.27 $157,979.97
Disclosure

SEC source: 0001225208-20-001960 · doc4.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,503

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionCommon Stock 9,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001960 · doc4.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Units · Derivative 13,685 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001957 · doc4.xml · derivative · entry 7

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,685 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with the terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist.

F6 · price: (Continued from Footnote 5) Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 10,567.36 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Units · Derivative 44,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001957 · doc4.xml · derivative · entry 6

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,910 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 34,679.501 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 18,309 $54.27 $993,629.43
Disclosure

SEC source: 0001225208-20-001957 · doc4.xml · nonDerivative · entry 4

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,439.37

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 3,743 $54.27 $203,132.61
Disclosure

SEC source: 0001225208-20-001957 · doc4.xml · nonDerivative · entry 3

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,748.37

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 13,685 $54.27 $742,684.95
Disclosure

SEC source: 0001225208-20-001957 · doc4.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,491.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 44,910 $54.27 $2,437,265.70
Disclosure

SEC source: 0001225208-20-001957 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,806.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount on the original Form 4 was inadvertently understated by 11 shares. This Form 4 reflects the accurate amount.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Koebler EllenDeputy Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 9,800 $54.27 $531,846.00
Disclosure

SEC source: 0001225208-20-001958 · doc4.xml · derivative · entry 3

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,800 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · derivative.underlying_shares: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,567.207 shares of SunTrust common stock.

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February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Koebler EllenDeputy Chief Risk Officer
Tax withholdingCommon Stock 2,950 $54.27 $160,096.50
Disclosure

SEC source: 0001225208-20-001958 · doc4.xml · nonDerivative · entry 2

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,805

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC
Koebler EllenDeputy Chief Risk Officer
Exercise / conversionCommon Stock 9,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001958 · doc4.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001956 · doc4.xml · derivative · entry 7

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,734 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with the terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement.

F6 · price: (continued from footnote 1) Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 2,111.055 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001956 · doc4.xml · derivative · entry 6

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,166 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 6,305.833 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 2,458 $54.27 $133,395.66
Disclosure

SEC source: 0001225208-20-001956 · doc4.xml · nonDerivative · entry 4

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,683

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 759 $54.27 $41,190.93
Disclosure

SEC source: 0001225208-20-001956 · doc4.xml · nonDerivative · entry 3

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,141

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 2,734 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001956 · doc4.xml · nonDerivative · entry 2

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 8,166 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001956 · doc4.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 65,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · derivative · entry 10

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,090 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F7 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 50,262.307 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · derivative · entry 9

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,554 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with the terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested RSU

F6 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 2,744.289 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 22,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · derivative · entry 8

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,456 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 17,340.267 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 29,356 $54.27 $1,593,150.12
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · nonDerivative · entry 6

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,442

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 7,898 $54.27 $428,624.46
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · nonDerivative · entry 5

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,798

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 987 $54.27 $53,564.49
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · nonDerivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,696

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 3,554 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · nonDerivative · entry 3

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 22,456 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:55 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 65,090 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001954 · doc4.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.