Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2022 Filed Aug 16, 2022 20:05 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 15,000 | $8.00 | $120,000.00 |
DisclosureSEC source: 0001493152-22-023186 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 120,000 F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| August 16, 2022 Filed Aug 16, 2022 20:05 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 300,000 | $8.00 | $2,400,000.00 |
DisclosureSEC source: 0001493152-22-023186 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,880,000 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| August 16, 2022 Filed Sep 15, 2022 20:05 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 221 | $8.10 | $1,789.90 |
DisclosureSEC source: 0001493152-22-025979 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 120,217 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.09 to $8.10; the price reported above reflects the weighted average purchase price. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| August 16, 2022 Filed Sep 15, 2022 20:05 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $8.10 | $40,495.50 |
DisclosureSEC source: 0001493152-22-025979 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,885,000 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.09 to $8.10; the price reported above reflects the weighted average purchase price. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 10:41 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 479 | $8.52 | $4,082.18 |
DisclosureSEC source: 0001493152-22-022193 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 105,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $8.5223, and a range of $8.45 to $8.55. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 10:41 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 11,500 | $8.52 | $98,006.45 |
DisclosureSEC source: 0001493152-22-022193 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,580,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $8.5223, and a range of $8.45 to $8.55. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 01:39 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 479 | $7.96 | $3,812.74 |
DisclosureSEC source: 0001493152-22-021074 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 100,679 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $7.9598, and a range of $7.90 to $8.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 01:39 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 4,500 | $7.96 | $35,819.10 |
DisclosureSEC source: 0001493152-22-021074 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,565,500 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $7.9598, and a range of $7.90 to $8.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| August 01, 2022 Filed Aug 12, 2022 13:27 UTC Amendment |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 479 | $7.96 | $3,812.74 |
DisclosureSEC source: 0001493152-22-022214 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 100,679 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $7.9598, and a range of $7.90 to $8.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| August 01, 2022 Filed Aug 12, 2022 13:27 UTC Amendment |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 4,500 | $7.96 | $35,819.10 |
DisclosureSEC source: 0001493152-22-022214 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,568,500 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $7.9598, and a range of $7.90 to $8.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| July 22, 2022 Filed Jul 22, 2022 21:48 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 200 | $8.02 | $1,604.20 |
DisclosureSEC source: 0001493152-22-020185 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 100,200 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $8.021, and a range of $8.00 to $8.03. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| July 22, 2022 Filed Jul 22, 2022 21:48 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $8.02 | $40,105.00 |
DisclosureSEC source: 0001493152-22-020185 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,564,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $8.021, and a range of $8.00 to $8.03. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| July 21, 2022 Filed Jul 21, 2022 21:50 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 833 | $8.08 | $6,727.97 |
DisclosureSEC source: 0001493152-22-020067 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 100,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $8.0297, and a range of $8.00 to $8.05. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| July 21, 2022 Filed Jul 21, 2022 21:50 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 9,500 | $8.03 | $76,282.15 |
DisclosureSEC source: 0001493152-22-020067 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,559,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $8.0297, and a range of $8.00 to $8.05. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| July 20, 2022 Filed Jul 20, 2022 22:55 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 600 | $8.08 | $4,846.08 |
DisclosureSEC source: 0001493152-22-019956 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 99,167 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $8.0768, and a range of $8.00 to $8.08. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| July 20, 2022 Filed Jul 20, 2022 22:55 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 4,500 | $8.08 | $36,345.60 |
DisclosureSEC source: 0001493152-22-019956 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,549,500 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $8.0768, and a range of $8.00 to $8.08. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| July 14, 2022 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $8.01 | $40,050.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 27 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 3,610,709 F43 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 1,965 shares of the amount shown above and EW Fund 2-A purchased 3,035 shares of the amount shown above. Read SEC document |
