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TFC

TRUIST FINANCIAL CORP

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1440
SEC CIK
0000092230
Parsed reports
812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 17, 2021 21:35 UTC
Case ScottSr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 17,289.459 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002744 · doc4.xml · derivative · entry 5

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287.777

Underlying: Common Stock · 17,289.459 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC
Case ScottSr. Executive Vice President
Tax withholdingCommon Stock 6,120 $54.01 $330,541.20
Disclosure

SEC source: 0001225208-21-002744 · doc4.xml · nonDerivative · entry 4

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,626.176

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC
Case ScottSr. Executive Vice President
Tax withholdingCommon Stock 857 $54.01 $46,286.57
Disclosure

SEC source: 0001225208-21-002744 · doc4.xml · nonDerivative · entry 3

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,746.176

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC
Case ScottSr. Executive Vice President
Exercise / conversionCommon Stock 1,898.692 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002744 · doc4.xml · nonDerivative · entry 2

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,603.176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.010

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC
Case ScottSr. Executive Vice President
Exercise / conversionCommon Stock 17,289.459 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002744 · doc4.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,704.484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.010

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,804.513 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · derivative · entry 10

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,804.513 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,800.512 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · derivative · entry 9

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800.512 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 52,826.588 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · derivative · entry 8

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878.967

Underlying: Common Stock · 52,826.588 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 22,373 $54.01 $1,208,365.73
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · nonDerivative · entry 6

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,343.597

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 2,595 $54.01 $140,155.95
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · nonDerivative · entry 5

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,716.597

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 1,699 $54.01 $91,762.99
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · nonDerivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,311.597

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 3,800.512 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · nonDerivative · entry 3

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,010.597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.010

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 5,804.513 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,210.085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.010

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 52,826.588 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002733 · doc4.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,405.572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.010

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Units · Derivative 10,976.127 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · derivative · entry 11

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,976.127 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Unit · Derivative 14,635.879 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · derivative · entry 10

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,635.879 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist performance-vested restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Unit · Derivative 99,890.372 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · derivative · entry 9

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660.964

Underlying: Common Stock · 99,890.372 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist performance-vested restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 42,304 $54.01 $2,284,839.04
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 6

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,774.074

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 6,543 $54.01 $353,387.43
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 5

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,078.074

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 4,649 $54.01 $251,092.49
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 4

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,621.074

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 10,976.127 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 3

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,270.074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.010

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 14,635.879 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,293.947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.010

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 99,890.372 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,658.068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.010

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:21 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,741.079 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002083 · doc4.xml · derivative · entry 6

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,741.079 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · balance_after: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:21 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 7,662.541 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002083 · doc4.xml · derivative · entry 5

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,662.541 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · balance_after: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:21 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 3,272 $52.97 $173,317.84
Disclosure

SEC source: 0001225208-21-002083 · doc4.xml · nonDerivative · entry 4

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,438.62

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:21 UTC
Maguire Michael BaronSr. Executive Vice President
Tax withholdingCommon Stock 1,693 $52.97 $89,678.21
Disclosure

SEC source: 0001225208-21-002083 · doc4.xml · nonDerivative · entry 3

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,710.62

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:21 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 3,741.079 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002083 · doc4.xml · nonDerivative · entry 2

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $52.970

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:21 UTC
Maguire Michael BaronSr. Executive Vice President
Exercise / conversionCommon Stock 7,662.541 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002083 · doc4.xml · nonDerivative · entry 1

Maguire Michael Baron · CIK 0001789902 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,662.541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $52.970

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:04 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 10,216.025 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002066 · doc4.xml · derivative · entry 4

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,216.025 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · balance_after: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:04 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Tax withholdingCommon Stock 3,117 $52.97 $165,107.49
Disclosure

SEC source: 0001225208-21-002066 · doc4.xml · nonDerivative · entry 2

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,310.025

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:04 UTC
FITZSIMMONS ELLEN MChief Legal Officer
Exercise / conversionCommon Stock 10,216.025 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002066 · doc4.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,427.025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $52.970

