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TFC

TRUIST FINANCIAL CORP

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1440
SEC CIK
0000092230
Parsed reports
812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003713 · doc4.xml · nonDerivative · entry 1

Thompson Thomas Nichols · CIK 0001425395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,368

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

F2 · balance_after: The total does not include a fractional share of 0.205 that was disposed of when the reporting person transferred shares from one account to another.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003709 · doc4.xml · nonDerivative · entry 1

QUBEIN NIDO R · CIK 0001195214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,325

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003712 · doc4.xml · nonDerivative · entry 1

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,391.299

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003711 · doc4.xml · nonDerivative · entry 1

Sears Christine · CIK 0001334536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,343

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003710 · doc4.xml · nonDerivative · entry 1

SCRUGGS FRANK P JR · CIK 0001204084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,636

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003706 · doc4.xml · nonDerivative · entry 1

MAYNARD EASTER A · CIK 0001757406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,640

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003707 · doc4.xml · nonDerivative · entry 1

MOREA DONNA S · CIK 0001212424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,410

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003704 · doc4.xml · nonDerivative · entry 1

Graney Patrick C III · CIK 0001649732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003705 · doc4.xml · nonDerivative · entry 1

Haynesworth Linnie M · CIK 0001790292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:11 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003703 · doc4.xml · nonDerivative · entry 1

GARCIA PAUL R · CIK 0001226012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,031

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:10 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003702 · doc4.xml · nonDerivative · entry 1

Donahue Paul D · CIK 0001409902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:10 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003701 · doc4.xml · nonDerivative · entry 1

CABLIK ANNA R · CIK 0001195000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,825.72

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

F2 · balance_after: Includes 974.636 shares acquired between June 2019 and December 2019, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:10 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003700 · doc4.xml · nonDerivative · entry 1

Boyer K. David Jr. · CIK 0001475856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,215.141

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

F2 · balance_after: Includes 39.576 shares acquired in December 2019, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:10 UTC GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003698 · doc4.xml · nonDerivative · entry 1

BANNER JENNIFER S · CIK 0001143953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,969

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2020.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:30 UTC
Maguire Michael BaronSr. Executive Vice President
SaleCommon Stock 4,857 $54.82 $266,270.45
Disclosure

SEC source: 0001225208-20-003156 · doc4.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002548 · doc4.xml · derivative · entry 6

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,891 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist"). These stock units represent time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan.

F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 2,231.797 shares of SunTrust common stock.

F2 · derivative.underlying_shares: (Continued from Footnote 1) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 1,293 $54.94 $71,037.42
Disclosure

SEC source: 0001225208-20-002548 · doc4.xml · nonDerivative · entry 4

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 2,891 $54.94 $158,831.54
Disclosure

SEC source: 0001225208-20-002548 · doc4.xml · nonDerivative · entry 3

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,123 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · derivative · entry 10

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,123 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,639.906 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 19,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · derivative · entry 9

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Stock · 19,329 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 17,091.215 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 7,876 $54.94 $432,707.44
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · nonDerivative · entry 6

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,574

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 958 $54.94 $52,632.52
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · nonDerivative · entry 5

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,450

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 2,123 $54.94 $116,637.62
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · nonDerivative · entry 4

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 19,329 $54.94 $1,061,935.26
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · nonDerivative · entry 3

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Units · Derivative 10,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · derivative · entry 10

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,632 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 8,210.397 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Unit · Derivative 96,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · derivative · entry 9

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,037

Underlying: Common Stock · 96,761 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 85,557.92 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 43,253 $54.94 $2,376,319.82
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 6

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,145.37

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 4,503 $54.94 $247,394.82
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 5

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,398.37

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 10,632 $54.94 $584,122.08
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 4

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,901.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 96,761 $54.94 $5,316,049.34
Disclosure

SEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 3

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,269.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 2,123 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · derivative · entry 9

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,123 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,639.906 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Exercise / conversionRestricted Stock Unit · Derivative 19,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · derivative · entry 8

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Stock · 19,329 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 17,091.215 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Tax withholdingCommon Stock 7,713 $54.94 $423,752.22
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 6

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,859

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Tax withholdingCommon Stock 958 $54.94 $52,632.52
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 5

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,572

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Exercise / conversionCommon Stock 2,123 $54.94 $116,637.62
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 4

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Koebler EllenDeputy Chief Risk Officer
Exercise / conversionCommon Stock 19,329 $54.94 $1,061,935.26
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 3

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · derivative · entry 10

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,761 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 2,131.878 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 25,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · derivative · entry 9

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,645

Underlying: Common Stock · 25,129 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 22,219.227 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 11,334 $54.94 $622,689.96
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · nonDerivative · entry 6

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,873

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 1,181 $54.94 $64,884.14
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · nonDerivative · entry 5

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,207

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 2,761 $54.94 $151,689.34
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · nonDerivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 25,129 $54.94 $1,380,587.26
Disclosure

SEC source: 0001225208-20-002543 · doc4.xml · nonDerivative · entry 3

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:06 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 2,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001223203-20-000005 · primary_doc.xml · derivative · entry 3

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,891 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents phantom stock units issued under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust stock unit immediately prior to the effective time of the Merger.

F2 · price: Consists of time-vested phantom stock settled in cash.

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February 14, 2020 Filed Feb 20, 2020 01:06 UTC
Maguire Michael BaronSr. Executive Vice President
Disposition to issuerCommon Stock 2,891 $54.94 $158,831.54
Disclosure

SEC source: 0001223203-20-000005 · primary_doc.xml · nonDerivative · entry 2

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:06 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 2,891 $54.94 $158,831.54
Disclosure

SEC source: 0001223203-20-000005 · primary_doc.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002548 · doc4.xml · derivative · entry 5

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,637 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist"). These stock units represent time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan.

F3 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 3,580.571 shares of SunTrust common stock.

F2 · derivative.underlying_shares: (Continued from Footnote 1) Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 1,378 $54.82 $75,541.96
Disclosure

SEC source: 0001225208-20-002548 · doc4.xml · nonDerivative · entry 2

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,259

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 4,637 $54.82 $254,200.34
Disclosure

SEC source: 0001225208-20-002548 · doc4.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · derivative · entry 8

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,822 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,406.955 shares of SunTrust common stock.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 549 $54.82 $30,096.18
Disclosure

SEC source: 0001225208-20-002547 · doc4.xml · nonDerivative · entry 2

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,956

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.