| July 13, 2022 Filed Jul 13, 2022 19:55 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $8.03 | $40,150.00 |
DisclosureSEC source: 0000899243-22-026036 · doc4.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,605,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,434,511 shares and Fund 2-A now holds a total of 2,171,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 19:55 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $8.02 | $40,100.00 |
DisclosureSEC source: 0000899243-22-026036 · doc4.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,600,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,434,511 shares and Fund 2-A now holds a total of 2,171,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 19:55 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $8.02 | $40,100.00 |
DisclosureSEC source: 0000899243-22-026036 · doc4.xml · nonDerivative · entry 1 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,595,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,434,511 shares and Fund 2-A now holds a total of 2,171,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 17:58 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.96 | $39,800.00 |
DisclosureSEC source: 0000899243-22-025833 · doc4.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,590,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,430,011 shares and Fund 2-A now holds a total of 2,160,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 17:58 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $8.07 | $40,350.00 |
DisclosureSEC source: 0000899243-22-025833 · doc4.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,585,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,430,011 shares and Fund 2-A now holds a total of 2,160,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 17:58 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.86 | $39,300.00 |
DisclosureSEC source: 0000899243-22-025833 · doc4.xml · nonDerivative · entry 1 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,580,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,430,011 shares and Fund 2-A now holds a total of 2,160,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 05, 2022 Filed Jul 5, 2022 19:37 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.52 | $37,600.00 |
DisclosureSEC source: 0000899243-22-025125 · doc4.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,575,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,425,511 shares and Fund 2-A now holds a total of 2,150,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 19:37 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.27 | $36,350.00 |
DisclosureSEC source: 0000899243-22-025125 · doc4.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,570,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,425,511 shares and Fund 2-A now holds a total of 2,150,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 22:30 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 200 | $7.00 | $1,400.00 |
DisclosureSEC source: 0001493152-22-018583 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 98,567 F1 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 23:20 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 567 | $7.00 | $3,969.00 |
DisclosureSEC source: 0001493152-22-018273 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 98,367 F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 23:20 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 2,998 | $7.00 | $20,986.00 |
DisclosureSEC source: 0001493152-22-018273 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,545,000 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 19:37 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.07 | $35,350.00 |
DisclosureSEC source: 0000899243-22-025125 · doc4.xml · nonDerivative · entry 1 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,565,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,425,511 shares and Fund 2-A now holds a total of 2,150,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 23:20 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 2 | $6.99 | $13.98 |
DisclosureSEC source: 0001493152-22-018273 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,542,002 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 18:13 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.10 | $35,500.00 |
DisclosureSEC source: 0000899243-22-024535 · doc4.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,560,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,421,011 shares and Fund 2-A now holds a total of 2,139,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 18:13 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.09 | $35,450.00 |
DisclosureSEC source: 0000899243-22-024535 · doc4.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,555,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,421,011 shares and Fund 2-A now holds a total of 2,139,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 18:13 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.22 | $36,100.00 |
DisclosureSEC source: 0000899243-22-024535 · doc4.xml · nonDerivative · entry 1 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,550,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,421,011 shares and Fund 2-A now holds a total of 2,139,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 24, 2022 Filed Jun 24, 2022 19:06 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $7.06 | $35,300.00 |
DisclosureSEC source: 0000899243-22-024087 · doc4.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,545,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,416,511 shares and Fund 2-A now holds a total of 2,129,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 19:06 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $6.99 | $34,950.00 |
DisclosureSEC source: 0000899243-22-024087 · doc4.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,540,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,416,511 shares and Fund 2-A now holds a total of 2,129,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 22, 2022 Filed Jun 22, 2022 21:18 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 50,000 | $6.50 | $324,975.00 |