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:09 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,514.396 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002068 · doc4.xml · derivative · entry 4

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,514.396 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · balance_after: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

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February 08, 2021 Filed Feb 10, 2021 23:09 UTC
Thompson Joseph MSr. Executive Vice President
Tax withholdingCommon Stock 2,650 $52.97 $140,370.50
Disclosure

SEC source: 0001225208-21-002068 · doc4.xml · nonDerivative · entry 2

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,438.396

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:09 UTC
Thompson Joseph MSr. Executive Vice President
Exercise / conversionCommon Stock 8,514.396 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002068 · doc4.xml · nonDerivative · entry 1

Thompson Joseph M · CIK 0001788989 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,088.396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $52.970

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:37 UTC
Case ScottSr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,216.025 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002060 · doc4.xml · derivative · entry 3

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,216.025 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · balance_after: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:37 UTC
Case ScottSr. Executive Vice President
Tax withholdingCommon Stock 3,158 $52.97 $167,279.26
Disclosure

SEC source: 0001225208-21-002060 · doc4.xml · nonDerivative · entry 2

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,415.025

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:37 UTC
Case ScottSr. Executive Vice President
Exercise / conversionCommon Stock 10,216.025 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002060 · doc4.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,573.025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $52.970

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:20 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 23,411.984 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002054 · doc4.xml · derivative · entry 4

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,411.984 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · balance_after: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:20 UTC
Cummins Hugh S. IIISr. Executive Vice President
Tax withholdingCommon Stock 7,706 $52.97 $408,186.82
Disclosure

SEC source: 0001225208-21-002054 · doc4.xml · nonDerivative · entry 2

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,578.984

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:20 UTC
Cummins Hugh S. IIISr. Executive Vice President
Exercise / conversionCommon Stock 23,411.984 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002054 · doc4.xml · nonDerivative · entry 1

Cummins Hugh S. III · CIK 0001701995 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,284.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $52.970

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:27 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionRestricted Stock Units · Derivative 46,825.013 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002057 · doc4.xml · derivative · entry 5

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,825.013 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:27 UTC
ROGERS WILLIAM H JRDirector · President and COO
Tax withholdingCommon Stock 19,831 $52.97 $1,050,448.07
Disclosure

SEC source: 0001225208-21-002057 · doc4.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,767.696

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:27 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 46,825.013 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002057 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,598.696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $52.970

Read SEC document
January 28, 2021 Filed Feb 3, 2021 23:03 UTC
ROGERS WILLIAM H JRDirector · President and COO
GiftCommon Stock 9,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001617 · doc4.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,773.683

Read SEC document
January 27, 2021 Filed Feb 3, 2021 23:03 UTC
ROGERS WILLIAM H JRDirector · President and COO
GiftCommon Stock 7,843 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001617 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,283.683

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:48 UTC SaleCommon Stock 488 $50.38 $24,585.44
Disclosure

SEC source: 0001225208-21-001187 · doc4.xml · nonDerivative · entry 1

Thompson Thomas Nichols · CIK 0001425395 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 3,015

Read SEC document
January 22, 2021 Filed Jan 26, 2021 22:03 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionStock Option (right to buy) · Derivative 176,379 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001225208-21-001158 · doc4.xml · derivative · entry 5

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 176,379 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of Truist common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of Truist common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 22:03 UTC
ROGERS WILLIAM H JRDirector · President and COO
SaleCommon Stock 176,379 $50.22 $8,857,753.38
Disclosure

SEC source: 0001225208-21-001158 · doc4.xml · nonDerivative · entry 2

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,126.683

Read SEC document
January 22, 2021 Filed Jan 26, 2021 22:03 UTC
ROGERS WILLIAM H JRDirector · President and COO
Exercise / conversionCommon Stock 176,379 $16.74 $2,952,584.46
Disclosure

SEC source: 0001225208-21-001158 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,505.683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.