DisclosureSEC source: 0001493152-22-017529 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,540,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $6.4995, and a range of $5.94 to $6.50. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 19:06 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $6.47 | $32,350.00 |
DisclosureSEC source: 0000899243-22-024087 · doc4.xml · nonDerivative · entry 1 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,535,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,416,511 shares and Fund 2-A now holds a total of 2,129,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 23:45 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 400 | $6.99 | $2,796.00 |
DisclosureSEC source: 0001493152-22-017768 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 97,800 F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 23:45 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $6.99 | $13,980.00 |
DisclosureSEC source: 0001493152-22-017768 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,542,000 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 21, 2022 Filed Jun 21, 2022 18:43 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $6.25 | $31,250.00 |
DisclosureSEC source: 0000899243-22-023457 · doc4.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,530,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,412,011 shares and Fund 2-A now holds a total of 2,118,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 18:43 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $6.17 | $30,850.00 |
DisclosureSEC source: 0000899243-22-023457 · doc4.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,525,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,412,011 shares and Fund 2-A now holds a total of 2,118,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 18:43 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $6.01 | $30,050.00 |
DisclosureSEC source: 0000899243-22-023457 · doc4.xml · nonDerivative · entry 1 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,520,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,412,011 shares and Fund 2-A now holds a total of 2,118,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 15, 2022 Filed Jun 15, 2022 18:11 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $5.90 | $29,500.00 |
DisclosureSEC source: 0000899243-22-022665 · doc4.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,515,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,407,511 shares and Fund 2-A now holds a total of 2,108,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:11 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $5.86 | $29,300.00 |
DisclosureSEC source: 0000899243-22-022665 · doc4.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,510,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,407,511 shares and Fund 2-A now holds a total of 2,108,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 18:11 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $5.81 | $29,050.00 |
DisclosureSEC source: 0000899243-22-022665 · doc4.xml · nonDerivative · entry 1 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,505,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,407,511 shares and Fund 2-A now holds a total of 2,108,198 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 18:04 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $5.80 | $29,000.00 |
DisclosureSEC source: 0000899243-22-021988 · doc4.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,500,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,403,011 shares and Fund 2-A now holds a total of 2,097,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:16 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 2,500 | $5.60 | $14,006.00 |
DisclosureSEC source: 0001493152-22-016481 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 95,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $5.6024, and a range of $5.27-$5.80. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:16 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 25,000 | $5.60 | $140,060.00 |
DisclosureSEC source: 0001493152-22-016481 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,490,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $5.6024, and a range of $5.27-$5.80. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 10, 2022 Filed Jun 22, 2022 21:18 UTC |
Opaleye Management Inc.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 2,400 | $6.50 | $15,598.80 |
DisclosureSEC source: 0001493152-22-017529 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 97,400 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $6.4995, and a range of $5.94 to $6.50. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 18:04 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.See footnote 2
EW HEALTHCARE PARTNERS FUND 2-A, L.P.See footnote 2
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $6.17 | $30,850.00 |
DisclosureSEC source: 0000899243-22-021988 · doc4.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · See footnote 2 EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · See footnote 2 EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,495,709 F1 · ownership.nature: The Share totals shown above are the aggregate amounts of shares purchased by EW Healthcare Partners Fund 2, L.P. ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("Fund 2-A") on the dates set forth above. Fund 2 purchased 1,500 shares of the amount shown for each date above, and Fund 2-A purchased 3,500 shares of the amount shown above on each such date. Fund 2 now holds a total of 1,403,011 shares and Fund 2-A now holds a total of 2,097,698 shares of the Issuer. F2 · ownership.nature: EW Healthcare Partners Fund 2 GP, L.P. (the "EW Funds GP"), is the general partner of each of EW Healthcare Partners Fund 2, L.P . ("Fund 2") and EW Healthcare Partners Fund 2-A, L.P. (''EW Fund 2-A" and together with EW Fund 2, the ''EW Funds"). EW Healthcare Partners Fund 2- UGP, LLC (the "General Partner") is the general partner of EW Funds GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Ron Eastman, Scott Barry and Petri Vainio (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.